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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

357 hedge funds and large institutions have $4.82B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2020 Q4 according to their latest regulatory filings, with 71 funds opening new positions, 161 increasing their positions, 100 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

344% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 16

61% more repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 100

16% more funds holding

Funds holding: 309357 (+48)

15% more funds holding in top 10

Funds holding in top 10: 3338 (+5)

7% more capital invested

Capital invested by funds: $4.48B → $4.82B (+$335M)

0.52% more ownership

Funds ownership: 73.8%74.32% (+0.52%)

Holders
357
Holders Change
+48
Holders Change %
+15.53%
% of All Funds
6.32%
Holding in Top 10
38
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+15.15%
% of All Funds
0.67%
New
71
Increased
161
Reduced
100
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$860M +$78.6M +1,524,887 +10%
Bank of America
2
Bank of America
North Carolina
$615M -$24.7M -479,222 -4%
Wells Fargo
3
Wells Fargo
California
$369M +$12.8M +248,345 +4%
RBA
4
Richard Bernstein Advisors
New York
$259M -$11.1M -215,683 -4%
LPL Financial
5
LPL Financial
California
$231M +$22.1M +429,046 +11%
UBS Group
6
UBS Group
Switzerland
$192M -$9.29M -180,148 -5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$124M +$21.6M +418,285 +21%
HSA
8
HBK Sorce Advisory
Pennsylvania
$115M -$256K -4,963 -0.2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$107M -$523K -10,136 -0.5%
RJA
10
Raymond James & Associates
Florida
$91.2M +$1.77M +34,332 +2%
Jane Street
11
Jane Street
New York
$80.5M +$12.6M +243,774 +18%
UCFA
12
United Capital Financial Advisors
Texas
$75M +$3.5M +67,885 +5%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$74.2M +$6.33M +122,670 +9%
First Trust Advisors
14
First Trust Advisors
Illinois
$64.1M +$5.71M +110,799 +10%
Osaic Holdings
15
Osaic Holdings
Arizona
$59.9M +$7.29M +141,396 +14%
William Blair & Company
16
William Blair & Company
Illinois
$47.9M +$32.3M +626,495 +206%
AWM
17
AE Wealth Management
Kansas
$45.9M +$6.98M +135,305 +18%
SS
18
Simplicity Solutions
Minnesota
$43.2M +$4.62M +89,514 +12%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$38.6M +$2.67M +51,811 +7%
Stifel Financial
20
Stifel Financial
Missouri
$37.5M -$813K -15,759 -2%
Truist Financial
21
Truist Financial
North Carolina
$34.5M +$2.04M +39,601 +6%
IWA
22
Inspirion Wealth Advisors
Illinois
$33.8M +$130K +2,520 +0.4%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$32.6M +$2.46M +47,612 +8%
GHA
24
GW Henssler & Associates
Georgia
$31.1M +$12.8M +247,672 +69%
CSIC
25
Clifford Swan Investment Counsel
California
$29.2M +$7.16M +138,936 +32%

LMBS Hedge Fund Activity: Q4 2020 in Review

357 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q4 2020, worth a combined $4.82B — up 7.5% from $4.48B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new LMBS positions and 16 closed out — a net gain of 55 holders — while 161 added to existing stakes and 100 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $78.6M. The largest seller was Bank of America, cutting an estimated $24.7M.

  • 357 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q4 2020, up from 309 in Q3 2020.
  • Funds reported $4.82B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q4 2020, up 7.5% quarter-over-quarter.
  • 71 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q4 2020 and 16 closed out, a net change of +55 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q4 2020 was Morgan Stanley, an estimated $78.6M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q4 2020 was Bank of America, an estimated $24.7M sold.

Based on aggregated 13F filings for Q4 2020.