We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$201M 5.55%
293,582
+540
+0.2% +$367K
AAPL icon
2
Apple
AAPL
$4.57T
$169M 4.67%
621,839
-4,278
-0.7% -$1.15M
NVDA icon
3
NVIDIA
NVDA
$5.42T
$122M 3.38%
656,171
-11,984
-2% -$2.23M
AMZN icon
4
Amazon
AMZN
$2.96T
$81.3M 2.24%
351,759
-4,197
-1% -$960K
QQQ icon
5
Invesco QQQ Trust
QQQ
$484B
$75.2M 2.08%
122,300
+3,493
+3% +$2.14M
MSFT icon
6
Microsoft
MSFT
$3.71T
$65.4M 1.81%
135,011
+340
+0.3% +$170K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$60M 1.66%
87,921
+818
+0.9% +$553K
IVW icon
8
iShares S&P 500 Growth ETF
IVW
$77.6B
$53.5M 1.48%
433,977
+2,811
+0.7% +$344K
DGRO icon
9
iShares Core Dividend Growth ETF
DGRO
$43.5B
$50.8M 1.4%
731,146
-22,294
-3% -$1.53M
VOO icon
10
Vanguard S&P 500 ETF
VOO
$1.01T
$50.5M 1.39%
80,619
+859
+1% +$534K
GOOG icon
11
Alphabet (Google) Class C
GOOG
$4.32T
$43.7M 1.21%
139,304
+1,448
+1% +$415K
LQD icon
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$36.7M 1.01%
332,897
+10,162
+3% +$1.13M
SCHG icon
13
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$31.1M 0.86%
977,872
+6,828
+0.7% +$222K
META icon
14
Meta Platforms (Facebook)
META
$1.51T
$26.7M 0.74%
40,343
+1,143
+3% +$763K
AVGO icon
15
Broadcom
AVGO
$2.04T
$26.4M 0.73%
75,918
-1,374
-2% -$491K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$4.33T
$24.9M 0.69%
79,243
-626
-0.8% -$179K
SHY icon
17
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$24.4M 0.67%
294,513
+23,076
+9% +$1.91M
IJH icon
18
iShares Core S&P Mid-Cap ETF
IJH
$127B
$23.9M 0.66%
362,261
+11,233
+3% +$736K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$112B
$23.3M 0.64%
193,672
+3,158
+2% +$378K
GLD icon
20
SPDR Gold Trust
GLD
$141B
$23.2M 0.64%
58,988
+746
+1% +$285K
IVE icon
21
iShares S&P 500 Value ETF
IVE
$49.8B
$22.5M 0.62%
106,012
+1,676
+2% +$351K
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.13T
$22.5M 0.62%
44,564
-8,308
-16% -$4.13M
SCHD icon
23
Schwab US Dividend Equity ETF
SCHD
$105B
$22.4M 0.62%
833,241
+19,272
+2% +$524K
TSLA icon
24
Tesla
TSLA
$1.3T
$21.8M 0.6%
48,487
+9,162
+23% +$4.06M
PLTR icon
25
Palantir
PLTR
$413B
$18.8M 0.52%
105,534
-15,319
-13% -$2.77M
1
2 3 4 5

Similar funds

USCWA
U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return
GCM
Glenview Capital Management New York $3.98B AUM 20.52% 1-Year Est. Return
MAM
Martingale Asset Management Boston, Massachusetts $3.99B AUM 22.65% 1-Year Est. Return
LWCA
Locust Wood Capital Advisers New York $3.95B AUM 33.1% 1-Year Est. Return
AS
American Securities New York $3.93B AUM 52.22% 1-Year Est. Return
BCP
BSN Capital Partners London, United Kingdom $3.93B AUM 13.09% 1-Year Est. Return
MIM
Meridiem Investment Management London, United Kingdom $3.92B AUM 1.64% 1-Year Est. Return
JSW
Journey Strategic Wealth Summit, New Jersey $4.03B AUM 33.12% 1-Year Est. Return

Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.