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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$388M +$2.11M +47,710 +0.5%
LPL Financial
2
LPL Financial
California
$353M +$45M +1,016,129 +14%
Wells Fargo
3
Wells Fargo
California
$260M +$1.06M +23,999 +0.4%
Raymond James Financial
4
Raymond James Financial
Florida
$123M -$3.54M -79,958 -3%
Ameriprise
5
Ameriprise
Minnesota
$101M -$42.4M -958,923 -29%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$98.6M +$3.41M +76,926 +4%
HighTower Advisors
7
HighTower Advisors
Illinois
$71.5M +$8.84M +199,755 +14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$67M +$4.53M +102,253 +7%
UBS Group
9
UBS Group
Switzerland
$66.9M +$485K +10,964 +0.7%
Truist Financial
10
Truist Financial
North Carolina
$52.3M +$1.51M +34,020 +3%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$41.2M -$81.5K -1,841 -0.2%
Bank of America
12
Bank of America
North Carolina
$39.9M -$4.37M -98,836 -10%
NA
13
NewEdge Advisors
Louisiana
$37.4M +$3.51M +79,396 +10%
GWM
14
Geneos Wealth Management
Colorado
$37.3M +$12.9M +291,705 +52%
CFS
15
Commonwealth Financial Services
West Virginia
$34.2M +$2.61M +58,871 +8%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$33.3M +$585K +13,212 +2%
Osaic Holdings
17
Osaic Holdings
Arizona
$33.1M -$3.64M -82,244 -10%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$32.2M +$1.07M +24,239 +3%
P
19
&Partners
Tennessee
$31.9M +$2.28M +51,541 +8%
GWM
20
GDS Wealth Management
Texas
$29.9M +$3.43M +77,581 +13%
AAP
21
Arax Advisory Partners
Colorado
$27.9M +$1.87M +42,199 +7%
GLR
22
Great Lakes Retirement
Ohio
$27.8M +$678K +15,312 +2%
Stifel Financial
23
Stifel Financial
Missouri
$24.9M +$1.42M +32,051 +6%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$23.5M +$154K +3,475 +0.6%
PFS
25
Prospera Financial Services
Texas
$23.4M +$329K +7,439 +1%