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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$308M +$84.9M +1,895,163 +38%
SEIA
2
Signature Estate & Investment Advisors
California
$245M +$11.7M +260,999 +5%
LPL Financial
3
LPL Financial
California
$215M +$40.7M +907,715 +24%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$162M +$32.9M +734,754 +26%
Wells Fargo
5
Wells Fargo
California
$142M +$35M +780,348 +33%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$115M +$31.5M +702,235 +38%
Osaic Holdings
7
Osaic Holdings
Arizona
$79.8M +$15.9M +354,873 +25%
RJA
8
Raymond James & Associates
Florida
$75.4M +$18.1M +402,847 +32%
UBS Group
9
UBS Group
Switzerland
$73M +$23M +512,988 +46%
Bank of America
10
Bank of America
North Carolina
$72.7M +$13.4M +298,816 +23%
HI
11
Horizon Investments
North Carolina
$69.5M -$3.18M -70,845 -4%
LI
12
LVZ Inc
Michigan
$55.2M +$4.76M +106,271 +10%
HFS
13
Hantz Financial Services
Michigan
$46M +$7.04M +157,004 +18%
BWL
14
Bogart Wealth LLC
Virginia
$41.7M -$1.72M -38,344 -4%
GWM
15
GDS Wealth Management
Texas
$39.6M +$3.31M +73,951 +9%
ACG
16
Allen Capital Group
Nebraska
$39M +$38.8M +866,433 New
PI
17
PFS Investments
Georgia
$38.3M +$15.4M +342,982 +69%
PAG
18
Private Advisor Group
New Jersey
$37.2M +$7.7M +171,792 +26%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$35.6M +$2.78M +62,073 +9%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$33M +$14.4M +321,482 +78%
TCWA
21
Ten Capital Wealth Advisors
Washington
$32M +$31.8M +710,285 New
Stifel Financial
22
Stifel Financial
Missouri
$31M +$26.5M +591,937 +620%
IA
23
IFP Advisors
Florida
$30.9M +$12.9M +288,592 +86%
AWM
24
AE Wealth Management
Kansas
$28.9M +$3M +67,016 +12%
ACM
25
Advance Capital Management
Michigan
$28.5M -$39.9M -890,765 -59%