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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$876B
| $86.1M | 4.89% |
302,611
-18,793
| -6% | -$5.14M |
|
2
Apple
AAPL
$4.89T
| $43.8M | 2.49% |
923,196
+14,152
| +2% | +$600K |
|
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $36M | 2.05% |
950,980
-140,510
| -13% | -$5.19M |
|
4
iShares S&P 500 Growth ETF
IVW
$72.5B
| $36M | 2.05% |
835,948
+88,144
| +12% | +$3.61M |
|
|
5
iShares Core US Aggregate Bond ETF
AGG
$138B
| $27.4M | 1.56% |
251,177
+92,965
| +59% | +$9.97M |
|
|
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $25.8M | 1.46% |
438,425
+167,707
| +62% | +$9.39M |
|
|
7
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $25.6M | 1.46% |
486,891
+435,005
| +838% | +$21.8M |
|
8
Amazon
AMZN
$2.5T
| $25M | 1.42% |
280,880
+43,020
| +18% | +$3.58M |
|
9
iShares Core S&P Small-Cap ETF
IJR
$109B
| $22.3M | 1.27% |
288,891
-51,166
| -15% | -$3.93M |
|
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $20.3M | 1.15% |
170,631
+43,928
| +35% | +$5.09M |
|
11
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $19.3M | 1.1% |
299,873
+26,859
| +10% | +$1.67M |
|
12
iShares S&P 500 Value ETF
IVE
$48.9B
| $17.2M | 0.98% |
152,809
+8,811
| +6% | +$968K |
|
13
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $16.7M | 0.95% |
453,229
+235,959
| +109% | +$8.39M |
|
14
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $16.5M | 0.94% |
58,503
+13,794
| +31% | +$3.75M |
|
15
Invesco QQQ Trust
QQQ
$455B
| $16.5M | 0.93% |
91,649
+18,740
| +26% | +$3.18M |
|
16
Microsoft
MSFT
$2.84T
| $16.1M | 0.91% |
136,381
+2,840
| +2% | +$310K |
|
17
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $16M | 0.91% |
142,782
+16,831
| +13% | +$1.81M |
|
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $15.6M | 0.89% |
180,583
+29,299
| +19% | +$2.49M |
|
19
SPDR Gold Trust
GLD
$131B
| $13.8M | 0.78% |
112,775
+62,002
| +122% | +$7.64M |
|
20
First Trust Value Line Dividend Fund
FVD
$8.29B
| $13.2M | 0.75% |
407,713
+158,854
| +64% | +$4.97M |
|
21
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $13.2M | 0.75% |
255,615
+65,379
| +34% | +$3.31M |
|
22
iShares Core MSCI EAFE ETF
IEFA
$186B
| $12.2M | 0.69% |
201,154
+2,279
| +1% | +$135K |
|
23
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $11.6M | 0.66% |
435,353
+57,571
| +15% | +$1.5M |
|
24
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $11.5M | 0.65% |
136,993
+5,143
| +4% | +$431K |
|
25
Johnson & Johnson
JNJ
$634B
| $11.5M | 0.65% |
82,029
+4,221
| +5% | +$565K |
|
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Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.