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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $33.1M | 5.25% |
171,907
+34,961
| +26% | +$7.14M |
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $18.3M | 2.9% |
669,265
+23,820
| +4% | +$693K |
|
|
3
Apple
AAPL
$4.89T
| $15.9M | 2.52% |
576,772
-127,068
| -18% | -$3.73M |
|
4
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $10.5M | 1.67% |
209,071
+7,604
| +4% | +$385K |
|
5
iShares Core US Aggregate Bond ETF
AGG
$138B
| $8.85M | 1.4% |
80,760
-15,849
| -16% | -$1.73M |
|
|
6
Vanguard Real Estate ETF
VNQ
$39.9B
| $7.5M | 1.19% |
99,234
+29,043
| +41% | +$2.23M |
|
7
iShares TIPS Bond ETF
TIP
$14.5B
| $7.45M | 1.18% |
67,274
+1,899
| +3% | +$212K |
|
8
Altria Group
MO
$122B
| $6.68M | 1.06% |
122,800
-2,512
| -2% | -$135K |
|
9
Ford
F
$57.3B
| $6.45M | 1.02% |
475,209
+636
| +0.1% | +$9.09K |
|
10
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $6.41M | 1.02% |
165,995
+2,935
| +2% | +$115K |
|
11
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $6.39M | 1.01% |
162,700
+39,472
| +32% | +$1.65M |
|
12
AT&T
T
$165B
| $6M | 0.95% |
243,854
+17,224
| +8% | +$439K |
|
|
13
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $5.39M | 0.85% |
245,701
+84,135
| +52% | +$2.03M |
|
14
Johnson & Johnson
JNJ
$634B
| $5.31M | 0.84% |
56,878
-3,667
| -6% | -$355K |
|
15
ExxonMobil
XOM
$651B
| $5.2M | 0.82% |
69,879
+7,440
| +12% | +$573K |
|
16
GE Aerospace
GE
$367B
| $5.19M | 0.82% |
42,926
-1,864
| -4% | -$228K |
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $4.96M | 0.79% |
25,879
+3,461
| +15% | +$702K |
|
18
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $4.92M | 0.78% |
57,953
+14,743
| +34% | +$1.25M |
|
19
Invesco QQQ Trust
QQQ
$455B
| $4.69M | 0.74% |
46,102
+444
| +1% | +$47.7K |
|
20
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $4.53M | 0.72% |
114,342
-1,235
| -1% | -$50.5K |
|
21
iShares S&P 500 Growth ETF
IVW
$72.5B
| $4.52M | 0.72% |
167,620
+67,580
| +68% | +$1.92M |
|
22
Procter & Gamble
PG
$343B
| $4.51M | 0.72% |
62,733
+2,464
| +4% | +$185K |
|
23
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $4.4M | 0.7% |
73,208
+21,270
| +41% | +$1.36M |
|
24
Berkshire Hathaway Class B
BRK.B
$1.07T
| $4.32M | 0.68% |
33,099
+56
| +0.2% | +$7.67K |
|
25
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $3.94M | 0.62% |
63,193
+10,029
| +19% | +$653K |
|
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Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.