We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
(+7.1%)
Cap. Flow
+$30.3M
Cap. Flow
% of AUM
2.34%
Top 10 Holdings %
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$5.75M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.51M |
| 3 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.22M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$2.77M |
| 5 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$2.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$12.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$10.6M |
| 3 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$4.19M |
| 4 |
Skyworks Solutions
SWKS
|
+$2.67M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$2.44M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.96% |
| 2 | Financials | 5.11% |
| 3 | Industrials | 4.91% |
| 4 | Healthcare | 4.64% |
| 5 | Consumer Staples | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $72M | 5.54% |
267,704
-40,331
| -13% | -$10.6M |
|
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $37.3M | 2.87% |
981,405
+74,820
| +8% | +$2.77M |
|
3
Apple
AAPL
$4.89T
| $26M | 2% |
614,904
-46,268
| -7% | -$1.93M |
|
4
iShares S&P 500 Growth ETF
IVW
$72.5B
| $20.1M | 1.55% |
526,896
-51,892
| -9% | -$1.94M |
|
5
iShares Core S&P Small-Cap ETF
IJR
$109B
| $19.9M | 1.54% |
259,476
+32,263
| +14% | +$2.43M |
|
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $15.1M | 1.16% |
286,282
+25,830
| +10% | +$1.34M |
|
7
iShares Core US Aggregate Bond ETF
AGG
$138B
| $14.8M | 1.14% |
135,661
-4,049
| -3% | -$443K |
|
8
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $14.8M | 1.14% |
242,273
+32,565
| +16% | +$1.94M |
|
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $13.9M | 1.07% |
366,238
+35,734
| +11% | +$1.37M |
|
|
10
iShares S&P 500 Value ETF
IVE
$48.9B
| $13M | 1% |
113,832
+49,759
| +78% | +$5.51M |
|
11
Johnson & Johnson
JNJ
$634B
| $12.1M | 0.93% |
86,262
+5,538
| +7% | +$771K |
|
12
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $11.8M | 0.91% |
135,135
+14,609
| +12% | +$1.28M |
|
13
iShares Core MSCI EAFE ETF
IEFA
$186B
| $11.2M | 0.86% |
169,172
+29,726
| +21% | +$1.94M |
|
14
Microsoft
MSFT
$2.84T
| $10.9M | 0.84% |
127,122
+4,915
| +4% | +$403K |
|
15
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $10.8M | 0.83% |
88,615
-5,596
| -6% | -$677K |
|
16
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $10.7M | 0.83% |
40,261
-2,333
| -5% | -$607K |
|
17
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $10.6M | 0.82% |
145,131
+12,055
| +9% | +$868K |
|
18
Invesco QQQ Trust
QQQ
$455B
| $10.1M | 0.78% |
64,970
-4,277
| -6% | -$653K |
|
19
AT&T
T
$165B
| $10.1M | 0.78% |
343,565
-553
| -0.2% | -$15.1K |
|
20
First Trust Value Line Dividend Fund
FVD
$8.29B
| $9.87M | 0.76% |
319,751
+13,382
| +4% | +$408K |
|
21
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $9.74M | 0.75% |
171,102
+29,086
| +20% | +$1.62M |
|
22
iShares TIPS Bond ETF
TIP
$14.5B
| $9.49M | 0.73% |
83,208
+5,235
| +7% | +$595K |
|
23
Meta Platforms (Facebook)
META
$1.51T
| $9.24M | 0.71% |
52,351
+3,363
| +7% | +$594K |
|
24
Altria Group
MO
$122B
| $8.67M | 0.67% |
121,406
-355
| -0.3% | -$23.8K |
|
25
CALL
iShares Russell 2000 ETF
IWM
$80.9B
| $8.46M | 0.65% |
55,500
-3,000
| -5% | -$451K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2017 Portfolio in Review
As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.
- Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
- Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
- Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
- Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
- Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
- Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.
Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.