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Innovator Defined Wealth Shield ETF

46 hedge funds and large institutions have $138M invested in Innovator Defined Wealth Shield ETF in 2022 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 6

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

40% more capital invested

Capital invested by funds: $98M → $138M (+$39.6M)

5% more funds holding

Funds holding: 4446 (+2)

1.19% more ownership

Funds ownership: 76.92%78.11% (+1.2%)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
0.79%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
12
Increased
21
Reduced
6
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PWA
1
Pillar Wealth Advisors
Pennsylvania
$17.9M +$3.03M +116,108 +20%
MFG
2
MTM Financial Group
Pennsylvania
$17.1M +$242K +9,279 +1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$15M +$12.2M +467,523 +409%
BCM
4
Brookstone Capital Management
Illinois
$9.85M +$1.55M +59,253 +18%
KCM
5
Karp Capital Management
California
$9.24M -$6.99K -268 -0.1%
Osaic Holdings
6
Osaic Holdings
Arizona
$8.89M +$3.71M +142,091 +70%
CWG
7
Crown Wealth Group
North Carolina
$8.04M +$8.13M +311,850 New
IIA
8
Integral Investment Advisors
California
$5.25M +$2.56M +98,332 +93%
AWM
9
AE Wealth Management
Kansas
$4.82M +$4.46M +170,834 +1,055%
SPC
10
Sigma Planning Corp
Michigan
$4.81M +$4.86M +186,454 New
SS
11
Sunbelt Securities
Texas
$4.21M +$185K +7,095 +5%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.54M +$2.14M +81,856 +147%
KAS
13
Kestra Advisory Services
Texas
$3.18M +$91.1K +3,493 +3%
CTFG
14
Capstone Triton Financial Group
Oklahoma
$2.93M +$169K +6,484 +6%
MA
15
MAS Advisors
Florida
$2.55M +$2.58M +98,866 New
KWM
16
Kingsview Wealth Management
Oregon
$2.3M -$157K -6,001 -6%
AWM
17
Axxcess Wealth Management
California
$2.3M +$2.05M +78,757 +767%
RC
18
Rovin Capital
Arizona
$1.27M +$1.29M +49,363 New
SWA
19
Stratos Wealth Advisors
Ohio
$1.26M +$172K +6,611 +16%
BWM
20
BCS Wealth Management
Tennessee
$1.25M +$12.8K +490 +1%
VIM
21
Vista Investment Management
Pennsylvania
$1.14M +$220K +8,435 +24%
CAG
22
Compass Advisory Group
New York
$1.1M -$730 -28 -0.1%
HighTower Advisors
23
HighTower Advisors
Illinois
$977K +$20.9K +800 +2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$942K +$465K +17,838 +95%
KPWS
25
Kestra Private Wealth Services
Texas
$902K +$913K +34,989 New

BALT Hedge Fund Activity: Q3 2022 in Review

46 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator Defined Wealth Shield ETF (BALT) for Q3 2022, worth a combined $138M — up 40% from $98M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new BALT positions and 8 closed out — a net gain of 4 holders — while 21 added to existing stakes and 6 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $12.2M. The largest seller was Arlington Capital Management, exiting entirely with an estimated $9.98M sold.

  • 46 institutional investors held Innovator Defined Wealth Shield ETF (BALT) as of Q3 2022, up from 44 in Q2 2022.
  • Funds reported $138M of Innovator Defined Wealth Shield ETF stock for Q3 2022, up 40% quarter-over-quarter.
  • 12 funds opened new Innovator Defined Wealth Shield ETF positions in Q3 2022 and 8 closed out, a net change of +4 holders.
  • The largest Innovator Defined Wealth Shield ETF buyer in Q3 2022 was Commonwealth Equity Services, an estimated $12.2M added.
  • The largest Innovator Defined Wealth Shield ETF seller in Q3 2022 was Arlington Capital Management, an estimated $9.98M sold.

Based on aggregated 13F filings for Q3 2022.