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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
(+11%)
Cap. Flow
+$67.8M
Cap. Flow
% of AUM
2.68%
Top 10 Holdings %
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$16.1M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$12.6M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.3M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.8M |
| 5 |
SPDR Gold Trust
GLD
|
+$8.31M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$14.2M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$10.4M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.27M |
| 4 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$5.32M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.79% |
| 2 | Consumer Discretionary | 6.34% |
| 3 | Healthcare | 4.95% |
| 4 | Communication Services | 4.06% |
| 5 | Financials | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.89T
| $126M | 4.99% |
1,088,621
+65,793
| +6% | +$7.18M |
|
2
iShares Core S&P 500 ETF
IVV
$876B
| $88.6M | 3.51% |
263,622
-6,415
| -2% | -$2.13M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $67.9M | 2.69% |
202,614
+37,252
| +23% | +$12.3M |
|
4
Amazon
AMZN
$2.5T
| $66.1M | 2.62% |
419,680
+24,520
| +6% | +$3.87M |
|
|
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $56.6M | 2.24% |
419,992
+86,510
| +26% | +$11.8M |
|
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $48.3M | 1.91% |
757,989
-73,911
| -9% | -$4.69M |
|
|
7
Invesco QQQ Trust
QQQ
$455B
| $46.3M | 1.83% |
166,811
-38,174
| -19% | -$10.4M |
|
8
Microsoft
MSFT
$2.84T
| $44.6M | 1.76% |
211,887
-16,188
| -7% | -$3.4M |
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $43.9M | 1.74% |
372,025
-7,318
| -2% | -$868K |
|
|
10
SPDR Gold Trust
GLD
$131B
| $37.4M | 1.48% |
211,157
+46,225
| +28% | +$8.31M |
|
|
11
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $32.6M | 1.29% |
220,963
+112,342
| +103% | +$16.1M |
|
|
12
iShares S&P 500 Growth ETF
IVW
$72.5B
| $31.9M | 1.26% |
551,856
-88,260
| -14% | -$5M |
|
13
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $27.4M | 1.09% |
689,560
+5,808
| +0.8% | +$231K |
|
14
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $24.5M | 0.97% |
200,932
-10,707
| -5% | -$1.31M |
|
15
iShares S&P 500 Value ETF
IVE
$48.9B
| $17.9M | 0.71% |
158,881
+16,274
| +11% | +$1.84M |
|
16
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $17.3M | 0.69% |
229,660
+30,625
| +15% | +$2.29M |
|
17
Johnson & Johnson
JNJ
$634B
| $16.9M | 0.67% |
113,256
-2,984
| -3% | -$442K |
|
18
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $16.9M | 0.67% |
194,850
+7,279
| +4% | +$630K |
|
19
NVIDIA
NVDA
$5.01T
| $16.8M | 0.67% |
1,243,280
+193,400
| +18% | +$2.25M |
|
|
20
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $15.5M | 0.62% |
56,032
+45,947
| +456% | +$12.6M |
|
21
Home Depot
HD
$332B
| $15.5M | 0.61% |
55,668
+4,080
| +8% | +$1.11M |
|
22
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $15.2M | 0.6% |
180,737
+70,839
| +64% | +$5.96M |
|
23
Vanguard Information Technology ETF
VGT
$139B
| $15M | 0.59% |
385,888
-82,784
| -18% | -$3.12M |
|
24
Meta Platforms (Facebook)
META
$1.51T
| $15M | 0.59% |
57,180
+4,048
| +8% | +$1.04M |
|
25
First Trust Capital Strength ETF
FTCS
$7.88B
| $14.2M | 0.56% |
224,655
+46,785
| +26% | +$2.92M |
|
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Sigma Planning Corp's Q3 2020 Portfolio in Review
As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
- Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
- Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
- Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
- Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
- Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.
Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.