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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $139M | 5.21% |
323,638
-6,013
| -2% | -$2.69M |
|
|
2
Apple
AAPL
$4.89T
| $136M | 5.11% |
795,811
-28,124
| -3% | -$5.16M |
|
3
Microsoft
MSFT
$2.84T
| $53.3M | 2% |
168,858
-1,998
| -1% | -$660K |
|
4
Invesco QQQ Trust
QQQ
$455B
| $49.8M | 1.87% |
139,134
+3,469
| +3% | +$1.29M |
|
5
Amazon
AMZN
$2.5T
| $46.3M | 1.74% |
364,548
-6,860
| -2% | -$919K |
|
6
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $43.2M | 1.62% |
871,377
-7,544
| -0.9% | -$391K |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $34M | 1.28% |
79,631
-2,628
| -3% | -$1.17M |
|
8
Vanguard S&P 500 ETF
VOO
$968B
| $31.9M | 1.19% |
81,132
+4,121
| +5% | +$1.69M |
|
9
iShares S&P 500 Growth ETF
IVW
$72.5B
| $30.7M | 1.15% |
449,139
+11,720
| +3% | +$829K |
|
10
NVIDIA
NVDA
$5.01T
| $28.5M | 1.07% |
654,480
-43,120
| -6% | -$1.93M |
|
11
Schwab US Dividend Equity ETF
SCHD
$102B
| $27.7M | 1.04% |
1,173,852
+31,428
| +3% | +$771K |
|
12
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $26M | 0.98% |
526,474
-14,745
| -3% | -$739K |
|
13
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $26M | 0.97% |
254,767
-4,522
| -2% | -$477K |
|
14
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
| $25.4M | 0.95% |
678,979
+36,485
| +6% | +$1.41M |
|
15
SPDR Gold Trust
GLD
$131B
| $21.9M | 0.82% |
127,839
-7,006
| -5% | -$1.25M |
|
16
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $21.8M | 0.82% |
437,335
-32,825
| -7% | -$1.72M |
|
17
Alphabet (Google) Class C
GOOG
$3.9T
| $21.6M | 0.81% |
164,073
-2,850
| -2% | -$371K |
|
|
18
iShares Core S&P Small-Cap ETF
IJR
$109B
| $19.8M | 0.74% |
209,596
-35,350
| -14% | -$3.53M |
|
|
19
AbbVie
ABBV
$458B
| $19M | 0.71% |
127,158
+34,586
| +37% | +$5.08M |
|
|
20
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $18.2M | 0.68% |
240,367
+48,875
| +26% | +$3.89M |
|
21
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $17.8M | 0.67% |
349,074
-23,688
| -6% | -$1.2M |
|
22
Berkshire Hathaway Class B
BRK.B
$1.07T
| $17.3M | 0.65% |
49,272
-989
| -2% | -$351K |
|
23
iShares Core US Aggregate Bond ETF
AGG
$138B
| $16.3M | 0.61% |
173,588
-388
| -0.2% | -$37.4K |
|
24
ExxonMobil
XOM
$651B
| $16.1M | 0.6% |
137,162
+29,266
| +27% | +$3.21M |
|
25
iShares S&P 500 Value ETF
IVE
$48.9B
| $16M | 0.6% |
104,143
-3,668
| -3% | -$593K |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.