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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
(+5.4%)
Cap. Flow
+$92.5M
Cap. Flow
% of AUM
6.76%
Top 10 Holdings %
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.67M |
| 2 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$6.36M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$5.83M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$5.66M |
| 5 |
Fidelity Momentum Factor ETF
FDMO
|
+$4.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.02M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$4.57M |
| 3 |
Chemours
CC
|
+$4.34M |
| 4 |
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
|
+$3.54M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.21% |
| 2 | Financials | 5.18% |
| 3 | Healthcare | 4.6% |
| 4 | Industrials | 4.53% |
| 5 | Consumer Discretionary | 3.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $76.5M | 5.59% |
288,290
+20,586
| +8% | +$5.66M |
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $36.6M | 2.68% |
976,590
-4,815
| -0.5% | -$184K |
|
|
3
iShares S&P 500 Growth ETF
IVW
$72.5B
| $26.1M | 1.91% |
672,928
+146,032
| +28% | +$5.83M |
|
4
Apple
AAPL
$4.89T
| $25.6M | 1.87% |
610,820
-4,084
| -0.7% | -$176K |
|
5
iShares Core S&P Small-Cap ETF
IJR
$109B
| $22.5M | 1.64% |
291,850
+32,374
| +12% | +$2.52M |
|
6
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $17.5M | 1.28% |
289,048
+46,775
| +19% | +$2.92M |
|
7
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $15.8M | 1.16% |
305,218
+18,936
| +7% | +$1M |
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $14.4M | 1.05% |
122,288
+33,673
| +38% | +$3.98M |
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $14.3M | 1.05% |
133,749
-1,912
| -1% | -$205K |
|
10
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $14.3M | 1.05% |
194,138
+49,007
| +34% | +$3.62M |
|
11
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $13.8M | 1.01% |
236,265
+65,163
| +38% | +$3.85M |
|
12
Amazon
AMZN
$2.5T
| $13.7M | 1% |
189,220
+54,480
| +40% | +$3.9M |
|
13
iShares S&P 500 Value ETF
IVE
$48.9B
| $12.3M | 0.9% |
112,554
-1,278
| -1% | -$146K |
|
|
14
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $12.1M | 0.89% |
50,296
+26,558
| +112% | +$6.67M |
|
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $12.1M | 0.88% |
45,979
+5,718
| +14% | +$1.56M |
|
16
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $12M | 0.88% |
139,790
+4,655
| +3% | +$402K |
|
|
17
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $11.9M | 0.87% |
217,648
+115,036
| +112% | +$6.36M |
|
18
Microsoft
MSFT
$2.84T
| $11.7M | 0.86% |
128,207
+1,085
| +0.9% | +$99.2K |
|
19
Johnson & Johnson
JNJ
$634B
| $11.6M | 0.85% |
90,493
+4,231
| +5% | +$572K |
|
20
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $11.2M | 0.82% |
220,628
+81,727
| +59% | +$4.16M |
|
21
iShares Core MSCI EAFE ETF
IEFA
$186B
| $11M | 0.8% |
166,414
-2,758
| -2% | -$185K |
|
|
22
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $10.7M | 0.78% |
284,956
-81,282
| -22% | -$3.05M |
|
23
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $10.4M | 0.76% |
389,542
+81,938
| +27% | +$2.23M |
|
24
Invesco QQQ Trust
QQQ
$455B
| $9.87M | 0.72% |
61,615
-3,355
| -5% | -$554K |
|
25
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $9.79M | 0.72% |
112,632
+21,746
| +24% | +$1.89M |
|
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Sigma Planning Corp's Q1 2018 Portfolio in Review
As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.
- Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
- Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
- Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
- Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
- Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
- Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.