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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $84.1M | 4.94% |
287,153
+7,834
| +3% | +$2.25M |
|
|
2
Apple
AAPL
$4.89T
| $51.2M | 3.01% |
906,476
+268,008
| +42% | +$14M |
|
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $46.6M | 2.74% |
1,156,570
+57,375
| +5% | +$2.31M |
|
4
iShares S&P 500 Growth ETF
IVW
$72.5B
| $41.8M | 2.46% |
943,176
+143,340
| +18% | +$6.16M |
|
|
5
iShares Core S&P Small-Cap ETF
IJR
$109B
| $40.1M | 2.36% |
459,757
+84,874
| +23% | +$7.44M |
|
|
6
Amazon
AMZN
$2.5T
| $25.7M | 1.51% |
256,600
+67,760
| +36% | +$6.37M |
|
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $23M | 1.35% |
228,282
+57,300
| +34% | +$5.76M |
|
8
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $18.9M | 1.11% |
283,484
-13,470
| -5% | -$883K |
|
9
Invesco QQQ Trust
QQQ
$455B
| $18.3M | 1.07% |
98,402
+39
| +0% | +$7.05K |
|
|
10
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $18M | 1.06% |
485,752
+199,843
| +70% | +$7.5M |
|
11
iShares Core US Aggregate Bond ETF
AGG
$138B
| $17.6M | 1.04% |
167,050
+39,403
| +31% | +$4.18M |
|
12
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $17.5M | 1.03% |
210,188
+62,884
| +43% | +$5.31M |
|
13
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $16.8M | 0.99% |
294,752
+17,867
| +6% | +$996K |
|
14
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $15.6M | 0.92% |
495,770
+141,050
| +40% | +$4.36M |
|
15
Microsoft
MSFT
$2.84T
| $15.6M | 0.91% |
136,013
+4,444
| +3% | +$482K |
|
16
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $15M | 0.88% |
293,475
-27,880
| -9% | -$1.42M |
|
17
iShares S&P 500 Value ETF
IVE
$48.9B
| $14.5M | 0.85% |
125,045
+15,747
| +14% | +$1.81M |
|
18
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $14.4M | 0.85% |
125,496
+5,820
| +5% | +$671K |
|
19
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $13.7M | 0.81% |
115,410
+18,013
| +18% | +$2.07M |
|
20
iShares Core MSCI EAFE ETF
IEFA
$186B
| $13.5M | 0.8% |
211,273
+23,459
| +12% | +$1.5M |
|
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $13.3M | 0.78% |
153,364
+13,027
| +9% | +$1.12M |
|
22
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $12.4M | 0.73% |
42,671
-1,030
| -2% | -$293K |
|
|
23
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $12M | 0.7% |
205,252
-73,700
| -26% | -$4.28M |
|
24
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $11.9M | 0.7% |
413,583
+15,673
| +4% | +$450K |
|
25
Johnson & Johnson
JNJ
$634B
| $11.7M | 0.69% |
84,685
+1,969
| +2% | +$262K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.