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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $37M | 4.05% |
164,516
-3,206
| -2% | -$705K |
|
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $28M | 3.06% |
845,865
+93,715
| +12% | +$2.97M |
|
3
Apple
AAPL
$4.89T
| $16.3M | 1.78% |
562,732
-16,964
| -3% | -$481K |
|
|
4
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $13.4M | 1.47% |
313,367
+118,813
| +61% | +$5.04M |
|
5
iShares Core S&P Small-Cap ETF
IJR
$109B
| $12M | 1.31% |
174,488
+43,116
| +33% | +$2.78M |
|
6
iShares Core US Aggregate Bond ETF
AGG
$138B
| $11.6M | 1.27% |
107,420
-13,026
| -11% | -$1.43M |
|
7
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $11.1M | 1.21% |
245,091
-25,818
| -10% | -$1.15M |
|
|
HDV
8
iShares Core High Dividend ETF
HDV
$14.4B
| $10.8M | 1.18% |
657,375
+459,430
| +232% | +$7.4M |
|
|
9
iShares Core S&P US Value ETF
IUSV
$27.2B
| $9.48M | 1.04% |
192,975
+178,794
| +1,261% | +$8.45M |
|
10
AT&T
T
$165B
| $9.2M | 1.01% |
286,528
+20,473
| +8% | +$604K |
|
11
Altria Group
MO
$122B
| $9.09M | 0.99% |
119,675
-1,219
| -1% | -$78.5K |
|
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $9.05M | 0.99% |
243,129
-23,887
| -9% | -$908K |
|
13
Vanguard Real Estate ETF
VNQ
$39.9B
| $8.91M | 0.97% |
107,923
+36,685
| +51% | +$2.99M |
|
14
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $8.88M | 0.97% |
102,636
+4,939
| +5% | +$425K |
|
|
15
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $8.72M | 0.95% |
301,885
+263,740
| +691% | +$7.41M |
|
16
Invesco QQQ Trust
QQQ
$455B
| $8.52M | 0.93% |
71,934
+27,861
| +63% | +$3.29M |
|
|
17
iShares Russell 2000 ETF
IWM
$80.9B
| $8.45M | 0.92% |
62,681
+48,998
| +358% | +$6.26M |
|
18
Johnson & Johnson
JNJ
$634B
| $7.97M | 0.87% |
69,160
+5,632
| +9% | +$651K |
|
19
iShares TIPS Bond ETF
TIP
$14.5B
| $7.86M | 0.86% |
69,435
+17,274
| +33% | +$1.97M |
|
|
20
iShares S&P 500 Growth ETF
IVW
$72.5B
| $7.72M | 0.84% |
253,524
-153,384
| -38% | -$4.63M |
|
21
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $7.37M | 0.81% |
32,962
-245
| -0.7% | -$53.5K |
|
22
Fidelity MSCI Energy Index ETF
FENY
$2.02B
| $7.27M | 0.79% |
343,315
+19,963
| +6% | +$405K |
|
23
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $7.26M | 0.79% |
141,598
+55,753
| +65% | +$2.79M |
|
24
Microsoft
MSFT
$2.84T
| $6.92M | 0.76% |
111,336
+5,467
| +5% | +$329K |
|
25
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $6.72M | 0.73% |
109,776
-8,982
| -8% | -$568K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.