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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$876B
| $80.9M | 5.88% |
321,404
+34,251
| +12% | +$9.3M |
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $36.3M | 2.64% |
1,091,490
-65,080
| -6% | -$2.37M |
|
3
Apple
AAPL
$4.89T
| $35.8M | 2.61% |
909,044
+2,568
| +0.3% | +$124K |
|
|
4
iShares S&P 500 Growth ETF
IVW
$72.5B
| $28.2M | 2.05% |
747,804
-195,372
| -21% | -$7.91M |
|
|
5
iShares Core S&P Small-Cap ETF
IJR
$109B
| $23.6M | 1.71% |
340,057
-119,700
| -26% | -$9.25M |
|
6
Amazon
AMZN
$2.5T
| $17.9M | 1.3% |
237,860
-18,740
| -7% | -$1.56M |
|
7
iShares Core US Aggregate Bond ETF
AGG
$138B
| $16.8M | 1.23% |
158,212
-8,838
| -5% | -$927K |
|
8
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $15.5M | 1.13% |
273,014
-10,470
| -4% | -$643K |
|
9
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $15.4M | 1.12% |
305,327
+11,852
| +4% | +$601K |
|
10
iShares S&P 500 Value ETF
IVE
$48.9B
| $14.6M | 1.06% |
143,998
+18,953
| +15% | +$2.07M |
|
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $14.3M | 1.04% |
126,703
+1,207
| +1% | +$136K |
|
12
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $14.2M | 1.03% |
270,718
-24,034
| -8% | -$1.32M |
|
13
Microsoft
MSFT
$2.84T
| $13.6M | 0.99% |
133,541
-2,472
| -2% | -$265K |
|
14
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $12.6M | 0.92% |
125,951
+10,541
| +9% | +$1.13M |
|
15
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $12.3M | 0.89% |
151,284
-2,080
| -1% | -$174K |
|
16
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $12.1M | 0.88% |
353,954
-131,798
| -27% | -$4.67M |
|
17
Invesco QQQ Trust
QQQ
$455B
| $11.2M | 0.82% |
72,909
-25,493
| -26% | -$4.26M |
|
18
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $11.2M | 0.81% |
44,709
+2,038
| +5% | +$550K |
|
|
19
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $11M | 0.8% |
131,850
+73,333
| +125% | +$6.09M |
|
20
iShares Core MSCI EAFE ETF
IEFA
$186B
| $10.9M | 0.8% |
198,875
-12,398
| -6% | -$727K |
|
|
21
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $10.8M | 0.78% |
133,410
-94,872
| -42% | -$8.45M |
|
22
Johnson & Johnson
JNJ
$634B
| $10M | 0.73% |
77,808
-6,877
| -8% | -$959K |
|
23
Berkshire Hathaway Class B
BRK.B
$1.07T
| $9.9M | 0.72% |
48,498
+1,522
| +3% | +$318K |
|
24
iShares MSCI ACWI ETF
ACWI
$32.6B
| $9.7M | 0.71% |
151,237
+11,700
| +8% | +$803K |
|
25
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $9.57M | 0.7% |
195,023
+63,646
| +48% | +$3.11M |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.