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Sigma Planning Corp’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Sigma Planning Corp’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$6.42M Sell
187,215
-45,414
-20% -$1.55M 0.16% 127
2026
Q1 		$7.78M Sell
232,629
-32,770
-12% -$1.1M 0.22% 89
2025
Q4 		$8.9M Buy
265,399
+84
+0% +$2.78K 0.25% 72
2025
Q3 		$8.71M Sell
265,315
-37,837
-12% -$1.23M 0.25% 72
2025
Q2 		$9.73M Buy
303,152
+109,374
+56% +$3.45M 0.29% 60
2025
Q1 		$6.08M Buy
193,778
+5,477
+3% +$173K 0.19% 102
2024
Q4 		$5.92M Buy
188,301
+41,546
+28% +$1.29M 0.19% 101
2024
Q3 		$4.52M Buy
146,755
+41,138
+39% +$1.25M 0.14% 148
2024
Q2 		$3.17M Sell
105,617
-28,297
-21% -$833K 0.1% 198
2024
Q1 		$3.92M Buy
133,914
+14,609
+12% +$422K 0.12% 168
2023
Q4 		$3.41M Sell
119,305
-187,286
-61% -$5.28M 0.27% 75
2023
Q3 		$8.52M Buy
306,591
+15,928
+5% +$446K 0.32% 56
2023
Q2 		$8.11M Buy
290,663
+106,076
+57% +$2.92M 0.29% 60
2023
Q1 		$5.03M Sell
184,587
-2,482
-1% -$66.8K 0.17% 130
2022
Q4 		$4.97M Buy
187,069
+615
+0.3% +$16.1K 0.18% 127
2022
Q3 		$4.81M Buy
+186,454
New +$4.86M 0.18% 120

Other funds holding BALT

Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
W
Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
RWP
Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

Sigma Planning Corp's BALT Position: Q2 2026 in Review

Sigma Planning Corp reduced its Innovator Defined Wealth Shield ETF (BALT) stake by 20% in Q2 2026, selling an estimated $1.55M and leaving 187,215 shares worth $6.42M. The position accounts for 0.16% of the portfolio, ranked #127.

Sigma Planning Corp first reported a position in BALT in Q3 2022 and has held it in 16 quarters since. The position peaked at $9.73M in Q2 2025. 297 funds tracked by Wall St. Rank hold BALT as of Q2 2026.

  • Sigma Planning Corp held 187,215 shares of Innovator Defined Wealth Shield ETF worth $6.42M as of Q2 2026.
  • Sigma Planning Corp sold 45,414 Innovator Defined Wealth Shield ETF shares in Q2 2026, an estimated $1.55M.
  • Innovator Defined Wealth Shield ETF made up 0.16% of Sigma Planning Corp's portfolio in Q2 2026, its #127 holding.
  • Sigma Planning Corp first reported a position in Innovator Defined Wealth Shield ETF in Q3 2022 and has held it in 16 quarters since.
  • Sigma Planning Corp's Innovator Defined Wealth Shield ETF position peaked at $9.73M in Q2 2025.
  • 297 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.