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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$889B
| $201M | 5.55% |
293,582
+540
| +0.2% | +$367K |
2014 Q4
44 quarters
|
|
2
Apple
AAPL
$4.99T
| $169M | 4.67% |
621,839
-4,278
| -0.7% | -$1.15M |
2014 Q4
44 quarters
|
|
3
NVIDIA
NVDA
$5.25T
| $122M | 3.38% |
656,171
-11,984
| -2% | -$2.23M |
2015 Q3
41 quarters
|
|
4
Amazon
AMZN
$2.75T
| $81.3M | 2.24% |
351,759
-4,197
| -1% | -$960K |
2014 Q4
44 quarters
|
|
5
Invesco QQQ Trust
QQQ
$487B
| $75.2M | 2.08% |
122,300
+3,493
| +3% | +$2.14M |
2014 Q4
44 quarters
|
|
6
Microsoft
MSFT
$4.01T
| $65.4M | 1.81% |
135,011
+340
| +0.3% | +$170K |
2014 Q4
44 quarters
|
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $60M | 1.66% |
87,921
+818
| +0.9% | +$553K |
2014 Q4
44 quarters
|
|
8
iShares S&P 500 Growth ETF
IVW
$78.2B
| $53.5M | 1.48% |
433,977
+2,811
| +0.7% | +$344K |
2014 Q4
44 quarters
|
|
9
iShares Core Dividend Growth ETF
DGRO
$43.8B
| $50.8M | 1.4% |
731,146
-22,294
| -3% | -$1.53M |
2015 Q2
42 quarters
|
|
10
Vanguard S&P 500 ETF
VOO
$1.05T
| $50.5M | 1.39% |
80,619
+859
| +1% | +$534K |
2014 Q4
44 quarters
|
|
11
Alphabet (Google) Class C
GOOG
$4.22T
| $43.7M | 1.21% |
139,304
+1,448
| +1% | +$415K |
2015 Q4
40 quarters
|
|
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
| $36.7M | 1.01% |
332,897
+10,162
| +3% | +$1.13M |
2014 Q4
44 quarters
|
|
13
Schwab US Large-Cap Growth ETF
SCHG
$64.1B
| $31.1M | 0.86% |
977,872
+6,828
| +0.7% | +$222K |
2014 Q4
44 quarters
|
|
14
Meta Platforms (Facebook)
META
$1.88T
| $26.7M | 0.74% |
40,343
+1,143
| +3% | +$763K |
2014 Q4
44 quarters
|
|
15
Broadcom
AVGO
$1.64T
| $26.4M | 0.73% |
75,918
-1,374
| -2% | -$491K |
2017 Q1
35 quarters
|
|
16
Alphabet (Google) Class A
GOOGL
$4.27T
| $24.9M | 0.69% |
79,243
-626
| -0.8% | -$179K |
2015 Q4
40 quarters
|
|
17
iShares 1-3 Year Treasury Bond ETF
SHY
$26.8B
| $24.4M | 0.67% |
294,513
+23,076
| +9% | +$1.91M |
2022 Q3
13 quarters
|
|
18
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $23.9M | 0.66% |
362,261
+11,233
| +3% | +$736K |
2014 Q4
44 quarters
|
|
19
iShares Core S&P Small-Cap ETF
IJR
$103B
| $23.3M | 0.64% |
193,672
+3,158
| +2% | +$378K |
2014 Q4
44 quarters
|
|
20
SPDR Gold Trust
GLD
$142B
| $23.2M | 0.64% |
58,988
+746
| +1% | +$285K |
2014 Q4
44 quarters
|
|
21
iShares S&P 500 Value ETF
IVE
$49.9B
| $22.5M | 0.62% |
106,012
+1,676
| +2% | +$351K |
2014 Q4
44 quarters
|
|
|
22
Berkshire Hathaway Class B
BRK.B
$1.13T
| $22.5M | 0.62% |
44,564
-8,308
| -16% | -$4.13M |
2014 Q4
44 quarters
|
|
23
Schwab US Dividend Equity ETF
SCHD
$114B
| $22.4M | 0.62% |
833,241
+19,272
| +2% | +$524K |
2018 Q1
31 quarters
|
|
|
24
Tesla
TSLA
$1.43T
| $21.8M | 0.6% |
48,487
+9,162
| +23% | +$4.06M |
2016 Q4
36 quarters
|
|
|
25
Palantir
PLTR
$482B
| $18.8M | 0.52% |
105,534
-15,319
| -13% | -$2.77M |
2021 Q1
19 quarters
|
|
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Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.