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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PI
1
PHH Investments
Texas
$45.6M +$45.8M +930,404 New
Morgan Stanley
2
Morgan Stanley
New York
$31.4M -$5.02M -102,028 -14%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$22.4M +$5.1M +103,510 +29%
LI
4
LVZ Inc
Michigan
$20.3M -$7.84M -159,241 -28%
BCI
5
Brinker Capital Investments
Pennsylvania
$19.4M +$9.4M +190,912 +93%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$17M +$17.1M +346,448 New
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$15M +$6.28M +127,556 +71%
Bank of America
8
Bank of America
North Carolina
$11M +$1.29M +26,144 +13%
LPL Financial
9
LPL Financial
California
$10.5M -$2.46M -49,953 -19%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$7.81M +$7.37M +149,641 +1,542%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.98M -$683K -13,865 -10%
ACM
12
Aviance Capital Management
Florida
$3.79M -$592K -12,034 -13%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$2.76M +$385K +7,811 +16%
FAAS
14
First Allied Advisory Services
California
$2.39M +$64.1K +1,302 +3%
RJA
15
Raymond James & Associates
Florida
$2.33M -$429K -8,708 -15%
EIA
16
Eldridge Investment Advisors
New Hampshire
$2.02M +$2.03M +41,325 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.56M +$713K +14,472 +83%
AG
18
Advisor Group
Arizona
$1.53M +$38.8K +789 +3%
HFS
19
HL Financial Services
Kentucky
$1.21M +$37.6K +764 +3%
FAIM
20
Financial Advocates Investment Management
Washington
$1.21M +$278K +5,640 +30%
Citadel Advisors
21
Citadel Advisors
Florida
$1.05M -$63.6K -1,292 -6%
SCA
22
Snowden Capital Advisors
New York
$984K -$127K -2,573 -11%
Stifel Financial
23
Stifel Financial
Missouri
$776K +$800K +16,239 New
GWM
24
Geneos Wealth Management
Colorado
$683K +$49.2K +1,000 +8%
WIA
25
Wealthstreet Investment Advisors
Texas
$522K +$226K +4,600 +76%