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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
ExxonMobil
XOM
$753B
| $12.8M | 0.33% |
78,456
-1,661
| -2% | -$260K |
2014 Q4
47 quarters
|
|
52
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.02B
| $12.6M | 0.33% |
134,602
+3,619
| +3% | +$349K |
2014 Q4
47 quarters
|
|
53
FT Vest Fund of Buffer ETFs
BUFR
$10.8B
| $12.6M | 0.32% |
336,406
-8,687
| -3% | -$322K |
2021 Q2
21 quarters
|
|
54
Invesco S&P 500 Equal Weight ETF
RSP
$100B
| $12.3M | 0.32% |
59,140
+575
| +1% | +$124K |
2014 Q4
47 quarters
|
|
55
Visa
V
$766B
| $12.2M | 0.32% |
34,140
-692
| -2% | -$253K |
2014 Q4
47 quarters
|
|
56
Walmart Inc
WMT
$951B
| $11.9M | 0.31% |
114,370
-3,365
| -3% | -$369K |
2014 Q4
47 quarters
|
|
57
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$19.1B
| $11.8M | 0.3% |
233,745
+24,425
| +12% | +$1.27M |
2023 Q4
11 quarters
|
|
58
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $11.6M | 0.3% |
146,443
-2,377
| -2% | -$193K |
2014 Q4
47 quarters
|
|
59
iShares Core S&P US Value ETF
IUSV
$28.3B
| $11.3M | 0.29% |
102,755
-61
| -0.1% | -$6.9K |
2016 Q2
41 quarters
|
|
60
Vanguard Intermediate-Term Bond ETF
BIV
$28.5B
| $11.2M | 0.29% |
154,084
+5,387
| +4% | +$405K |
2014 Q4
47 quarters
|
|
61
Invesco NASDAQ 100 ETF
QQQM
$105B
| $11M | 0.28% |
36,056
-2,981
| -8% | -$877K |
2022 Q4
15 quarters
|
|
62
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.9B
| $10.9M | 0.28% |
223,818
+24,693
| +12% | +$1.24M |
2023 Q4
11 quarters
|
|
|
63
BlackRock US Equity Factor Rotation ETF
DYNF
$41.6B
| $10.6M | 0.27% |
153,024
+77,936
| +104% | +$5.36M |
2024 Q1
10 quarters
|
|
64
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $10.5M | 0.27% |
149,964
-15,831
| -10% | -$1.14M |
2014 Q4
47 quarters
|
|
65
Avantis US Small Cap Value ETF
AVUV
$31.6B
| $9.8M | 0.25% |
82,904
+5,989
| +8% | +$747K |
2021 Q2
21 quarters
|
|
66
IBM
IBM
$240B
| $9.6M | 0.25% |
41,365
-52
| -0.1% | -$12.3K |
2014 Q4
47 quarters
|
|
67
Vanguard Morningstar Growth ETF
VUG
$224B
| $9.6M | 0.25% |
99,694
-20,444
| -17% | -$1.79M |
2014 Q4
47 quarters
|
|
68
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
| $9.6M | 0.25% |
43,095
-1,347
| -3% | -$298K |
2018 Q3
32 quarters
|
|
69
Home Depot
HD
$319B
| $9.5M | 0.25% |
33,089
-2,061
| -6% | -$677K |
2014 Q4
47 quarters
|
|
70
Fidelity Blue Chip Growth ETF
FBCG
$7.3B
| $9.42M | 0.24% |
149,052
+29,417
| +25% | +$1.81M |
2023 Q1
14 quarters
|
|
71
First Trust NASDAQ Cybersecurity ETF
CIBR
$18.5B
| $9.36M | 0.24% |
90,786
+3,691
| +4% | +$354K |
2020 Q2
25 quarters
|
|
72
Vanguard Dividend Appreciation ETF
VIG
$114B
| $9.33M | 0.24% |
40,011
-5,423
| -12% | -$1.3M |
2014 Q4
47 quarters
|
|
73
State Street Energy Select Sector SPDR ETF
XLE
$45.4B
| $9.23M | 0.24% |
149,912
-7,889
| -5% | -$478K |
2014 Q4
47 quarters
|
|
74
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
| $9.14M | 0.24% |
30,473
+201
| +0.7% | +$57K |
2014 Q4
47 quarters
|
|
75
TSMC
TSM
$2.17T
| $8.93M | 0.23% |
19,836
-1,389
| -7% | -$589K |
2020 Q3
24 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.