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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$248M -$27.6M -597,419 -10%
ACM
2
Advance Capital Management
Michigan
$244M -$4.52M -97,866 -2%
SEIA
3
Signature Estate & Investment Advisors
California
$216M +$229M +4,953,967 New
LPL Financial
4
LPL Financial
California
$193M -$8.09M -175,152 -4%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$113M +$1.31M +28,255 +1%
Wells Fargo
6
Wells Fargo
California
$109M -$25.7M -556,836 -18%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$76M -$4.09M -88,493 -5%
HI
8
Horizon Investments
North Carolina
$67.5M +$5.62M +121,568 +8%
BWL
9
Bogart Wealth LLC
Virginia
$61.9M +$5.51M +119,396 +9%
Osaic Holdings
10
Osaic Holdings
Arizona
$53.8M +$503K +10,888 +0.9%
RJA
11
Raymond James & Associates
Florida
$50.2M -$4.13M -89,390 -7%
UBS Group
12
UBS Group
Switzerland
$49.5M +$3M +64,866 +6%
LI
13
LVZ Inc
Michigan
$49.3M -$251K -5,434 -0.5%
KIG
14
Kowal Investment Group
Wisconsin
$38.8M -$4.47M -96,712 -10%
Bank of America
15
Bank of America
North Carolina
$38.6M -$17.7M -382,523 -30%
PAG
16
Private Advisor Group
New Jersey
$35.5M -$3.4M -73,511 -8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$30M -$15M -324,078 -32%
ACG
18
Allen Capital Group
Nebraska
$26M -$748K -16,190 -3%
HFS
19
Hantz Financial Services
Michigan
$25.9M +$10.3M +223,520 +60%
LFG
20
Larson Financial Group
Missouri
$25.1M +$596K +12,908 +2%
AFA
21
American Financial Advisors
Georgia
$24.4M +$25.9M +560,541 New
AWM
22
Affinity Wealth Management
Delaware
$23.9M -$182K -3,942 -0.7%
SFG
23
SNS Financial Group
Minnesota
$23.3M -$932K -20,188 -4%
AWM
24
AE Wealth Management
Kansas
$22M -$3.88M -84,073 -14%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$20.4M +$336K +7,284 +2%