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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$491M -$794K -18,523 -0.2%
LPL Financial
2
LPL Financial
California
$379M -$15.1M -351,571 -4%
SEIA
3
Signature Estate & Investment Advisors
California
$324M +$32.7M +762,655 +11%
Wells Fargo
4
Wells Fargo
California
$302M -$10.3M -240,798 -3%
UBS Group
5
UBS Group
Switzerland
$156M +$890K +20,753 +0.6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$132M -$20.8M -484,172 -14%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$110M -$29.6M -689,884 -21%
RJA
8
Raymond James & Associates
Florida
$96.6M +$7.35M +171,517 +8%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$68.8M -$330K -7,703 -0.5%
PVI
10
Pine Valley Investments
New Jersey
$57.8M +$2.25M +52,522 +4%
LI
11
LVZ Inc
Michigan
$55.4M +$1.07M +24,951 +2%
ACG
12
Allen Capital Group
Nebraska
$51.6M +$1.91M +44,611 +4%
KAS
13
Kestra Advisory Services
Texas
$48M -$1.13M -26,363 -2%
Bank of America
14
Bank of America
North Carolina
$43.3M -$9.99M -233,127 -19%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$43.1M -$1.28M -29,838 -3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$42.3M +$5.58M +130,172 +15%
PAG
17
Private Advisor Group
New Jersey
$41.4M +$745K +17,383 +2%
Ameriprise
18
Ameriprise
Minnesota
$40M +$39.9M +929,992 New
Osaic Holdings
19
Osaic Holdings
Arizona
$39M -$9.41M -219,445 -20%
HighTower Advisors
20
HighTower Advisors
Illinois
$37.5M -$194K -4,523 -0.5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$37.3M -$447K -10,417 -1%
PFS
22
Prospera Financial Services
Texas
$36.9M +$11.2M +261,794 +44%
LRWA
23
Long Run Wealth Advisors
New York
$35.6M +$4.16M +96,923 +13%
Truist Financial
24
Truist Financial
North Carolina
$32.4M +$996K +23,239 +3%
Citadel Advisors
25
Citadel Advisors
Florida
$32.3M -$21.2M -494,369 -40%