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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.89T
| $138M | 4.71% |
1,043,212
-45,409
| -4% | -$5.46M |
|
2
iShares Core S&P 500 ETF
IVV
$876B
| $104M | 3.54% |
277,424
+13,802
| +5% | +$4.91M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $69.1M | 2.35% |
184,724
-17,890
| -9% | -$6.35M |
|
4
Amazon
AMZN
$2.5T
| $64.5M | 2.19% |
396,020
-23,660
| -6% | -$3.78M |
|
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $53.7M | 1.83% |
388,982
-31,010
| -7% | -$4.22M |
|
6
Invesco QQQ Trust
QQQ
$455B
| $52.8M | 1.8% |
168,347
+1,536
| +0.9% | +$451K |
|
7
Microsoft
MSFT
$2.84T
| $45.9M | 1.56% |
206,356
-5,531
| -3% | -$1.19M |
|
8
iShares Core US Aggregate Bond ETF
AGG
$138B
| $41.7M | 1.42% |
352,751
-19,274
| -5% | -$2.27M |
|
9
iShares S&P 500 Growth ETF
IVW
$72.5B
| $34.1M | 1.16% |
535,017
-16,839
| -3% | -$1.02M |
|
|
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $34M | 1.16% |
500,726
-257,263
| -34% | -$16.9M |
|
11
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $33.7M | 1.15% |
209,019
-11,944
| -5% | -$1.83M |
|
12
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $32.4M | 1.1% |
722,542
+32,982
| +5% | +$1.4M |
|
|
13
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $30.6M | 1.04% |
81,900
+78,900
| +2,630% | +$28M |
|
14
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $30.5M | 1.04% |
254,215
+53,283
| +27% | +$6.41M |
|
|
15
SPDR Gold Trust
GLD
$131B
| $26.9M | 0.92% |
151,076
-60,081
| -28% | -$10.6M |
|
16
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $22.3M | 0.76% |
73,079
+17,047
| +30% | +$4.96M |
|
17
Vanguard Information Technology ETF
VGT
$139B
| $20.7M | 0.7% |
467,960
+82,072
| +21% | +$3.38M |
|
18
iShares Core S&P Small-Cap ETF
IJR
$109B
| $19.4M | 0.66% |
211,330
+10,233
| +5% | +$841K |
|
19
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $19.4M | 0.66% |
225,253
-4,407
| -2% | -$357K |
|
20
iShares S&P 500 Value ETF
IVE
$48.9B
| $18.7M | 0.64% |
146,154
-12,727
| -8% | -$1.54M |
|
|
21
Vanguard S&P 500 ETF
VOO
$968B
| $18.1M | 0.62% |
52,727
+20,147
| +62% | +$6.57M |
|
22
Johnson & Johnson
JNJ
$634B
| $17.8M | 0.6% |
113,019
-237
| -0.2% | -$35K |
|
23
First Trust Capital Strength ETF
FTCS
$7.88B
| $17.5M | 0.59% |
258,575
+33,920
| +15% | +$2.22M |
|
24
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $16.8M | 0.57% |
366,360
+6,430
| +2% | +$271K |
|
25
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $16.5M | 0.56% |
188,888
+8,151
| +5% | +$698K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.