We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $93.3M | 3.94% |
288,565
-20,725
| -7% | -$6.41M |
|
2
CALL
iShares Russell 2000 ETF
IWM
$80.9B
| $90.1M | 3.8% |
+543,900
| New | +$86M |
|
3
Apple
AAPL
$4.89T
| $67.8M | 2.86% |
922,860
-4,336
| -0.5% | -$279K |
|
4
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $51.6M | 2.17% |
785,869
+67,833
| +9% | +$4.36M |
|
|
5
iShares S&P 500 Growth ETF
IVW
$72.5B
| $46.6M | 1.96% |
961,904
-105,588
| -10% | -$4.89M |
|
6
iShares Core US Aggregate Bond ETF
AGG
$138B
| $37.2M | 1.57% |
330,724
+8,846
| +3% | +$997K |
|
7
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $36.4M | 1.54% |
624,185
-44,653
| -7% | -$2.56M |
|
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $34.5M | 1.46% |
269,863
+36,688
| +16% | +$4.67M |
|
9
Amazon
AMZN
$2.5T
| $34.3M | 1.45% |
371,600
+35,720
| +11% | +$3.16M |
|
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $33.6M | 1.42% |
817,160
+21,295
| +3% | +$844K |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $31.4M | 1.32% |
97,419
+8,907
| +10% | +$2.74M |
|
12
Invesco QQQ Trust
QQQ
$455B
| $30.3M | 1.28% |
142,741
+490
| +0.3% | +$98.1K |
|
|
13
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $28M | 1.18% |
666,018
+184,291
| +38% | +$7.45M |
|
14
iShares Core S&P Small-Cap ETF
IJR
$109B
| $26.1M | 1.1% |
310,748
+11,508
| +4% | +$926K |
|
15
Microsoft
MSFT
$2.84T
| $25.8M | 1.09% |
163,531
+9,086
| +6% | +$1.33M |
|
16
iShares S&P 500 Value ETF
IVE
$48.9B
| $24.6M | 1.04% |
188,993
+20,630
| +12% | +$2.57M |
|
17
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $23.8M | 1% |
327,527
-1,880
| -0.6% | -$131K |
|
18
SPDR Gold Trust
GLD
$131B
| $23M | 0.97% |
160,960
+18,335
| +13% | +$2.56M |
|
19
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $20.3M | 0.86% |
272,791
+39,365
| +17% | +$2.93M |
|
20
Vanguard Information Technology ETF
VGT
$139B
| $18.8M | 0.79% |
614,032
-16,824
| -3% | -$482K |
|
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $17.4M | 0.73% |
198,013
+15,588
| +9% | +$1.36M |
|
22
AT&T
T
$165B
| $16.5M | 0.7% |
559,386
+8,023
| +1% | +$232K |
|
23
Johnson & Johnson
JNJ
$634B
| $14.9M | 0.63% |
102,296
+653
| +0.6% | +$88.6K |
|
24
First Trust Value Line Dividend Fund
FVD
$8.29B
| $14.6M | 0.62% |
405,525
+37,531
| +10% | +$1.32M |
|
25
iShares Core MSCI EAFE ETF
IEFA
$186B
| $14.2M | 0.6% |
218,353
+15,867
| +8% | +$1.01M |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.