Sigma Planning Corp’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Sigma Planning Corp’s Portfolio FIXD Stock Details FIXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$264K	Buy	6,404 +116	+2%	+$4.96K	0.01%	1116
2026 Q2	$274K	Buy	6,288 +116	+2%	+$5.06K	0.01%	1165
2026 Q1	$269K	Sell	6,172 -9,982	-62%	-$442K	0.01%	1098
2025 Q4	$716K	Sell	16,154 -19,491	-55%	-$868K	0.02%	655
2025 Q3	$1.58M	Sell	35,645 -21,261	-37%	-$935K	0.05%	382
2025 Q2	$2.5M	Sell	56,906 -18,352	-24%	-$797K	0.08%	260
2025 Q1	$3.3M	Sell	75,258 -154,952	-67%	-$6.72M	0.11%	206
2024 Q4	$9.9M	Sell	230,210 -113,367	-33%	-$4.97M	0.31%	54
2024 Q3	$15.5M	Sell	343,577 -20,041	-6%	-$894K	0.48%	33
2024 Q2	$15.7M	Buy	363,618 +27,534	+8%	+$1.18M	0.5%	32
2024 Q1	$14.7M	Buy	336,084 +224,238	+200%	+$9.8M	0.46%	33
2023 Q4	$4.99M	Sell	111,846 -140,025	-56%	-$5.96M	0.39%	45
2023 Q3	$10.6M	Sell	251,871 -35,693	-12%	-$1.55M	0.4%	43
2023 Q2	$12.7M	Buy	287,564 +12,519	+5%	+$561K	0.46%	34
2023 Q1	$12.4M	Buy	275,045 +132,195	+93%	+$5.92M	0.41%	42
2022 Q4	$6.27M	Sell	142,850 -24,178	-14%	-$1.05M	0.22%	100
2022 Q3	$7.27M	Sell	167,028 -1,904	-1%	-$87.9K	0.28%	73
2022 Q2	$7.83M	Sell	168,932 -29,616	-15%	-$1.4M	0.27%	72
2022 Q1	$9.8M	Sell	198,548 -68,160	-26%	-$3.49M	0.29%	62
2021 Q4	$14.2M	Sell	266,708 -30,405	-10%	-$1.62M	0.4%	40
2021 Q3	$15.9M	Sell	297,113 -12,259	-4%	-$662K	0.48%	34
2021 Q2	$16.6M	Buy	309,372 +3,007	+1%	+$160K	0.49%	35
2021 Q1	$16.2M	Buy	306,365 +34,778	+13%	+$1.87M	0.52%	27
2020 Q4	$14.9M	Buy	271,587 +112,629	+71%	+$6.21M	0.51%	31
2020 Q3	$8.75M	Buy	158,958 +52,220	+49%	+$2.89M	0.35%	56
2020 Q2	$5.85M	Buy	106,738 +37,348	+54%	+$2.02M	0.26%	74
2020 Q1	$3.66M	Buy	69,390 +41,520	+149%	+$2.18M	0.22%	99
2019 Q4	$1.44M	Buy	27,870 +12,018	+76%	+$630K	0.06%	320
2019 Q3	$835K	Buy	+15,852	New	+$830K	0.04%	422

Other funds holding FIXD

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

GDS Wealth Management Flower Mound, Texas $2.24B AUM 35.89% 1-Year Est. Return

Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return

Great Lakes Retirement Sandusky, Ohio $1.14B AUM 34.02% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $61B AUM 26.91% 1-Year Est. Return

TCP Asset Management Columbus, Ohio $885M AUM 13.53% 1-Year Est. Return

Prospera Financial Services Dallas, Texas $7.73B AUM 29.41% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Sigma Planning Corp's FIXD Position: Q3 2026 in Review

Sigma Planning Corp increased its First Trust Smith Opportunistic Fixed Income ETF (FIXD) stake by 1.8% in Q3 2026, buying an estimated $4.96K and bringing the position to 6,404 shares worth $264K. The position accounts for 0.01% of the portfolio, ranked #1116.

Sigma Planning Corp first reported a position in FIXD in Q3 2019 and has held it in 29 quarters since. The position peaked at $16.6M in Q2 2021. 169 funds tracked by Wall St. Rank hold FIXD as of Q3 2026.

Sigma Planning Corp held 6,404 shares of First Trust Smith Opportunistic Fixed Income ETF worth $264K as of Q3 2026.
Sigma Planning Corp bought 116 First Trust Smith Opportunistic Fixed Income ETF shares in Q3 2026, an estimated $4.96K.
First Trust Smith Opportunistic Fixed Income ETF made up 0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #1116 holding.
Sigma Planning Corp first reported a position in First Trust Smith Opportunistic Fixed Income ETF in Q3 2019 and has held it in 29 quarters since.
Sigma Planning Corp's First Trust Smith Opportunistic Fixed Income ETF position peaked at $16.6M in Q2 2021.
169 funds tracked by Wall St. Rank held First Trust Smith Opportunistic Fixed Income ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.