AWM
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AE Wealth Management’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

AE Wealth Management’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$14.6M Sell
427,273
-166,901
-28% -$5.68M 0.07% 257
2026
Q1 		$19.9M Sell
594,174
-94,367
-14% -$3.17M 0.11% 205
2025
Q4 		$23.1M Buy
688,541
+147,747
+27% +$4.88M 0.13% 169
2025
Q3 		$17.7M Buy
540,794
+46,427
+9% +$1.51M 0.11% 192
2025
Q2 		$15.9M Buy
494,367
+314,895
+175% +$9.95M 0.12% 195
2025
Q1 		$5.63M Buy
179,472
+164,253
+1,079% +$5.19M 0.05% 323
2024
Q4 		$478K Buy
+15,219
New +$474K ﹤0.01% 925
2024
Q1 		– Sell
-165,876
Closed -$4.77M – 1206
2023
Q4 		$4.77M Buy
165,876
+86,492
+109% +$2.44M 0.02% 604
2023
Q3 		$2.21M Sell
79,384
-11,811
-13% -$331K 0.01% 820
2023
Q2 		$2.54M Sell
91,195
-48,876
-35% -$1.34M 0.02% 768
2023
Q1 		$3.81M Sell
140,071
-15,729
-10% -$423K 0.02% 576
2022
Q4 		$4.14M Sell
155,800
-31,229
-17% -$820K 0.03% 526
2022
Q3 		$4.82M Buy
187,029
+170,834
+1,055% +$4.46M 0.04% 436
2022
Q2 		$418K Buy
+16,195
New +$416K ﹤0.01% 1289
2022
Q1 		– Sell
-18,897
Closed -$490K – 1672
2021
Q4 		$490K Buy
+18,897
New +$489K ﹤0.01% 1256

Other funds holding BALT

Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
W
Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
RWP
Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

AE Wealth Management's BALT Position: Q2 2026 in Review

AE Wealth Management reduced its Innovator Defined Wealth Shield ETF (BALT) stake by 28% in Q2 2026, selling an estimated $5.68M and leaving 427,273 shares worth $14.6M. The position accounts for 0.07% of the portfolio, ranked #257.

AE Wealth Management first reported a position in BALT in Q4 2021 and has held it in 15 quarters since. The position peaked at $23.1M in Q4 2025. 297 funds tracked by Wall St. Rank hold BALT as of Q2 2026.

  • AE Wealth Management held 427,273 shares of Innovator Defined Wealth Shield ETF worth $14.6M as of Q2 2026.
  • AE Wealth Management sold 166,901 Innovator Defined Wealth Shield ETF shares in Q2 2026, an estimated $5.68M.
  • Innovator Defined Wealth Shield ETF made up 0.07% of AE Wealth Management's portfolio in Q2 2026, its #257 holding.
  • AE Wealth Management first reported a position in Innovator Defined Wealth Shield ETF in Q4 2021 and has held it in 15 quarters since.
  • AE Wealth Management's Innovator Defined Wealth Shield ETF position peaked at $23.1M in Q4 2025.
  • 297 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.