We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$196M 6.16%
333,448
-610
-0.2% -$361K
AAPL icon
2
Apple
AAPL
$4.89T
$174M 5.46%
693,734
-15,705
-2% -$3.7M
NVDA icon
3
NVIDIA
NVDA
$5.01T
$91.6M 2.88%
682,184
+4,204
+0.6% +$579K
AMZN icon
4
Amazon
AMZN
$2.5T
$73.4M 2.3%
334,488
-23,606
-7% -$4.83M
QQQ icon
5
Invesco QQQ Trust
QQQ
$455B
$70.8M 2.22%
138,533
-5,898
-4% -$2.98M
MSFT icon
6
Microsoft
MSFT
$2.84T
$62.9M 1.98%
149,276
-9,785
-6% -$4.17M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$54.6M 1.71%
93,127
-16,433
-15% -$9.68M
VOO icon
8
Vanguard S&P 500 ETF
VOO
$968B
$52.6M 1.65%
97,625
-9
-0% -$4.88K
IVW icon
9
iShares S&P 500 Growth ETF
IVW
$72.5B
$47.8M 1.5%
470,456
-36,257
-7% -$3.62M
DGRO icon
10
iShares Core Dividend Growth ETF
DGRO
$42.6B
$37.1M 1.16%
604,730
-44,819
-7% -$2.83M
LQD icon
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$32.8M 1.03%
306,697
-10,368
-3% -$1.13M
COWZ icon
12
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$30.6M 0.96%
540,958
-43,363
-7% -$2.54M
GOOG icon
13
Alphabet (Google) Class C
GOOG
$3.9T
$27.9M 0.88%
146,329
-10,410
-7% -$1.84M
BRK.B icon
14
Berkshire Hathaway Class B
BRK.B
$1.07T
$26.6M 0.83%
58,605
-3,679
-6% -$1.7M
SCHG icon
15
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$26.3M 0.83%
943,852
+96,480
+11% +$2.64M
SCHD icon
16
Schwab US Dividend Equity ETF
SCHD
$102B
$24.8M 0.78%
907,541
+17,732
+2% +$504K
IJH icon
17
iShares Core S&P Mid-Cap ETF
IJH
$123B
$23.6M 0.74%
378,925
+7,534
+2% +$483K
IJR icon
18
iShares Core S&P Small-Cap ETF
IJR
$109B
$23M 0.72%
199,779
+669
+0.3% +$79.9K
IVE icon
19
iShares S&P 500 Value ETF
IVE
$48.9B
$20.7M 0.65%
108,186
-4,636
-4% -$920K
SHY icon
20
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$19.2M 0.6%
234,399
+16,090
+7% +$1.32M
META icon
21
Meta Platforms (Facebook)
META
$1.51T
$19.1M 0.6%
32,632
+1,685
+5% +$989K
ABBV icon
22
AbbVie
ABBV
$458B
$19M 0.6%
107,138
-2,324
-2% -$427K
MOAT icon
23
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$18.7M 0.59%
201,474
+2,866
+1% +$276K
SDVY icon
24
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$18.7M 0.59%
521,050
+96,286
+23% +$3.6M
TSLA icon
25
Tesla
TSLA
$1.24T
$17.9M 0.56%
44,354
+3,622
+9% +$1.17M
1
2 3 4 5

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.