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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $68.4M | 4.06% |
264,603
-23,962
| -8% | -$7.34M |
|
2
Apple
AAPL
$4.89T
| $60.1M | 3.57% |
944,908
+22,048
| +2% | +$1.62M |
|
3
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $44.3M | 2.63% |
820,399
+34,530
| +4% | +$2.19M |
|
|
4
Invesco QQQ Trust
QQQ
$455B
| $38.8M | 2.31% |
203,930
+61,189
| +43% | +$13M |
|
5
Amazon
AMZN
$2.5T
| $38.1M | 2.26% |
390,340
+18,740
| +5% | +$1.81M |
|
|
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $37.7M | 2.24% |
146,208
+48,789
| +50% | +$14.9M |
|
7
iShares Core US Aggregate Bond ETF
AGG
$138B
| $35.4M | 2.1% |
307,114
-23,610
| -7% | -$2.69M |
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $33.6M | 2% |
272,242
+2,379
| +0.9% | +$303K |
|
9
Microsoft
MSFT
$2.84T
| $28.7M | 1.7% |
181,884
+18,353
| +11% | +$3.02M |
|
|
10
iShares S&P 500 Growth ETF
IVW
$72.5B
| $28.7M | 1.7% |
694,368
-267,536
| -28% | -$12.7M |
|
|
11
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $22.6M | 1.34% |
260,622
+129,269
| +98% | +$11M |
|
12
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $22.3M | 1.33% |
685,240
+19,222
| +3% | +$752K |
|
13
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $21M | 1.25% |
731,250
-85,910
| -11% | -$3.19M |
|
14
SPDR Gold Trust
GLD
$131B
| $17.2M | 1.02% |
116,272
-44,688
| -28% | -$6.65M |
|
|
15
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $15.8M | 0.94% |
337,462
-286,723
| -46% | -$16M |
|
16
iShares S&P 500 Value ETF
IVE
$48.9B
| $14.5M | 0.86% |
150,474
-38,519
| -20% | -$4.58M |
|
17
Vanguard Information Technology ETF
VGT
$139B
| $14M | 0.83% |
528,304
-85,728
| -14% | -$2.6M |
|
18
Johnson & Johnson
JNJ
$634B
| $13.3M | 0.79% |
101,467
-829
| -0.8% | -$118K |
|
19
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $12.6M | 0.75% |
220,864
-106,663
| -33% | -$7.32M |
|
20
iShares Core S&P Small-Cap ETF
IJR
$109B
| $12.5M | 0.74% |
222,334
-88,414
| -28% | -$6.58M |
|
21
AT&T
T
$165B
| $11.9M | 0.7% |
538,773
-20,613
| -4% | -$563K |
|
|
22
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $11.1M | 0.66% |
112,320
+36,454
| +48% | +$3.69M |
|
23
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $10.9M | 0.65% |
102,669
+9,894
| +11% | +$1.22M |
|
24
iShares Core MSCI EAFE ETF
IEFA
$186B
| $10.8M | 0.64% |
216,271
-2,082
| -1% | -$124K |
|
25
Verizon
VZ
$194B
| $10.1M | 0.6% |
188,576
+26,879
| +17% | +$1.54M |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.