Innovator Defined Wealth Shield ETF
BALT
94 hedge funds and large institutions have $530M invested in Innovator Defined Wealth Shield ETF in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 34 increasing their positions, 27 reducing their positions, and 10 closing their positions.
150% more first-time investments, than exits
New positions opened: 25 | Existing positions closed: 10
62% more capital invested
Capital invested by funds: $326M → $530M (+$204M)
26% more repeat investments, than reductions
Existing positions increased: 34 | Existing positions reduced: 27
18% more funds holding
Funds holding: 80 → 94 (+14)
17% more funds holding in top 10
Funds holding in top 10: 6 → 7 (+1)
14.93% more ownership
Funds ownership: 72.65% → 87.58% (+15%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MAM
Milestone Asset Management
Pittsburgh,
Pennsylvania
|
+$82.1M |
| 2 |
FIA
Foundations Investment Advisors
Phoenix,
Arizona
|
+$80.9M |
| 3 |
KWM
Kingsview Wealth Management
Grants Pass,
Oregon
|
+$11.1M |
| 4 |
Balyasny Asset Management
Chicago,
Illinois
|
+$9.39M |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$9.26M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
-$9.09M |
| 2 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$5.28M |
| 3 |
CPP
Capasso Planning Partners
Charleston,
South Carolina
|
-$3.9M |
| 4 |
JP Morgan Chase
New York
|
-$3.53M |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
-$3.22M |
BALT Hedge Fund Activity: Q4 2023 in Review
94 of the 6,869 institutional investors tracked by Wall St. Rank reported a position in Innovator Defined Wealth Shield ETF (BALT) for Q4 2023, worth a combined $530M — up 62% from $326M a quarter earlier.
Buyers outnumbered sellers: 25 funds opened new BALT positions and 10 closed out — a net gain of 15 holders — while 34 added to existing stakes and 27 trimmed.
The largest buyer was Milestone Asset Management, opening a new position worth an estimated $82.1M. The largest seller was Osaic Holdings, cutting an estimated $9.09M.
- 94 institutional investors held Innovator Defined Wealth Shield ETF (BALT) as of Q4 2023, up from 80 in Q3 2023.
- Funds reported $530M of Innovator Defined Wealth Shield ETF stock for Q4 2023, up 62% quarter-over-quarter.
- 25 funds opened new Innovator Defined Wealth Shield ETF positions in Q4 2023 and 10 closed out, a net change of +15 holders.
- The largest Innovator Defined Wealth Shield ETF buyer in Q4 2023 was Milestone Asset Management, an estimated $82.1M added.
- The largest Innovator Defined Wealth Shield ETF seller in Q4 2023 was Osaic Holdings, an estimated $9.09M sold.
Based on aggregated 13F filings for Q4 2023.