DI
BALT icon

DFPG Investments’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

DFPG Investments’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		$1.77M Sell
62,275
-65
-0.1% -$1.83K 0.14% 156
2023
Q3 		$1.75M Hold
62,340
– – 0.16% 144
2023
Q2 		$1.75M Sell
62,340
-650
-1% -$17.9K 0.16% 142
2023
Q1 		$1.72M Hold
62,990
– – 0.18% 121
2022
Q4 		$1.68M Buy
+62,990
New +$1.65M 0.28% 98

Other funds holding BALT

MAM
Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
MFG
MTM Financial Group Bethlehem, Pennsylvania $213M AUM 10.14% 1-Year Est. Return
CWG
Crown Wealth Group Charlotte, North Carolina $393M AUM 25.29% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

DFPG Investments's BALT Position: Q4 2023 in Review

DFPG Investments reduced its Innovator Defined Wealth Shield ETF (BALT) stake by 0.1% in Q4 2023, selling an estimated $1.83K and leaving 62,275 shares worth $1.77M. The position accounts for 0.14% of the portfolio, ranked #156.

DFPG Investments first reported a position in BALT in Q4 2022 and has held it in 5 quarters since. 94 funds tracked by Wall St. Rank hold BALT as of Q4 2023.

  • DFPG Investments held 62,275 shares of Innovator Defined Wealth Shield ETF worth $1.77M as of Q4 2023.
  • DFPG Investments sold 65 Innovator Defined Wealth Shield ETF shares in Q4 2023, an estimated $1.83K.
  • Innovator Defined Wealth Shield ETF made up 0.14% of DFPG Investments's portfolio in Q4 2023, its #156 holding.
  • DFPG Investments first reported a position in Innovator Defined Wealth Shield ETF in Q4 2022 and has held it in 5 quarters since.
  • 94 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.