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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
(+10%)
Cap. Flow
-$62.8M
Cap. Flow % of AUM
Cap. Flow %
-1.58%
Top 10 Holdings %
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85
Avg Time Held
Equity + Options
4.2
years
Top 10 Avg Time Held
Equity + Options
6.4
years
Top 20 Avg Time Held
Equity + Options
4.5
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6.5
years
Top 20 Avg Time Held Equity only
4.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Fundamental US Broad Market Index ETF
FNDB
|
+$7.81M |
| 2 |
Invesco NASDAQ 100 ETF
QQQM
|
+$7.1M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$6.95M |
| 4 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$6.48M |
| 5 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$6.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$17.9M |
| 2 |
Amazon
AMZN
|
+$12.8M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$11.6M |
| 4 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$9.34M |
| 5 |
Apple
AAPL
|
+$9.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.17% |
| 2 | Technology | 15.25% |
| 3 | Industrials | 4.2% |
| 4 | Financials | 3.84% |
| 5 | Consumer Discretionary | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$881B
| $212M | 5.33% |
282,773
-15,878
| -5% | -$11.6M |
2014 Q4
46 quarters
|
|
|
2
Apple
AAPL
$5.08T
| $168M | 4.22% |
579,763
-32,101
| -5% | -$9.18M |
2014 Q4
46 quarters
|
|
|
3
NVIDIA
NVDA
$5.12T
| $111M | 2.78% |
552,864
-86,838
| -14% | -$17.9M |
2015 Q3
43 quarters
|
|
|
4
Invesco QQQ Trust
QQQ
$475B
| $85.2M | 2.15% |
115,727
+10,098
| +10% | +$6.95M |
2014 Q4
46 quarters
|
|
|
5
Amazon
AMZN
$2.7T
| $71.1M | 1.79% |
298,285
-50,984
| -15% | -$12.8M |
2014 Q4
46 quarters
|
|
6
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $60.2M | 1.52% |
80,585
-5,446
| -6% | -$3.95M |
2014 Q4
46 quarters
|
|
7
iShares S&P 500 Growth ETF
IVW
$75.9B
| $58.8M | 1.48% |
427,683
-4,663
| -1% | -$616K |
2014 Q4
46 quarters
|
|
8
iShares Core Dividend Growth ETF
DGRO
$44.7B
| $54.7M | 1.38% |
721,444
+75
| +0% | +$5.53K |
2015 Q2
44 quarters
|
|
9
Microsoft
MSFT
$3.87T
| $50.1M | 1.26% |
134,286
-775
| -0.6% | -$314K |
2014 Q4
46 quarters
|
|
10
Vanguard S&P 500 ETF
VOO
$1.03T
| $49.2M | 1.24% |
71,642
-8,607
| -11% | -$5.74M |
2014 Q4
46 quarters
|
|
11
Alphabet (Google) Class C
GOOG
$3.92T
| $48.4M | 1.22% |
136,886
-549
| -0.4% | -$196K |
2015 Q4
42 quarters
|
|
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
| $36.6M | 0.92% |
335,905
-5,403
| -2% | -$589K |
2014 Q4
46 quarters
|
|
13
Schwab US Large-Cap Growth ETF
SCHG
$62.5B
| $32.7M | 0.82% |
965,245
+21,815
| +2% | +$723K |
2014 Q4
46 quarters
|
|
14
Alphabet (Google) Class A
GOOGL
$3.97T
| $30.7M | 0.77% |
85,938
+7,047
| +9% | +$2.54M |
2015 Q4
42 quarters
|
|
15
Schwab US Dividend Equity ETF
SCHD
$118B
| $29.3M | 0.74% |
924,059
+54,192
| +6% | +$1.72M |
2018 Q1
33 quarters
|
|
16
Micron Technology
MU
$969B
| $29M | 0.73% |
25,156
-6,457
| -20% | -$4.84M |
2016 Q3
39 quarters
|
|
17
Caterpillar
CAT
$324B
| $26.8M | 0.68% |
25,189
+2,733
| +12% | +$2.4M |
2014 Q4
46 quarters
|
|
18
iShares 1-3 Year Treasury Bond ETF
SHY
$27.1B
| $26.3M | 0.66% |
320,294
+17,006
| +6% | +$1.4M |
2022 Q3
15 quarters
|
|
19
Vanguard Morningstar Total Stock Market ETF
VTI
$690B
| $25.3M | 0.64% |
68,433
+11,288
| +20% | +$4.04M |
2014 Q4
46 quarters
|
|
20
Broadcom
AVGO
$1.54T
| $24.2M | 0.61% |
64,110
-13,263
| -17% | -$5.32M |
2017 Q1
37 quarters
|
|
21
Capital Group Dividend Value ETF
CGDV
$38.5B
| $22.9M | 0.58% |
464,598
+52,770
| +13% | +$2.48M |
2022 Q2
16 quarters
|
|
22
Advanced Micro Devices
AMD
$829B
| $22.4M | 0.56% |
38,503
-1,154
| -3% | -$473K |
2017 Q1
37 quarters
|
|
23
iShares S&P 500 Value ETF
IVE
$50.7B
| $21.8M | 0.55% |
96,026
-11,893
| -11% | -$2.66M |
2014 Q4
46 quarters
|
|
24
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $21.5M | 0.54% |
279,409
-73,953
| -21% | -$5.43M |
2014 Q4
46 quarters
|
|
25
Berkshire Hathaway Class B
BRK.B
$1.17T
| $21.2M | 0.53% |
42,467
+2,634
| +7% | +$1.27M |
2014 Q4
46 quarters
|
|
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Sigma Planning Corp's Q2 2026 Portfolio in Review
As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
- Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
- Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
- Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
- Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.
Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.