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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $71.7M | 5.61% |
150,084
-173,554
| -54% | -$77.7M |
|
|
2
Apple
AAPL
$4.89T
| $52.7M | 4.12% |
273,530
-522,281
| -66% | -$96.4M |
|
3
Invesco QQQ Trust
QQQ
$455B
| $34.6M | 2.71% |
84,501
-54,633
| -39% | -$20.7M |
|
|
4
Microsoft
MSFT
$2.84T
| $31.2M | 2.44% |
83,041
-85,817
| -51% | -$30.5M |
|
|
5
Amazon
AMZN
$2.5T
| $21.6M | 1.69% |
142,381
-222,167
| -61% | -$31.1M |
|
6
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $20.5M | 1.6% |
380,609
-490,768
| -56% | -$24.9M |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $19.6M | 1.53% |
41,209
-38,422
| -48% | -$17.1M |
|
8
NVIDIA
NVDA
$5.01T
| $18.7M | 1.46% |
377,800
-276,680
| -42% | -$12.8M |
|
9
iShares S&P 500 Growth ETF
IVW
$72.5B
| $16.6M | 1.3% |
220,694
-228,445
| -51% | -$16.3M |
|
10
Vanguard S&P 500 ETF
VOO
$968B
| $16.4M | 1.28% |
37,538
-43,594
| -54% | -$17.8M |
|
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $14.5M | 1.13% |
130,672
-124,095
| -49% | -$12.9M |
|
|
12
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
| $14.2M | 1.11% |
+364,811
| New | +$13.3M |
|
13
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $13.1M | 1.03% |
252,250
-274,224
| -52% | -$13.6M |
|
14
Schwab US Dividend Equity ETF
SCHD
$102B
| $12.2M | 0.95% |
479,997
-693,855
| -59% | -$16.5M |
|
15
AbbVie
ABBV
$458B
| $12M | 0.94% |
77,355
-49,803
| -39% | -$7.26M |
|
16
iShares Core S&P Small-Cap ETF
IJR
$109B
| $10.5M | 0.82% |
96,608
-112,988
| -54% | -$10.9M |
|
17
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $10.4M | 0.81% |
122,536
-117,831
| -49% | -$9.15M |
|
18
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $10.2M | 0.8% |
184,660
-252,675
| -58% | -$12.8M |
|
19
Alphabet (Google) Class A
GOOGL
$3.91T
| $9.61M | 0.75% |
68,771
-43,202
| -39% | -$5.8M |
|
20
Berkshire Hathaway Class B
BRK.B
$1.07T
| $9.56M | 0.75% |
26,792
-22,480
| -46% | -$7.89M |
|
21
SPDR Gold Trust
GLD
$131B
| $8.78M | 0.69% |
45,945
-81,894
| -64% | -$15M |
|
22
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $8.58M | 0.67% |
169,435
-179,639
| -51% | -$9.11M |
|
23
iShares S&P 500 Value ETF
IVE
$48.9B
| $8.26M | 0.65% |
47,480
-56,663
| -54% | -$9.11M |
|
24
Eli Lilly
LLY
$1.07T
| $7.99M | 0.63% |
13,715
-7,526
| -35% | -$4.39M |
|
25
iShares Core US Aggregate Bond ETF
AGG
$138B
| $7.95M | 0.62% |
80,062
-93,526
| -54% | -$8.9M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.