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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$889B
| $195M | 5.42% |
298,651
+5,069
| +2% | +$3.46M |
2014 Q4
45 quarters
|
|
2
Apple
AAPL
$4.99T
| $155M | 4.31% |
611,864
-9,975
| -2% | -$2.6M |
2014 Q4
45 quarters
|
|
3
NVIDIA
NVDA
$5.25T
| $112M | 3.1% |
639,702
-16,469
| -3% | -$3.02M |
2015 Q3
42 quarters
|
|
4
Amazon
AMZN
$2.75T
| $72.7M | 2.02% |
349,269
-2,490
| -0.7% | -$548K |
2014 Q4
45 quarters
|
|
|
5
Invesco QQQ Trust
QQQ
$487B
| $61M | 1.69% |
105,629
-16,671
| -14% | -$10.1M |
2014 Q4
45 quarters
|
|
6
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $56M | 1.55% |
86,031
-1,890
| -2% | -$1.29M |
2014 Q4
45 quarters
|
|
7
iShares Core Dividend Growth ETF
DGRO
$43.8B
| $50.6M | 1.41% |
721,369
-9,777
| -1% | -$701K |
2015 Q2
43 quarters
|
|
8
Microsoft
MSFT
$4.01T
| $50M | 1.39% |
135,061
+50
| +0% | +$20.9K |
2014 Q4
45 quarters
|
|
9
iShares S&P 500 Growth ETF
IVW
$78.2B
| $48.9M | 1.36% |
432,346
-1,631
| -0.4% | -$196K |
2014 Q4
45 quarters
|
|
10
Vanguard S&P 500 ETF
VOO
$1.05T
| $48M | 1.33% |
80,249
-370
| -0.5% | -$231K |
2014 Q4
45 quarters
|
|
11
Alphabet (Google) Class C
GOOG
$4.22T
| $39.4M | 1.1% |
137,435
-1,869
| -1% | -$587K |
2015 Q4
41 quarters
|
|
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
| $37.2M | 1.03% |
341,308
+8,411
| +3% | +$927K |
2014 Q4
45 quarters
|
|
13
Schwab US Large-Cap Growth ETF
SCHG
$64.1B
| $27.5M | 0.76% |
943,430
-34,442
| -4% | -$1.07M |
2014 Q4
45 quarters
|
|
14
Schwab US Dividend Equity ETF
SCHD
$114B
| $26.7M | 0.74% |
869,867
+36,626
| +4% | +$1.11M |
2018 Q1
32 quarters
|
|
15
iShares 1-3 Year Treasury Bond ETF
SHY
$26.8B
| $25M | 0.7% |
303,288
+8,775
| +3% | +$726K |
2022 Q3
14 quarters
|
|
16
Broadcom
AVGO
$1.64T
| $23.9M | 0.67% |
77,373
+1,455
| +2% | +$479K |
2017 Q1
36 quarters
|
|
17
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $23.9M | 0.66% |
353,362
-8,899
| -2% | -$617K |
2014 Q4
45 quarters
|
|
18
iShares S&P 500 Value ETF
IVE
$49.9B
| $22.8M | 0.63% |
107,919
+1,907
| +2% | +$413K |
2014 Q4
45 quarters
|
|
19
Alphabet (Google) Class A
GOOGL
$4.27T
| $22.7M | 0.63% |
78,891
-352
| -0.4% | -$111K |
2015 Q4
41 quarters
|
|
20
Meta Platforms (Facebook)
META
$1.88T
| $22.5M | 0.63% |
39,379
-964
| -2% | -$618K |
2014 Q4
45 quarters
|
|
21
iShares Core S&P Small-Cap ETF
IJR
$103B
| $21.7M | 0.6% |
174,257
-19,415
| -10% | -$2.47M |
2014 Q4
45 quarters
|
|
|
22
SPDR Gold Trust
GLD
$142B
| $20.1M | 0.56% |
46,617
-12,371
| -21% | -$5.54M |
2014 Q4
45 quarters
|
|
23
iShares Gold Trust
IAU
$61.9B
| $19.9M | 0.55% |
225,847
+4,742
| +2% | +$435K |
2014 Q4
45 quarters
|
|
24
Berkshire Hathaway Class B
BRK.B
$1.13T
| $19.1M | 0.53% |
39,833
-4,731
| -11% | -$2.32M |
2014 Q4
45 quarters
|
|
25
iShares Core US Aggregate Bond ETF
AGG
$138B
| $18.6M | 0.52% |
187,719
+17,736
| +10% | +$1.77M |
2014 Q4
45 quarters
|
|
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Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.