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First Trust Smith Opportunistic Fixed Income ETF

316 hedge funds and large institutions have $3.49B invested in First Trust Smith Opportunistic Fixed Income ETF in 2022 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 104 increasing their positions, 161 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

1.21% less ownership

Funds ownership: 76.71%75.5% (-1.2%)

2% less funds holding

Funds holding: 323316 (-7)

2% less funds holding in top 10

Funds holding in top 10: 4140 (-1)

13% less capital invested

Capital invested by funds: $4.02B → $3.49B (-$527M)

35% less repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 161

Holders
316
Holders Change
-7
Holders Change %
-2.17%
% of All Funds
4.98%
Holding in Top 10
40
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-2.44%
% of All Funds
0.63%
New
29
Increased
104
Reduced
161
Closed
32
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$306M -$55.5M -1,082,436 -15%
ACM
2
Advance Capital Management
Michigan
$297M -$5.57M -108,748 -2%
LPL Financial
3
LPL Financial
California
$251M -$22.5M -439,516 -8%
Wells Fargo
4
Wells Fargo
California
$234M -$38M -741,022 -14%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$170M -$1.06M -20,749 -0.6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$118M +$26.3M +514,079 +28%
Bank of America
7
Bank of America
North Carolina
$86.6M -$17.3M -337,762 -16%
TAM
8
Tucker Asset Management
Colorado
$85.9M +$13.3M +258,901 +18%
RJA
9
Raymond James & Associates
Florida
$81.1M -$3.86M -75,283 -4%
HI
10
Horizon Investments
North Carolina
$73.6M +$13.6M +265,617 +22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$72.8M -$14.6M -285,422 -16%
UBS Group
12
UBS Group
Switzerland
$67.3M -$20.6M -402,785 -23%
BWL
13
Bogart Wealth LLC
Virginia
$62.9M +$2.52M +49,118 +4%
LI
14
LVZ Inc
Michigan
$58M +$1.74M +33,954 +3%
Osaic Holdings
15
Osaic Holdings
Arizona
$55M -$19.1M -373,356 -20%
Truist Financial
16
Truist Financial
North Carolina
$52.7M -$361K -7,050 -0.7%
KIG
17
Kowal Investment Group
Wisconsin
$49.6M +$72.1K +1,407 +0.1%
PI
18
PFS Investments
Georgia
$39.5M +$1.14M +22,234 +3%
SWM
19
Spire Wealth Management
Virginia
$37.8M -$1.7M -33,087 -4%
PAG
20
Private Advisor Group
New Jersey
$36.7M +$412K +8,031 +1%
AF
21
Allworth Financial
California
$33.9M +$126K +2,461 +0.4%
AWM
22
AE Wealth Management
Kansas
$31.1M -$3.25M -63,408 -9%
AFA
23
American Financial Advisors
Georgia
$27.7M +$3.53M +68,949 +14%
SFG
24
SNS Financial Group
Minnesota
$27.5M +$2.33M +45,424 +9%
ACG
25
Allen Capital Group
Nebraska
$27.2M -$747K -14,575 -3%

FIXD Hedge Fund Activity: Q1 2022 in Review

316 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q1 2022, worth a combined $3.49B — down 13% from $4.02B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of FIXD and 29 opened new positions — a net loss of 3 holders — while 161 trimmed existing stakes and 104 added.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $26.3M. The largest seller was Morgan Stanley, cutting an estimated $55.5M.

  • 316 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q1 2022, down from 323 in Q4 2021.
  • Funds reported $3.49B of First Trust Smith Opportunistic Fixed Income ETF stock for Q1 2022, down 13% quarter-over-quarter.
  • 29 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q1 2022 and 32 closed out, a net change of -3 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q1 2022 was Raymond James Financial Services Advisors, an estimated $26.3M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q1 2022 was Morgan Stanley, an estimated $55.5M sold.

Based on aggregated 13F filings for Q1 2022.