SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 iShares Core S&P 500 ETF IVV $631B	$181M	5.78%	322,719 -10,729	-3%	-$6.03M
2	2 Apple AAPL $3.12T	$154M	4.92%	694,515 +781	+0.1%	+$173K
3	3 NVIDIA NVDA $4T	$75.3M	2.4%	694,988 +12,804	+2%	+$1.39M
4	4 Amazon AMZN $2.4T	$65.5M	2.09%	344,459 +9,971	+3%	+$1.9M
5	5 Invesco QQQ Trust QQQ $356B	$63.9M	2.04%	136,317 -2,216	-2%	-$1.04M
6	6 Microsoft MSFT $3.74T	$56.9M	1.82%	151,701 +2,425	+2%	+$910K
7	7 SPDR S&P 500 ETF Trust SPY $644B	$52.9M	1.69%	94,481 +1,354	+1%	+$757K
8	8 Vanguard S&P 500 ETF VOO $690B	$51M	1.63%	99,204 +1,579	+2%	+$811K
9	9 iShares Core Dividend Growth ETF DGRO $32.5B	$50M	1.59%	809,093 +204,363	+34%	+$12.6M
10	10 iShares S&P 500 Growth ETF IVW $61.1B	$38.7M	1.23%	416,632 -53,824	-11%	-$5M
11	11 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD $29.1B	$34.5M	1.1%	317,716 +11,019	+4%	+$1.2M
12	12 Berkshire Hathaway Class B BRK.B $1.03T	$32M	1.02%	60,089 +1,484	+3%	+$790K
13	13 Pacer US Cash Cows 100 ETF COWZ $20.8B	$27.8M	0.89%	506,971 -33,987	-6%	-$1.86M
14	14 Schwab US Dividend Equity ETF SCHD $71.2B	$24.7M	0.79%	882,844 -24,697	-3%	-$691K
15	15 Schwab US Large-Cap Growth ETF SCHG $44.8B	$23.4M	0.75%	935,361 -8,491	-0.9%	-$213K
16	16 Alphabet (Google) Class C GOOG $2.22T	$22.8M	0.73%	145,763 -566	-0.4%	-$88.4K
17	17 Meta Platforms (Facebook) META $1.81T	$22.4M	0.71%	38,843 +6,211	+19%	+$3.58M
18	18 AbbVie ABBV $338B	$22.2M	0.71%	106,146 -992	-0.9%	-$208K
19	19 iShares S&P 500 Value ETF IVE $39.6B	$22.2M	0.71%	116,249 +8,063	+7%	+$1.54M
20	20 iShares Core S&P Mid-Cap ETF IJH $97.5B	$21M	0.67%	359,567 -19,358	-5%	-$1.13M
21	21 iShares 1-3 Year Treasury Bond ETF SHY $23.6B	$20.7M	0.66%	250,256 +15,857	+7%	+$1.31M
22	22 iShares Core S&P Small-Cap ETF IJR $82.1B	$19.1M	0.61%	182,659 -17,120	-9%	-$1.79M
23	23 First Trust SMID Cap Rising Dividend Achievers ETF SDVY $8.43B	$18.7M	0.6%	557,301 +36,251	+7%	+$1.21M
24	24 SPDR Gold Trust GLD $102B	$18.4M	0.59%	63,981 +2,669	+4%	+$769K
25	25 Costco COST $435B	$18.4M	0.59%	19,442 +2,331	+14%	+$2.2M