We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $27.8M | 3.9% |
135,846
-36,061
| -21% | -$7.45M |
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $18.1M | 2.53% |
648,485
-20,780
| -3% | -$594K |
|
3
Apple
AAPL
$4.89T
| $16.6M | 2.32% |
630,896
+54,124
| +9% | +$1.55M |
|
|
4
iShares Core US Aggregate Bond ETF
AGG
$138B
| $14.4M | 2.01% |
133,155
+52,395
| +65% | +$5.7M |
|
|
5
iShares S&P 500 Growth ETF
IVW
$72.5B
| $10.4M | 1.45% |
358,144
+190,524
| +114% | +$5.54M |
|
6
Invesco QQQ Trust
QQQ
$455B
| $9.86M | 1.38% |
88,129
+42,027
| +91% | +$4.69M |
|
|
7
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $9.66M | 1.35% |
91,450
+81,258
| +797% | +$8.66M |
|
8
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $8.8M | 1.23% |
174,390
-34,681
| -17% | -$1.75M |
|
9
Vanguard Real Estate ETF
VNQ
$39.9B
| $8.67M | 1.21% |
108,756
+9,522
| +10% | +$754K |
|
|
10
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $7.42M | 1.04% |
377,060
+298,430
| +380% | +$5.86M |
|
11
Johnson & Johnson
JNJ
$634B
| $7.17M | 1% |
69,750
+12,872
| +23% | +$1.29M |
|
12
iShares Core S&P Small-Cap ETF
IJR
$109B
| $7.04M | 0.98% |
127,774
+60,270
| +89% | +$3.4M |
|
13
Altria Group
MO
$122B
| $6.95M | 0.97% |
119,328
-3,472
| -3% | -$201K |
|
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $6.83M | 0.96% |
175,753
+9,758
| +6% | +$380K |
|
15
GE Aerospace
GE
$367B
| $6.67M | 0.93% |
44,675
+1,749
| +4% | +$248K |
|
16
Ford
F
$57.3B
| $6.66M | 0.93% |
472,666
-2,543
| -0.5% | -$36.8K |
|
17
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $6.66M | 0.93% |
165,508
+2,808
| +2% | +$115K |
|
|
18
iShares MBS ETF
MBB
$39B
| $6.22M | 0.87% |
57,748
+50,737
| +724% | +$5.52M |
|
19
AT&T
T
$165B
| $6.18M | 0.86% |
237,707
-6,147
| -3% | -$156K |
|
20
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $6.06M | 0.85% |
258,042
+12,341
| +5% | +$286K |
|
21
ExxonMobil
XOM
$651B
| $5.47M | 0.77% |
70,199
+320
| +0.5% | +$25.6K |
|
22
Chevron
CVX
$388B
| $5.38M | 0.75% |
59,838
+13,327
| +29% | +$1.2M |
|
23
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $5.34M | 0.75% |
26,185
+306
| +1% | +$62.8K |
|
24
iShares US Real Estate ETF
IYR
$4.59B
| $5.19M | 0.73% |
69,077
+42,281
| +158% | +$3.16M |
|
25
ProShares Short S&P500
SH
$887M
| $4.84M | 0.68% |
28,971
+18,449
| +175% | +$3.09M |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.