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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$181M 5.78%
322,719
-10,729
-3% -$6.34M
AAPL icon
2
Apple
AAPL
$4.89T
$154M 4.92%
694,515
+781
+0.1% +$181K
NVDA icon
3
NVIDIA
NVDA
$5.01T
$75.3M 2.4%
694,988
+12,804
+2% +$1.62M
AMZN icon
4
Amazon
AMZN
$2.5T
$65.5M 2.09%
344,459
+9,971
+3% +$2.16M
QQQ icon
5
Invesco QQQ Trust
QQQ
$455B
$63.9M 2.04%
136,317
-2,216
-2% -$1.13M
MSFT icon
6
Microsoft
MSFT
$2.84T
$56.9M 1.82%
151,701
+2,425
+2% +$989K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$52.9M 1.69%
94,481
+1,354
+1% +$796K
VOO icon
8
Vanguard S&P 500 ETF
VOO
$968B
$51M 1.63%
99,204
+1,579
+2% +$854K
DGRO icon
9
iShares Core Dividend Growth ETF
DGRO
$42.6B
$50M 1.59%
809,093
+204,363
+34% +$12.8M
IVW icon
10
iShares S&P 500 Growth ETF
IVW
$72.5B
$38.7M 1.23%
416,632
-53,824
-11% -$5.43M
LQD icon
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$34.5M 1.1%
317,716
+11,019
+4% +$1.19M
BRK.B icon
12
Berkshire Hathaway Class B
BRK.B
$1.07T
$32M 1.02%
60,089
+1,484
+3% +$721K
COWZ icon
13
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$27.8M 0.89%
506,971
-33,987
-6% -$1.93M
SCHD icon
14
Schwab US Dividend Equity ETF
SCHD
$102B
$24.7M 0.79%
882,844
-24,697
-3% -$688K
SCHG icon
15
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$23.4M 0.75%
935,361
-8,491
-0.9% -$233K
GOOG icon
16
Alphabet (Google) Class C
GOOG
$3.9T
$22.8M 0.73%
145,763
-566
-0.4% -$104K
META icon
17
Meta Platforms (Facebook)
META
$1.51T
$22.4M 0.71%
38,843
+6,211
+19% +$4.01M
ABBV icon
18
AbbVie
ABBV
$458B
$22.2M 0.71%
106,146
-992
-0.9% -$193K
IVE icon
19
iShares S&P 500 Value ETF
IVE
$48.9B
$22.2M 0.71%
116,249
+8,063
+7% +$1.56M
IJH icon
20
iShares Core S&P Mid-Cap ETF
IJH
$123B
$21M 0.67%
359,567
-19,358
-5% -$1.2M
SHY icon
21
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$20.7M 0.66%
250,256
+15,857
+7% +$1.3M
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$109B
$19.1M 0.61%
182,659
-17,120
-9% -$1.93M
SDVY icon
23
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$18.7M 0.6%
557,301
+36,251
+7% +$1.29M
GLD icon
24
SPDR Gold Trust
GLD
$131B
$18.4M 0.59%
63,981
+2,669
+4% +$706K
COST icon
25
Costco
COST
$415B
$18.4M 0.59%
19,442
+2,331
+14% +$2.27M
1
2 3 4 5

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.