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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$419M -$11M -258,246 -3%
LPL Financial
2
LPL Financial
California
$364M +$36.5M +856,338 +12%
Wells Fargo
3
Wells Fargo
California
$280M +$56M +1,314,185 +27%
SEIA
4
Signature Estate & Investment Advisors
California
$269M +$7.53M +176,913 +3%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$197M +$3.86M +90,739 +2%
UBS Group
6
UBS Group
Switzerland
$166M +$2.62M +61,475 +2%
Bank of America
7
Bank of America
North Carolina
$144M +$84.7M +1,987,952 +160%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$142M -$405K -9,506 -0.3%
Osaic Holdings
9
Osaic Holdings
Arizona
$94.1M -$22.3M -523,069 -20%
RJA
10
Raymond James & Associates
Florida
$87.7M -$6.42M -150,808 -7%
LI
11
LVZ Inc
Michigan
$52.6M +$459K +10,789 +0.9%
ACG
12
Allen Capital Group
Nebraska
$47.9M +$5.99M +140,714 +15%
PVI
13
Pine Valley Investments
New Jersey
$46.4M +$4.33M +101,658 +11%
KAS
14
Kestra Advisory Services
Texas
$43.4M +$5.92M +138,985 +17%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$42.3M -$19.9M -467,131 -33%
Stifel Financial
16
Stifel Financial
Missouri
$40M +$1.8M +42,343 +5%
AWM
17
AE Wealth Management
Kansas
$38.1M +$9.5M +223,145 +35%
HighTower Advisors
18
HighTower Advisors
Illinois
$37.8M +$34M +798,353 +1,594%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$37.5M -$2.4M -56,271 -6%
Truist Financial
20
Truist Financial
North Carolina
$37.4M -$65.6K -1,541 -0.2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$37.4M +$5.71M +133,995 +19%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$37.4M +$4.58M +107,502 +15%
PAG
23
Private Advisor Group
New Jersey
$36.8M -$8.64M -202,873 -20%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$35.6M -$5.59M -131,323 -14%
AFA
25
American Financial Advisors
Georgia
$31.5M -$597K -14,026 -2%