Sigma Planning Corp’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Sigma Planning Corp’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.65M	Sell	33,991 -15,206	-31%	-$752K	0.04%	401
2026 Q2	$2.45M	Sell	49,197 -22,261	-31%	-$1.11M	0.06%	322
2026 Q1	$3.56M	Buy	71,458 +3,414	+5%	+$171K	0.1%	221
2025 Q4	$3.4M	Buy	68,044 +13,097	+24%	+$655K	0.09%	227
2025 Q3	$2.74M	Sell	54,947 -38,868	-41%	-$1.92M	0.08%	259
2025 Q2	$4.62M	Sell	93,815 -48,131	-34%	-$2.36M	0.14%	150
2025 Q1	$6.98M	Sell	141,946 -2,250	-2%	-$110K	0.22%	86
2024 Q4	$7.02M	Sell	144,196 -28,141	-16%	-$1.37M	0.22%	84
2024 Q3	$8.52M	Buy	172,337 +8,439	+5%	+$413K	0.26%	69
2024 Q2	$7.88M	Sell	163,898 -4,924	-3%	-$236K	0.25%	76
2024 Q1	$8.15M	Buy	168,822 +74,197	+78%	+$3.58M	0.26%	70
2023 Q4	$4.57M	Sell	94,625 -120,324	-56%	-$5.7M	0.36%	51
2023 Q3	$10.2M	Sell	214,949 -34,051	-14%	-$1.62M	0.38%	45
2023 Q2	$11.9M	Buy	249,000 +4,334	+2%	+$208K	0.43%	38
2023 Q1	$11.7M	Buy	244,666 +42,877	+21%	+$2.05M	0.39%	45
2022 Q4	$9.6M	Buy	201,789 +7,886	+4%	+$373K	0.34%	56
2022 Q3	$9.18M	Buy	193,903 +7,786	+4%	+$376K	0.35%	54
2022 Q2	$8.99M	Buy	186,117 +19,953	+12%	+$969K	0.31%	59
2022 Q1	$8.13M	Sell	166,164 -190,844	-53%	-$9.45M	0.24%	80
2021 Q4	$17.8M	Buy	357,008 +184,155	+107%	+$9.26M	0.5%	34
2021 Q3	$8.74M	Buy	172,853 +1,443	+0.8%	+$73.2K	0.26%	72
2021 Q2	$8.72M	Buy	171,410 +37,357	+28%	+$1.91M	0.26%	77
2021 Q1	$6.84M	Buy	134,053 +6,104	+5%	+$314K	0.22%	102
2020 Q4	$6.59M	Buy	127,949 +17,954	+16%	+$926K	0.22%	96
2020 Q3	$5.68M	Buy	109,995 +88,326	+408%	+$4.57M	0.23%	92
2020 Q2	$1.12M	Sell	21,669 -1,659	-7%	-$85.7K	0.05%	359
2020 Q1	$1.19M	Buy	23,328 +3,119	+15%	+$162K	0.07%	285
2019 Q4	$1.05M	Buy	20,209 +4,773	+31%	+$248K	0.04%	391
2019 Q3	$803K	Buy	15,436 +1,300	+9%	+$67.5K	0.04%	435
2019 Q2	$731K	Buy	14,136 +4,043	+40%	+$208K	0.04%	431
2019 Q1	$518K	Buy	10,093 +1,353	+15%	+$69.2K	0.03%	504
2018 Q4	$446K	Sell	8,740 -151	-2%	-$7.69K	0.03%	478
2018 Q3	$453K	Buy	8,891 +784	+10%	+$40.1K	0.03%	515
2018 Q2	$415K	Buy	+8,107	New	+$415K	0.03%	514

Other funds holding LMBS

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

Aaron Wealth Advisors Chicago, Illinois $2.04B AUM 32.69% 1-Year Est. Return

Trilogy Capital Irvine, California $2.61B AUM 14.55% 1-Year Est. Return

Financial Enhancement Group Anderson, Indiana $871M AUM 12.19% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

Inspirion Wealth Advisors Libertyville, Illinois $880M AUM 10.53% 1-Year Est. Return

Heck Capital Advisors Rhinelander, Wisconsin $1.82B AUM 17.91% 1-Year Est. Return

Redhawk Wealth Advisors Minneapolis, Minnesota $987M AUM 25.25% 1-Year Est. Return

TL Private Wealth Southlake, Texas $279M AUM 9.56% 1-Year Est. Return

Sigma Planning Corp's LMBS Position: Q3 2026 in Review

Sigma Planning Corp reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 31% in Q3 2026, selling an estimated $752K and leaving 33,991 shares worth $1.65M. The position accounts for 0.04% of the portfolio, ranked #401.

Sigma Planning Corp first reported a position in LMBS in Q2 2018 and has held it in 34 quarters since. The position peaked at $17.8M in Q4 2021. 177 funds tracked by Wall St. Rank hold LMBS as of Q3 2026.

Sigma Planning Corp held 33,991 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $1.65M as of Q3 2026.
Sigma Planning Corp sold 15,206 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2026, an estimated $752K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.04% of Sigma Planning Corp's portfolio in Q3 2026, its #401 holding.
Sigma Planning Corp first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2018 and has held it in 34 quarters since.
Sigma Planning Corp's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $17.8M in Q4 2021.
177 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.