Sigma Planning Corp’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Sigma Planning Corp’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.45M	Sell	49,197 -22,261	-31%	-$1.11M	0.06%	322
2026 Q1	$3.56M	Buy	71,458 +3,414	+5%	+$171K	0.1%	221
2025 Q4	$3.4M	Buy	68,044 +13,097	+24%	+$655K	0.09%	227
2025 Q3	$2.74M	Sell	54,947 -38,868	-41%	-$1.92M	0.08%	259
2025 Q2	$4.62M	Sell	93,815 -48,131	-34%	-$2.36M	0.14%	150
2025 Q1	$6.98M	Sell	141,946 -2,250	-2%	-$110K	0.22%	86
2024 Q4	$7.02M	Sell	144,196 -28,141	-16%	-$1.37M	0.22%	84
2024 Q3	$8.52M	Buy	172,337 +8,439	+5%	+$413K	0.26%	69
2024 Q2	$7.88M	Sell	163,898 -4,924	-3%	-$236K	0.25%	76
2024 Q1	$8.15M	Buy	168,822 +74,197	+78%	+$3.58M	0.26%	70
2023 Q4	$4.57M	Sell	94,625 -120,324	-56%	-$5.7M	0.36%	51
2023 Q3	$10.2M	Sell	214,949 -34,051	-14%	-$1.62M	0.38%	45
2023 Q2	$11.9M	Buy	249,000 +4,334	+2%	+$208K	0.43%	38
2023 Q1	$11.7M	Buy	244,666 +42,877	+21%	+$2.05M	0.39%	45
2022 Q4	$9.57M	Buy	201,789 +7,886	+4%	+$373K	0.34%	56
2022 Q3	$9.18M	Buy	193,903 +7,786	+4%	+$376K	0.35%	54
2022 Q2	$8.99M	Buy	186,117 +19,953	+12%	+$969K	0.31%	59
2022 Q1	$8.13M	Sell	166,164 -190,844	-53%	-$9.45M	0.24%	80
2021 Q4	$17.8M	Buy	357,008 +184,155	+107%	+$9.26M	0.5%	34
2021 Q3	$8.74M	Buy	172,853 +1,443	+0.8%	+$73.2K	0.26%	72
2021 Q2	$8.72M	Buy	171,410 +37,357	+28%	+$1.91M	0.26%	77
2021 Q1	$6.84M	Buy	134,053 +6,104	+5%	+$314K	0.22%	102
2020 Q4	$6.59M	Buy	127,949 +17,954	+16%	+$926K	0.22%	96
2020 Q3	$5.68M	Buy	109,995 +88,326	+408%	+$4.57M	0.23%	92
2020 Q2	$1.12M	Sell	21,669 -1,659	-7%	-$85.7K	0.05%	359
2020 Q1	$1.19M	Buy	23,328 +3,119	+15%	+$162K	0.07%	285
2019 Q4	$1.05M	Buy	20,209 +4,773	+31%	+$248K	0.04%	391
2019 Q3	$803K	Buy	15,436 +1,300	+9%	+$67.5K	0.04%	435
2019 Q2	$731K	Buy	14,136 +4,043	+40%	+$208K	0.04%	431
2019 Q1	$518K	Buy	10,093 +1,353	+15%	+$69.2K	0.03%	504
2018 Q4	$446K	Sell	8,740 -151	-2%	-$7.69K	0.03%	478
2018 Q3	$453K	Buy	8,891 +784	+10%	+$40.1K	0.03%	515
2018 Q2	$415K	Buy	+8,107	New	+$415K	0.03%	514

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Sigma Planning Corp's LMBS Position: Q2 2026 in Review

Sigma Planning Corp reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 31% in Q2 2026, selling an estimated $1.11M and leaving 49,197 shares worth $2.45M. The position accounts for 0.06% of the portfolio, ranked #322.

Sigma Planning Corp first reported a position in LMBS in Q2 2018 and has held it in 33 quarters since. The position peaked at $17.8M in Q4 2021. 456 funds tracked by Wall St. Rank hold LMBS as of Q2 2026.

Sigma Planning Corp held 49,197 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $2.45M as of Q2 2026.
Sigma Planning Corp sold 22,261 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q2 2026, an estimated $1.11M.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.06% of Sigma Planning Corp's portfolio in Q2 2026, its #322 holding.
Sigma Planning Corp first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2018 and has held it in 33 quarters since.
Sigma Planning Corp's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $17.8M in Q4 2021.
456 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.