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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$178M 4.97%
1,004,574
+14,849
+2% +$2.35M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$876B
$156M 4.35%
327,151
+28,789
+10% +$13.3M
MSFT icon
3
Microsoft
MSFT
$2.84T
$71.8M 2%
213,341
-5,654
-3% -$1.83M
QQQ icon
4
Invesco QQQ Trust
QQQ
$455B
$65.4M 1.82%
164,370
+22,783
+16% +$8.8M
AMZN icon
5
Amazon
AMZN
$2.5T
$64.4M 1.79%
386,280
+6,180
+2% +$1.06M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$62.4M 1.74%
131,423
+12,931
+11% +$5.94M
DGRO icon
7
iShares Core Dividend Growth ETF
DGRO
$42.6B
$46.3M 1.29%
832,695
+33,724
+4% +$1.8M
IJR icon
8
iShares Core S&P Small-Cap ETF
IJR
$109B
$41.7M 1.16%
364,110
+40,399
+12% +$4.6M
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$41.4M 1.15%
312,709
+1,498
+0.5% +$199K
IVW icon
10
iShares S&P 500 Growth ETF
IVW
$72.5B
$40.7M 1.13%
486,596
+30,167
+7% +$2.43M
MTUM icon
11
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$40.3M 1.12%
221,761
-31,326
-12% -$5.77M
AGG icon
12
iShares Core US Aggregate Bond ETF
AGG
$138B
$38.3M 1.07%
335,788
+3,425
+1% +$392K
NVDA icon
13
NVIDIA
NVDA
$5.01T
$34.9M 0.97%
1,185,930
+29,630
+3% +$815K
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$123B
$28.3M 0.79%
500,625
+49,040
+11% +$2.73M
IVE icon
15
iShares S&P 500 Value ETF
IVE
$48.9B
$27.5M 0.77%
175,838
+9,418
+6% +$1.43M
VOO icon
16
Vanguard S&P 500 ETF
VOO
$968B
$26.7M 0.74%
61,100
+6,693
+12% +$2.83M
SCHG icon
17
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$26.7M 0.74%
1,302,112
+39,856
+3% +$797K
GOOGL icon
18
Alphabet (Google) Class A
GOOGL
$3.91T
$24.8M 0.69%
171,000
+13,420
+9% +$1.93M
RDVY icon
19
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$24.5M 0.68%
472,702
+162,866
+53% +$8.22M
SHY icon
20
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$23M 0.64%
269,159
+40,817
+18% +$3.5M
USMV icon
21
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$23M 0.64%
283,943
-9,328
-3% -$722K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.9T
$22.4M 0.62%
154,620
+3,420
+2% +$494K
ITOT icon
23
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$22.3M 0.62%
208,271
-11,873
-5% -$1.24M
TIP icon
24
iShares TIPS Bond ETF
TIP
$14.5B
$21.7M 0.6%
167,668
+50,249
+43% +$6.48M
HD icon
25
Home Depot
HD
$332B
$21.1M 0.59%
50,779
-917
-2% -$349K
1
2 3 4 5

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.