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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
(+6.5%)
Cap. Flow
+$76.3M
Cap. Flow
% of AUM
2.44%
Top 10 Holdings %
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pacer Trendpilot US Bond ETF
PTBD
|
+$13M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.73M |
| 3 |
Tapestry
TPR
|
+$8.3M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$8.22M |
| 5 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$7.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$21.7M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$17.1M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$13.5M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$12.2M |
| 5 |
SPDR Gold Trust
GLD
|
+$9.82M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.1% |
| 2 | Consumer Discretionary | 6.28% |
| 3 | Financials | 4.79% |
| 4 | Healthcare | 4.54% |
| 5 | Communication Services | 4.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.89T
| $122M | 3.89% |
997,558
-45,654
| -4% | -$5.86M |
|
2
iShares Core S&P 500 ETF
IVV
$876B
| $114M | 3.65% |
286,844
+9,420
| +3% | +$3.65M |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $65.5M | 2.09% |
165,344
-19,380
| -10% | -$7.47M |
|
4
Amazon
AMZN
$2.5T
| $58.2M | 1.86% |
376,120
-19,900
| -5% | -$3.15M |
|
5
Microsoft
MSFT
$2.84T
| $45.4M | 1.45% |
192,521
-13,835
| -7% | -$3.21M |
|
|
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $38.6M | 1.23% |
297,128
-91,854
| -24% | -$12.2M |
|
|
7
Invesco QQQ Trust
QQQ
$455B
| $36.6M | 1.17% |
114,748
-53,599
| -32% | -$17.1M |
|
8
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $35.7M | 1.14% |
222,237
+13,218
| +6% | +$2.19M |
|
9
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $35M | 1.12% |
725,693
+3,151
| +0.4% | +$146K |
|
10
iShares Core US Aggregate Bond ETF
AGG
$138B
| $32.8M | 1.05% |
287,944
-64,807
| -18% | -$7.5M |
|
11
iShares S&P 500 Growth ETF
IVW
$72.5B
| $30M | 0.96% |
460,595
-74,422
| -14% | -$4.81M |
|
12
iShares Core S&P Small-Cap ETF
IJR
$109B
| $27.4M | 0.88% |
252,482
+41,152
| +19% | +$4.31M |
|
13
iShares S&P 500 Value ETF
IVE
$48.9B
| $21.6M | 0.69% |
153,155
+7,001
| +5% | +$943K |
|
14
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $21M | 0.67% |
63,746
-9,333
| -13% | -$2.95M |
|
15
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $20.9M | 0.67% |
402,065
+35,705
| +10% | +$1.78M |
|
|
16
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $20.8M | 0.67% |
301,088
-199,638
| -40% | -$13.5M |
|
17
Vanguard Information Technology ETF
VGT
$139B
| $20.7M | 0.66% |
460,928
-7,032
| -2% | -$316K |
|
18
Vanguard S&P 500 ETF
VOO
$968B
| $19.7M | 0.63% |
54,169
+1,442
| +3% | +$511K |
|
19
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $19.6M | 0.63% |
227,655
+37,143
| +19% | +$3.21M |
|
20
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $19.6M | 0.63% |
213,843
-11,410
| -5% | -$1.02M |
|
21
JPMorgan Chase
JPM
$939B
| $19.1M | 0.61% |
125,183
-720
| -0.6% | -$104K |
|
22
Johnson & Johnson
JNJ
$634B
| $18.9M | 0.6% |
115,015
+1,996
| +2% | +$323K |
|
23
iShares Russell 2000 ETF
IWM
$80.9B
| $18.7M | 0.6% |
84,741
+33,095
| +64% | +$7.23M |
|
24
Walt Disney
DIS
$165B
| $17.1M | 0.55% |
92,768
+4,720
| +5% | +$870K |
|
25
First Trust Value Line Dividend Fund
FVD
$8.29B
| $17M | 0.54% |
447,826
+36,255
| +9% | +$1.31M |
|
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Sigma Planning Corp's Q1 2021 Portfolio in Review
As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
- Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
- Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
- Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
- Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
- Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.
Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.