Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$7.46M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$6.41M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$5.46M |
| 4 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$5.3M |
| 5 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.98M |
| 2 |
iShares Floating Rate Bond ETF
FLOT
|
+$3.63M |
| 3 |
iShares MBS ETF
MBB
|
+$2.98M |
| 4 |
iShares International Treasury Bond ETF
IGOV
|
+$2.75M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.71% |
| 2 | Consumer Staples | 5.77% |
| 3 | Healthcare | 4.97% |
| 4 | Technology | 4.82% |
| 5 | Industrials | 4.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$871B
| $25.2M | 3.29% |
119,942
-3,474
| -3% | -$725K |
2014 Q4
6 quarters
|
|
|
2
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $23.2M | 3.02% |
775,355
+218,415
| +39% | +$6.41M |
2014 Q4
6 quarters
|
|
3
iShares Core US Aggregate Bond ETF
AGG
$138B
| $17.7M | 2.31% |
157,079
-12,341
| -7% | -$1.37M |
2014 Q4
6 quarters
|
|
4
Apple
AAPL
$5.08T
| $14.6M | 1.91% |
612,496
-36,288
| -6% | -$902K |
2014 Q4
6 quarters
|
|
5
iShares Core S&P Total US Stock Market ETF
ITOT
$95.2B
| $10.5M | 1.36% |
219,814
+22,462
| +11% | +$1.06M |
2014 Q4
6 quarters
|
|
6
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
| $9.7M | 1.27% |
210,573
+34,067
| +19% | +$1.51M |
2014 Q4
6 quarters
|
|
|
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.5B
| $9.5M | 1.24% |
77,684
+45,514
| +141% | +$5.46M |
2014 Q4
6 quarters
|
|
8
Vanguard Real Estate ETF
VNQ
$38.9B
| $8.78M | 1.14% |
98,977
-3,130
| -3% | -$263K |
2014 Q4
6 quarters
|
|
9
AT&T
T
$148B
| $8.49M | 1.11% |
260,038
+17,587
| +7% | +$523K |
2014 Q4
6 quarters
|
|
10
iShares S&P 500 Growth ETF
IVW
$73.1B
| $8.26M | 1.08% |
283,588
+35,440
| +14% | +$1.03M |
2014 Q4
6 quarters
|
|
11
Altria Group
MO
$127B
| $8.23M | 1.07% |
119,352
-2,570
| -2% | -$165K |
2014 Q4
6 quarters
|
|
|
12
iShares Preferred and Income Securities ETF
PFF
$11.5B
| $8M | 1.04% |
200,583
-69,568
| -26% | -$2.73M |
2014 Q4
6 quarters
|
|
|
13
iShares S&P 100 ETF
OEF
$19.8B
| $7.93M | 1.03% |
85,364
+80,937
| +1,828% | +$7.46M |
2015 Q1
5 quarters
|
|
14
Johnson & Johnson
JNJ
$677B
| $7.38M | 0.96% |
60,811
-8,835
| -13% | -$1M |
2014 Q4
6 quarters
|
|
15
ExxonMobil
XOM
$672B
| $6.88M | 0.9% |
73,435
+5,546
| +8% | +$490K |
2014 Q4
6 quarters
|
|
16
iShares 7-10 Year Treasury Bond ETF
IEF
$44.2B
| $6.76M | 0.88% |
59,868
-22,847
| -28% | -$2.53M |
2014 Q4
6 quarters
|
|
17
GE Aerospace
GE
$352B
| $6.68M | 0.87% |
44,260
+2,048
| +5% | +$299K |
2014 Q4
6 quarters
|
|
18
iShares Core S&P Small-Cap ETF
IJR
$106B
| $6.61M | 0.86% |
113,758
+25,904
| +29% | +$1.48M |
2014 Q4
6 quarters
|
|
19
State Street SPDR S&P 500 ETF Trust
SPY
$797B
| $6.56M | 0.86% |
31,310
-9,719
| -24% | -$2.02M |
2014 Q4
6 quarters
|
|
20
Ford
F
$49B
| $6.3M | 0.82% |
501,144
-10,061
| -2% | -$133K |
2014 Q4
6 quarters
|
|
21
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
| $6.14M | 0.8% |
44,241
+960
| +2% | +$127K |
2014 Q4
6 quarters
|
|
|
22
Fidelity MSCI Energy Index ETF
FENY
$2.1B
| $6.05M | 0.79% |
311,701
+190,764
| +158% | +$3.58M |
2014 Q4
6 quarters
|
|
23
iShares TIPS Bond ETF
TIP
$14.5B
| $5.85M | 0.76% |
50,127
-1,512
| -3% | -$174K |
2014 Q4
6 quarters
|
|
24
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.59B
| $5.62M | 0.73% |
84,722
+11,120
| +15% | +$744K |
2014 Q4
6 quarters
|
|
25
iShares MSCI Global Gold Miners ETF
RING
$2.32B
| $5.4M | 0.7% |
229,080
-24,958
| -10% | -$514K |
2016 Q1
1 quarter
|
|
Similar funds
Sigma Planning Corp's Q2 2016 Portfolio in Review
As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 54% a quarter earlier, followed by Consumer Staples and Healthcare.
- Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
- Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
- Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
- Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
- Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
- Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.
Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.