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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
(+4.9%)
Cap. Flow
+$10.7M
Cap. Flow
% of AUM
1.4%
Top 10 Holdings %
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$7.46M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$6.41M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$5.46M |
| 4 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$5.3M |
| 5 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.98M |
| 2 |
iShares Floating Rate Bond ETF
FLOT
|
+$3.63M |
| 3 |
iShares MBS ETF
MBB
|
+$2.98M |
| 4 |
iShares International Treasury Bond ETF
IGOV
|
+$2.75M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.74% |
| 2 | Healthcare | 4.86% |
| 3 | Technology | 4.76% |
| 4 | Industrials | 4.22% |
| 5 | Communication Services | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $25.2M | 3.29% |
119,942
-3,474
| -3% | -$725K |
|
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $23.2M | 3.02% |
775,355
+218,415
| +39% | +$6.41M |
|
3
iShares Core US Aggregate Bond ETF
AGG
$138B
| $17.7M | 2.31% |
157,079
-12,341
| -7% | -$1.37M |
|
4
Apple
AAPL
$4.89T
| $14.6M | 1.91% |
612,496
-36,288
| -6% | -$902K |
|
5
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $10.5M | 1.36% |
219,814
+22,462
| +11% | +$1.06M |
|
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $9.73M | 1.27% |
210,573
+34,067
| +19% | +$1.51M |
|
|
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $9.54M | 1.24% |
77,684
+45,514
| +141% | +$5.46M |
|
8
Vanguard Real Estate ETF
VNQ
$39.9B
| $8.78M | 1.14% |
98,977
-3,130
| -3% | -$263K |
|
9
AT&T
T
$165B
| $8.49M | 1.11% |
260,038
+17,587
| +7% | +$523K |
|
10
iShares S&P 500 Growth ETF
IVW
$72.5B
| $8.27M | 1.08% |
283,588
+35,440
| +14% | +$1.03M |
|
11
Altria Group
MO
$122B
| $8.23M | 1.07% |
119,352
-2,570
| -2% | -$165K |
|
|
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $8M | 1.04% |
200,583
-69,568
| -26% | -$2.73M |
|
|
13
iShares S&P 100 ETF
OEF
$19.8B
| $7.93M | 1.03% |
85,364
+80,937
| +1,828% | +$7.46M |
|
14
Johnson & Johnson
JNJ
$634B
| $7.38M | 0.96% |
60,811
-8,835
| -13% | -$1M |
|
15
ExxonMobil
XOM
$651B
| $6.88M | 0.9% |
73,435
+5,546
| +8% | +$490K |
|
16
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $6.76M | 0.88% |
59,868
-22,847
| -28% | -$2.53M |
|
17
GE Aerospace
GE
$367B
| $6.68M | 0.87% |
44,260
+2,048
| +5% | +$299K |
|
18
iShares Core S&P Small-Cap ETF
IJR
$109B
| $6.61M | 0.86% |
113,758
+25,904
| +29% | +$1.48M |
|
19
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $6.56M | 0.86% |
31,310
-9,719
| -24% | -$2.02M |
|
20
Ford
F
$57.3B
| $6.3M | 0.82% |
501,144
-10,061
| -2% | -$133K |
|
21
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $6.14M | 0.8% |
44,241
+960
| +2% | +$127K |
|
|
22
Fidelity MSCI Energy Index ETF
FENY
$2.02B
| $6.05M | 0.79% |
311,701
+190,764
| +158% | +$3.58M |
|
23
iShares TIPS Bond ETF
TIP
$14.5B
| $5.85M | 0.76% |
50,127
-1,512
| -3% | -$174K |
|
24
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $5.63M | 0.73% |
84,722
+11,120
| +15% | +$744K |
|
25
iShares MSCI Global Gold Miners ETF
RING
$2.31B
| $5.4M | 0.7% |
229,080
-24,958
| -10% | -$514K |
|
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Sigma Planning Corp's Q2 2016 Portfolio in Review
As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.
By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.
- Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
- Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
- Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
- Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
- Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
- Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.
Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.