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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
(+7.6%)
Cap. Flow
+$69.9M
Cap. Flow
% of AUM
2.32%
Top 10 Holdings %
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12.2M |
| 2 |
SPDR Gold Trust
GLD
|
+$8.86M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$7.77M |
| 4 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$6.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$5.92M |
| 2 |
Pacer Trendpilot US Large Cap ETF
PTLC
|
+$5.7M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$5.18M |
| 4 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$4.65M |
| 5 |
iShares Core Dividend Growth ETF
DGRO
|
+$4.61M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.47% |
| 2 | Healthcare | 4.8% |
| 3 | Consumer Discretionary | 4.45% |
| 4 | Financials | 4.25% |
| 5 | Industrials | 3.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.89T
| $147M | 4.89% |
892,640
-18,899
| -2% | -$2.79M |
|
2
iShares Core S&P 500 ETF
IVV
$876B
| $142M | 4.72% |
345,783
+11,303
| +3% | +$4.53M |
|
3
Microsoft
MSFT
$2.84T
| $52.1M | 1.73% |
180,722
-4,012
| -2% | -$1.02M |
|
4
Invesco QQQ Trust
QQQ
$455B
| $51.3M | 1.7% |
159,694
+3,192
| +2% | +$942K |
|
|
5
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $44.3M | 1.47% |
886,215
-91,852
| -9% | -$4.61M |
|
6
Amazon
AMZN
$2.5T
| $41.2M | 1.37% |
398,702
-1,119
| -0.3% | -$108K |
|
|
7
Schwab US Dividend Equity ETF
SCHD
$102B
| $35.6M | 1.18% |
1,460,991
+270,765
| +23% | +$6.77M |
|
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $32.9M | 1.09% |
80,454
-923
| -1% | -$368K |
|
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $28.3M | 0.94% |
258,247
+37,837
| +17% | +$4.1M |
|
10
Vanguard S&P 500 ETF
VOO
$968B
| $28.2M | 0.94% |
74,903
+8,596
| +13% | +$3.15M |
|
11
iShares S&P 500 Growth ETF
IVW
$72.5B
| $27.7M | 0.92% |
433,650
+101,280
| +30% | +$6.19M |
|
12
iShares Core S&P Small-Cap ETF
IJR
$109B
| $26.1M | 0.87% |
270,177
-2,439
| -0.9% | -$244K |
|
13
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $25.1M | 0.83% |
501,130
-8,235
| -2% | -$420K |
|
|
14
SPDR Gold Trust
GLD
$131B
| $25M | 0.83% |
136,617
+50,354
| +58% | +$8.86M |
|
15
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
| $24.1M | 0.8% |
441,167
+59,306
| +16% | +$3.22M |
|
16
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $24M | 0.8% |
511,322
+740
| +0.1% | +$35.4K |
|
17
NVIDIA
NVDA
$5.01T
| $24M | 0.8% |
862,590
-30,730
| -3% | -$665K |
|
|
18
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $23M | 0.77% |
649,172
+212,498
| +49% | +$7.77M |
|
19
iShares Core US Aggregate Bond ETF
AGG
$138B
| $22.4M | 0.75% |
225,145
-28,979
| -11% | -$2.86M |
|
20
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $21.7M | 0.72% |
298,192
+4,323
| +1% | +$311K |
|
21
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $20.2M | 0.67% |
449,310
-62,108
| -12% | -$2.85M |
|
22
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $20.2M | 0.67% |
245,307
+31,482
| +15% | +$2.57M |
|
23
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $19.3M | 0.64% |
382,948
+14,084
| +4% | +$708K |
|
24
Alphabet (Google) Class C
GOOG
$3.9T
| $18M | 0.6% |
172,752
-3,975
| -2% | -$384K |
|
25
iShares S&P 500 Value ETF
IVE
$48.9B
| $17.3M | 0.57% |
113,757
-2,911
| -2% | -$440K |
|
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Sigma Planning Corp's Q1 2023 Portfolio in Review
As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
- Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
- Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
- Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
- Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
- Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.
Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.