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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
76
Vanguard Mid-Cap ETF
VO
$106B
$8.26M 0.23%
115,100
+6,268
+6% +$466K
XLE icon
77
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$8.26M 0.23%
134,822
+15,968
+13% +$857K
GARP
78
iShares MSCI USA Quality GARP ETF
GARP
$2.51B
$8.26M 0.23%
+129,075
New +$8.76M
JEPI icon
79
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$8.18M 0.23%
144,283
-7,460
-5% -$434K
VUG icon
80
Vanguard Growth ETF
VUG
$216B
$8.15M 0.23%
111,936
+6,456
+6% +$502K
IXC icon
81
iShares Global Energy ETF
IXC
$2.71B
$8.09M 0.22%
140,467
-6,963
-5% -$347K
AMD icon
82
Advanced Micro Devices
AMD
$851B
$8.07M 0.22%
39,657
-4,277
-10% -$913K
SPIB icon
83
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$7.94M 0.22%
236,638
+28,942
+14% +$978K
SECT icon
84
Main Sector Rotation ETF
SECT
$2.75B
$7.92M 0.22%
131,205
+6,385
+5% +$406K
XLV icon
85
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$7.89M 0.22%
53,850
+1,175
+2% +$181K
XHLF icon
86
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$7.89M 0.22%
156,840
+1,067
+0.7% +$53.7K
VGT icon
87
Vanguard Information Technology ETF
VGT
$139B
$7.81M 0.22%
89,504
-1,016
-1% -$93.5K
FBND icon
88
Fidelity Total Bond ETF
FBND
$26.9B
$7.79M 0.22%
170,652
+4,395
+3% +$203K
BALT icon
89
Innovator Defined Wealth Shield ETF
BALT
$2.66B
$7.78M 0.22%
232,629
-32,770
-12% -$1.1M
HDV
90
iShares Core High Dividend ETF
HDV
$14.4B
$7.76M 0.22%
285,940
+1,855
+0.7% +$49.4K
PSFF icon
91
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$7.64M 0.21%
238,294
+1,891
+0.8% +$61.2K
DTE icon
92
DTE Energy
DTE
$31.1B
$7.63M 0.21%
52,188
-961
-2% -$135K
IJT icon
93
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$7.51M 0.21%
51,879
+2,839
+6% +$421K
GS icon
94
Goldman Sachs
GS
$313B
$7.41M 0.21%
8,763
-16
-0.2% -$14.3K
CRWD icon
95
CrowdStrike
CRWD
$187B
$7.41M 0.21%
75,880
-1,292
-2% -$137K
XLF icon
96
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$7.28M 0.2%
147,503
-43,160
-23% -$2.25M
IOO icon
97
iShares Global 100 ETF
IOO
$8.56B
$7.26M 0.2%
60,002
-8,645
-13% -$1.09M
USHY icon
98
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$7.22M 0.2%
195,873
+3,381
+2% +$126K
FCUS icon
99
Pinnacle Focused Opportunities ETF
FCUS
$82.7M
$7.03M 0.2%
195,441
-10,016
-5% -$368K
NFLX icon
100
Netflix
NFLX
$292B
$7.02M 0.19%
72,998
-6,539
-8% -$576K
2 3
4
5 6

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.