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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
1
Signature Estate & Investment Advisors
California
$228M +$10.1M +230,680 +5%
Morgan Stanley
2
Morgan Stanley
New York
$217M -$32.8M -752,544 -13%
LPL Financial
3
LPL Financial
California
$169M -$24.9M -571,550 -13%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$126M +$12.1M +278,496 +11%
Wells Fargo
5
Wells Fargo
California
$104M -$6.04M -138,536 -6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$81M +$4.31M +98,752 +6%
HI
7
Horizon Investments
North Carolina
$70.8M +$2.63M +60,282 +4%
ACM
8
Advance Capital Management
Michigan
$66.9M -$179M -4,092,977 -73%
Osaic Holdings
9
Osaic Holdings
Arizona
$62.1M +$7.74M +177,528 +14%
Bank of America
10
Bank of America
North Carolina
$57.7M +$18.7M +428,128 +48%
RJA
11
Raymond James & Associates
Florida
$55.8M +$5.15M +118,039 +10%
LI
12
LVZ Inc
Michigan
$49.1M -$648K -14,855 -1%
UBS Group
13
UBS Group
Switzerland
$48.6M -$1.31M -30,023 -3%
BWL
14
Bogart Wealth LLC
Virginia
$42.4M -$19.9M -455,907 -32%
HFS
15
Hantz Financial Services
Michigan
$37.9M +$11.7M +268,181 +45%
GWM
16
GDS Wealth Management
Texas
$35.4M +$28.2M +646,693 +409%
KAS
17
Kestra Advisory Services
Texas
$32.8M +$19.1M +437,949 +142%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$31.9M +$11.3M +259,480 +55%
CAS
19
Coppell Advisory Solutions
Texas
$31.5M +$31.3M +717,264 New
CASC
20
Coppell Advisory Solutions Corp
Texas
$31.5M +$31.3M +717,264 New
AWM
21
AE Wealth Management
Kansas
$25.2M +$3.02M +69,238 +14%
AFA
22
American Financial Advisors
Georgia
$24.6M -$35.8K -820 -0.1%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$24.5M +$5.48M +125,571 +29%
CAN
24
Cetera Advisor Networks
California
$23.9M +$14.5M +331,608 +156%
PI
25
PFS Investments
Georgia
$21.9M +$6.12M +140,198 +39%