We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.89T
| $160M | 5.74% |
823,935
-68,705
| -8% | -$12M |
|
2
iShares Core S&P 500 ETF
IVV
$876B
| $147M | 5.28% |
329,651
-16,132
| -5% | -$6.8M |
|
3
Microsoft
MSFT
$2.84T
| $58.2M | 2.09% |
170,856
-9,866
| -5% | -$3.09M |
|
4
Invesco QQQ Trust
QQQ
$455B
| $50.1M | 1.8% |
135,665
-24,029
| -15% | -$8.09M |
|
5
Amazon
AMZN
$2.5T
| $48.4M | 1.74% |
371,408
-27,294
| -7% | -$3.12M |
|
6
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $45.3M | 1.63% |
878,921
-7,294
| -0.8% | -$367K |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $36.5M | 1.31% |
82,259
+1,805
| +2% | +$758K |
|
8
Vanguard S&P 500 ETF
VOO
$968B
| $31.4M | 1.13% |
77,011
+2,108
| +3% | +$813K |
|
9
iShares S&P 500 Growth ETF
IVW
$72.5B
| $30.8M | 1.11% |
437,419
+3,769
| +0.9% | +$249K |
|
10
NVIDIA
NVDA
$5.01T
| $29.5M | 1.06% |
697,600
-164,990
| -19% | -$5.48M |
|
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $28M | 1.01% |
259,289
+1,042
| +0.4% | +$113K |
|
12
Schwab US Dividend Equity ETF
SCHD
$102B
| $27.7M | 0.99% |
1,142,424
-318,567
| -22% | -$7.61M |
|
13
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $25.9M | 0.93% |
541,219
+29,897
| +6% | +$1.39M |
|
|
14
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
| $24.8M | 0.89% |
642,494
+636,674
| +10,939% | +$23.6M |
|
15
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $24.6M | 0.88% |
470,160
-30,970
| -6% | -$1.54M |
|
16
iShares Core S&P Small-Cap ETF
IJR
$109B
| $24.4M | 0.88% |
244,946
-25,231
| -9% | -$2.4M |
|
17
SPDR Gold Trust
GLD
$131B
| $24M | 0.86% |
134,845
-1,772
| -1% | -$326K |
|
18
Alphabet (Google) Class C
GOOG
$3.9T
| $20.2M | 0.73% |
166,923
-5,829
| -3% | -$675K |
|
19
Tesla
TSLA
$1.24T
| $20M | 0.72% |
76,219
+7,154
| +10% | +$1.43M |
|
|
20
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $18.9M | 0.68% |
372,762
+110,057
| +42% | +$5.56M |
|
21
iShares S&P 500 Value ETF
IVE
$48.9B
| $17.4M | 0.62% |
107,811
-5,946
| -5% | -$915K |
|
22
Berkshire Hathaway Class B
BRK.B
$1.07T
| $17.1M | 0.62% |
50,261
+2,662
| +6% | +$869K |
|
23
iShares Core US Aggregate Bond ETF
AGG
$138B
| $17M | 0.61% |
173,976
-51,169
| -23% | -$5.06M |
|
24
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $16.1M | 0.58% |
198,631
-46,676
| -19% | -$3.82M |
|
|
25
Alphabet (Google) Class A
GOOGL
$3.91T
| $15.7M | 0.56% |
131,096
-6,225
| -5% | -$717K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.