We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.89T
| $130M | 4.97% |
943,601
-21,751
| -2% | -$3.41M |
|
|
2
iShares Core S&P 500 ETF
IVV
$876B
| $122M | 4.65% |
340,114
+19,350
| +6% | +$7.73M |
|
3
Amazon
AMZN
$2.5T
| $46.2M | 1.76% |
409,180
+13,062
| +3% | +$1.65M |
|
4
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $46.1M | 1.76% |
1,037,565
-6,698
| -0.6% | -$330K |
|
5
Microsoft
MSFT
$2.84T
| $43.9M | 1.67% |
188,419
-1,721
| -0.9% | -$454K |
|
6
Invesco QQQ Trust
QQQ
$455B
| $40.5M | 1.54% |
151,415
+13,882
| +10% | +$4.19M |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $31.4M | 1.2% |
87,871
+609
| +0.7% | +$242K |
|
8
iShares Core US Aggregate Bond ETF
AGG
$138B
| $26.1M | 1% |
271,273
-8,655
| -3% | -$875K |
|
9
Schwab US Dividend Equity ETF
SCHD
$102B
| $25M | 0.95% |
1,127,727
+107,931
| +11% | +$2.62M |
|
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $23.8M | 0.91% |
232,511
-12,557
| -5% | -$1.38M |
|
11
iShares Core S&P Small-Cap ETF
IJR
$109B
| $22.7M | 0.87% |
260,858
+9,742
| +4% | +$946K |
|
12
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $22.7M | 0.87% |
583,669
+38,238
| +7% | +$1.64M |
|
13
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $22.1M | 0.84% |
502,885
+22,500
| +5% | +$1.09M |
|
14
First Trust Value Line Dividend Fund
FVD
$8.29B
| $21.3M | 0.81% |
596,282
-31,846
| -5% | -$1.26M |
|
15
Vanguard S&P 500 ETF
VOO
$968B
| $21.1M | 0.8% |
64,146
-4,701
| -7% | -$1.72M |
|
16
iShares S&P 500 Growth ETF
IVW
$72.5B
| $19.4M | 0.74% |
335,157
+18,366
| +6% | +$1.19M |
|
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $19.2M | 0.73% |
290,766
-682
| -0.2% | -$49.2K |
|
18
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $18.7M | 0.71% |
455,832
+84,082
| +23% | +$3.78M |
|
|
19
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $17.8M | 0.68% |
+219,466
| New | +$18.1M |
|
20
Johnson & Johnson
JNJ
$634B
| $17.4M | 0.66% |
106,776
-1,599
| -1% | -$271K |
|
21
Alphabet (Google) Class C
GOOG
$3.9T
| $17.4M | 0.66% |
181,032
+11,652
| +7% | +$1.3M |
|
22
Tesla
TSLA
$1.24T
| $16.3M | 0.62% |
61,443
+1,149
| +2% | +$321K |
|
23
UnitedHealth
UNH
$382B
| $15.2M | 0.58% |
30,184
+6,879
| +30% | +$3.62M |
|
24
iShares TIPS Bond ETF
TIP
$14.5B
| $14.7M | 0.56% |
140,351
-37,449
| -21% | -$4.24M |
|
25
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $14.4M | 0.55% |
286,767
+2,028
| +0.7% | +$102K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.