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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $92.3M | 4.43% |
309,290
+1,965
| +0.6% | +$584K |
|
2
Apple
AAPL
$4.89T
| $51.9M | 2.49% |
927,196
+1,308
| +0.1% | +$68.4K |
|
3
iShares S&P 500 Growth ETF
IVW
$72.5B
| $48M | 2.31% |
1,067,492
+101,696
| +11% | +$4.6M |
|
|
4
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $46M | 2.21% |
718,036
+140,484
| +24% | +$8.9M |
|
5
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $38.7M | 1.86% |
668,838
+13,300
| +2% | +$750K |
|
6
iShares Core US Aggregate Bond ETF
AGG
$138B
| $36.4M | 1.75% |
321,878
+25,780
| +9% | +$2.9M |
|
7
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $30.8M | 1.48% |
795,865
-20,550
| -3% | -$790K |
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $29.7M | 1.43% |
233,175
+25,942
| +13% | +$3.27M |
|
9
Amazon
AMZN
$2.5T
| $29.2M | 1.4% |
335,880
+12,580
| +4% | +$1.17M |
|
10
Invesco QQQ Trust
QQQ
$455B
| $26.9M | 1.29% |
142,251
+21,675
| +18% | +$4.11M |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $26.3M | 1.26% |
88,512
+11,553
| +15% | +$3.41M |
|
12
iShares Core S&P Small-Cap ETF
IJR
$109B
| $23.3M | 1.12% |
299,240
+12,793
| +4% | +$991K |
|
13
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $22.1M | 1.06% |
329,407
+21,842
| +7% | +$1.46M |
|
14
Microsoft
MSFT
$2.84T
| $21.5M | 1.03% |
154,445
+1,741
| +1% | +$239K |
|
|
15
iShares S&P 500 Value ETF
IVE
$48.9B
| $20.1M | 0.96% |
168,363
+60,693
| +56% | +$7.12M |
|
16
SPDR Gold Trust
GLD
$131B
| $19.8M | 0.95% |
142,625
+36,060
| +34% | +$5.01M |
|
17
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $18.9M | 0.9% |
481,727
+21,360
| +5% | +$823K |
|
18
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $17.1M | 0.82% |
233,426
+79,983
| +52% | +$5.79M |
|
|
19
Vanguard Information Technology ETF
VGT
$139B
| $17M | 0.82% |
630,856
+442,056
| +234% | +$11.9M |
|
20
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $15.9M | 0.76% |
182,425
+4,013
| +2% | +$349K |
|
21
AT&T
T
$165B
| $15.8M | 0.76% |
551,363
+65,930
| +14% | +$1.75M |
|
22
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $15.7M | 0.75% |
131,388
+6,588
| +5% | +$794K |
|
23
NextEra Energy
NEE
$187B
| $13.3M | 0.64% |
228,688
+8,400
| +4% | +$455K |
|
24
Johnson & Johnson
JNJ
$634B
| $13.2M | 0.63% |
101,643
+9,921
| +11% | +$1.31M |
|
25
First Trust Value Line Dividend Fund
FVD
$8.29B
| $12.8M | 0.62% |
367,994
+34,652
| +10% | +$1.18M |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.