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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $77.9M | 6.43% |
308,035
+60,558
| +24% | +$15M |
|
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $32.4M | 2.68% |
906,585
+145,785
| +19% | +$5.08M |
|
3
Apple
AAPL
$4.89T
| $25.5M | 2.1% |
661,172
+91,016
| +16% | +$3.53M |
|
|
4
iShares S&P 500 Growth ETF
IVW
$72.5B
| $20.8M | 1.71% |
578,788
+266,576
| +85% | +$9.39M |
|
5
iShares Core S&P Small-Cap ETF
IJR
$109B
| $16.9M | 1.39% |
227,213
+8,133
| +4% | +$570K |
|
6
iShares Core US Aggregate Bond ETF
AGG
$138B
| $15.3M | 1.26% |
139,710
+758
| +0.5% | +$83.2K |
|
|
7
iShares Core S&P US Value ETF
IUSV
$27.2B
| $13.5M | 1.11% |
258,140
+128,284
| +99% | +$6.58M |
|
8
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $13.1M | 1.08% |
260,452
+24,095
| +10% | +$1.2M |
|
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $12.8M | 1.06% |
330,504
+67,252
| +26% | +$2.62M |
|
10
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $12.1M | 1% |
209,708
+46,458
| +28% | +$2.62M |
|
|
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $11.4M | 0.94% |
94,211
+39,885
| +73% | +$4.82M |
|
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $10.7M | 0.88% |
42,594
+3,568
| +9% | +$880K |
|
13
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $10.7M | 0.88% |
120,526
+15,465
| +15% | +$1.36M |
|
14
Johnson & Johnson
JNJ
$634B
| $10.5M | 0.87% |
80,724
+2,620
| +3% | +$347K |
|
15
AT&T
T
$165B
| $10.2M | 0.84% |
344,118
+44,788
| +15% | +$1.27M |
|
16
Invesco QQQ Trust
QQQ
$455B
| $10.1M | 0.83% |
69,247
+4,609
| +7% | +$660K |
|
17
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $9.46M | 0.78% |
133,076
+9,312
| +8% | +$656K |
|
18
First Trust Value Line Dividend Fund
FVD
$8.29B
| $9.12M | 0.75% |
306,369
+74,421
| +32% | +$2.19M |
|
19
Microsoft
MSFT
$2.84T
| $9.1M | 0.75% |
122,207
+2,033
| +2% | +$149K |
|
20
iShares Core MSCI EAFE ETF
IEFA
$186B
| $8.95M | 0.74% |
139,446
+28,022
| +25% | +$1.75M |
|
21
iShares TIPS Bond ETF
TIP
$14.5B
| $8.86M | 0.73% |
77,973
+2,885
| +4% | +$328K |
|
22
CALL
iShares Russell 2000 ETF
IWM
$80.9B
| $8.67M | 0.71% |
+58,500
| New | +$8.23M |
|
23
Meta Platforms (Facebook)
META
$1.51T
| $8.37M | 0.69% |
48,988
+820
| +2% | +$137K |
|
24
Altria Group
MO
$122B
| $7.72M | 0.64% |
121,761
+5,850
| +5% | +$390K |
|
25
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $7.67M | 0.63% |
142,016
+49,857
| +54% | +$2.64M |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.