SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
51	51 Walmart WMT $757B	$10.2M	0.33%	116,647 +8,151	+8%	+$716K
52	52 Vanguard Intermediate-Term Bond ETF BIV $23.1B	$10.2M	0.32%	132,905 -135	-0.1%	-$10.3K
53	53 iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB $21.3B	$10.1M	0.32%	193,256 +101,226	+110%	+$5.3M
54	54 Procter & Gamble PG $357B	$10.1M	0.32%	59,353 -172	-0.3%	-$29.3K
55	55 Johnson & Johnson JNJ $395B	$9.82M	0.31%	59,236 -1,383	-2%	-$229K
56	56 IBM IBM $261B	$9.73M	0.31%	39,118 +3,015	+8%	+$750K
57	57 Capital Group Dividend Value ETF CGDV $19.3B	$9.68M	0.31%	271,474 -10,939	-4%	-$390K
58	58 Chevron CVX $259B	$9.36M	0.3%	55,972 -838	-1%	-$140K
59	59 Waste Management WM $90.2B	$9.28M	0.3%	40,064 +1,734	+5%	+$401K
60	60 iShares Morningstar Mid-Cap Growth ETF IMCG $2.79B	$9.2M	0.29%	128,755 -3,033	-2%	-$217K
61	61 Vanguard Total International Bond ETF BNDX $67.2B	$8.96M	0.29%	183,555 +16,571	+10%	+$809K
62	62 iShares Core MSCI EAFE ETF IEFA $141B	$8.96M	0.29%	118,441 -16,643	-12%	-$1.26M
63	63 Abbott ABT $228B	$8.82M	0.28%	66,478 -3,592	-5%	-$476K
64	64 First Trust Rising Dividend Achievers ETF RDVY $14.9B	$8.79M	0.28%	150,079 +14,800	+11%	+$866K
65	65 Verizon VZ $174B	$8.72M	0.28%	192,292 -18,660	-9%	-$846K
66	66 Financial Select Sector SPDR Fund XLF $50.1B	$8.72M	0.28%	174,973 +17,451	+11%	+$869K
67	67 Health Care Select Sector SPDR Fund XLV $33.7B	$8.71M	0.28%	59,631 +1,016	+2%	+$148K
68	68 Palantir PLTR $352B	$8.7M	0.28%	103,109 +17,450	+20%	+$1.47M
69	69 Vanguard FTSE Developed Markets ETF VEA $162B	$8.64M	0.28%	169,957 +15,767	+10%	+$801K
70	70 iShares Broad USD Investment Grade Corporate Bond ETF USIG $14B	$8.54M	0.27%	167,223 +47,588	+40%	+$2.43M
71	71 First Trust NASDAQ Technology Dividend Index Fund TDIV $3.33B	$8.41M	0.27%	114,296 +7,691	+7%	+$566K
72	72 Caterpillar CAT $191B	$8.22M	0.26%	24,915 -1,438	-5%	-$474K
73	73 First Trust RBA American Industrial Renaissance ETF AIRR $4.07B	$8.12M	0.26%	119,093 +13,849	+13%	+$945K
74	74 First Trust Dorsey Wright Focus 5 ETF FV $3.62B	$8.1M	0.26%	147,605 +9,239	+7%	+$507K
75	75 FT Vest S&P 500 Dividend Aristocrats Target Income ETF KNG $3.78B	$7.98M	0.25%	158,024 +9,723	+7%	+$491K