We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$48.1M
Cap. Flow %
-7.62%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.84%
2 Healthcare 6.33%
3 Technology 5.7%
4 Consumer Staples 5.29%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$875B
$33.1M 5.25%
171,907
+34,961
+26% +$7.14M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$126B
$18.3M 2.9%
669,265
+23,820
+4% +$693K
AAPL icon
3
Apple
AAPL
$4.67T
$15.9M 2.52%
576,772
-127,068
-18% -$3.73M
FLOT icon
4
iShares Floating Rate Bond ETF
FLOT
$10.7B
$10.5M 1.67%
209,071
+7,604
+4% +$385K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.85M 1.4%
80,760
-15,849
-16% -$1.73M
VNQ icon
6
Vanguard Real Estate ETF
VNQ
$37.9B
$7.5M 1.19%
99,234
+29,043
+41% +$2.23M
TIP icon
7
iShares TIPS Bond ETF
TIP
$14.9B
$7.45M 1.18%
67,274
+1,899
+3% +$212K
MO icon
8
Altria Group
MO
$115B
$6.68M 1.06%
122,800
-2,512
-2% -$135K
F icon
9
Ford
F
$58.3B
$6.45M 1.02%
475,209
+636
+0.1% +$9.09K
PFF icon
10
iShares Preferred and Income Securities ETF
PFF
$12.9B
$6.41M 1.02%
165,995
+2,935
+2% +$115K
IJK icon
11
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$6.39M 1.01%
162,700
+39,472
+32% +$1.65M
T icon
12
AT&T
T
$176B
$6M 0.95%
243,854
+17,224
+8% +$439K
FV icon
13
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$5.39M 0.85%
245,701
+84,135
+52% +$2.03M
JNJ icon
14
Johnson & Johnson
JNJ
$663B
$5.31M 0.84%
56,878
-3,667
-6% -$355K
XOM icon
15
ExxonMobil
XOM
$656B
$5.2M 0.82%
69,879
+7,440
+12% +$573K
GE icon
16
GE Aerospace
GE
$350B
$5.19M 0.82%
42,926
-1,864
-4% -$228K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$4.96M 0.79%
25,879
+3,461
+15% +$702K
SHY icon
18
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$4.92M 0.78%
57,953
+14,743
+34% +$1.25M
QQQ icon
19
Invesco QQQ Trust
QQQ
$490B
$4.69M 0.74%
46,102
+444
+1% +$47.7K
USMV icon
20
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$4.53M 0.72%
114,342
-1,235
-1% -$50.5K
IVW icon
21
iShares S&P 500 Growth ETF
IVW
$77.2B
$4.52M 0.72%
167,620
+67,580
+68% +$1.92M
PG icon
22
Procter & Gamble
PG
$340B
$4.51M 0.72%
62,733
+2,464
+4% +$185K
IJT icon
23
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$4.4M 0.7%
73,208
+21,270
+41% +$1.36M
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.08T
$4.32M 0.68%
33,099
+56
+0.2% +$7.67K
EFAV icon
25
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.5B
$3.94M 0.62%
63,193
+10,029
+19% +$653K
1
2 3 4 5

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $48.1M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 53% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.