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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
Capital Group Growth ETF
CGGR
$25.3B
| $8.69M | 0.22% |
184,844
+9,433
| +5% | +$439K |
2022 Q4
15 quarters
|
|
77
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$818M
| $8.63M | 0.22% |
249,939
+14,558
| +6% | +$499K |
2024 Q3
8 quarters
|
|
78
iShares Global Energy ETF
IXC
$3.37B
| $8.54M | 0.22% |
149,833
+7,324
| +5% | +$410K |
2020 Q1
26 quarters
|
|
79
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.1B
| $8.51M | 0.22% |
110,152
+210
| +0.2% | +$16.4K |
2014 Q4
47 quarters
|
|
80
NextEra Energy
NEE
$172B
| $8.49M | 0.22% |
112,099
-1,257
| -1% | -$106K |
2014 Q4
47 quarters
|
|
81
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
| $8.43M | 0.22% |
149,812
+20,689
| +16% | +$1.18M |
2021 Q1
22 quarters
|
|
82
Verizon
VZ
$186B
| $8.42M | 0.22% |
183,699
-3,425
| -2% | -$161K |
2014 Q4
47 quarters
|
|
83
Procter & Gamble
PG
$374B
| $8.41M | 0.22% |
57,809
-496
| -0.9% | -$72.7K |
2014 Q4
47 quarters
|
|
84
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.5B
| $8.4M | 0.22% |
274,441
+9,548
| +4% | +$298K |
2026 Q2
1 quarter
|
|
85
Pacer Swan SOS Fund of Funds ETF
PSFF
$622M
| $8.36M | 0.22% |
238,073
+2,924
| +1% | +$102K |
2023 Q2
13 quarters
|
|
86
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.55B
| $8.22M | 0.21% |
51,321
+413
| +0.8% | +$70.7K |
2014 Q4
47 quarters
|
|
87
iShares Global 100 ETF
IOO
$9.17B
| $8.18M | 0.21% |
56,771
-2,177
| -4% | -$310K |
2018 Q1
34 quarters
|
|
88
Innovator Defined Wealth Shield ETF
BALT
$3.11B
| $8.15M | 0.21% |
233,128
+45,913
| +25% | +$1.59M |
2022 Q3
16 quarters
|
|
89
iShares Core MSCI EAFE ETF
IEFA
$188B
| $8.04M | 0.21% |
83,019
-8,838
| -10% | -$872K |
2014 Q4
47 quarters
|
|
90
Pinnacle Focused Opportunities ETF
FCUS
$80.9M
| $7.99M | 0.21% |
189,029
-7,917
| -4% | -$304K |
2024 Q1
10 quarters
|
|
91
First Trust Core Investment Grade ETF
FTCB
$2.71B
| $7.99M | 0.21% |
404,542
+50,620
| +14% | +$1.04M |
2025 Q1
6 quarters
|
|
|
92
Vanguard High Dividend Yield ETF
VYM
$82.2B
| $7.97M | 0.21% |
51,384
+21,415
| +71% | +$3.47M |
2014 Q4
47 quarters
|
|
93
Invesco S&P 500 Momentum ETF
SPMO
$21.4B
| $7.97M | 0.21% |
52,554
-5,815
| -10% | -$865K |
2024 Q2
9 quarters
|
|
94
Amgen
AMGN
$237B
| $7.93M | 0.2% |
18,816
+4,797
| +34% | +$1.91M |
2014 Q4
47 quarters
|
|
95
iShares Core High Dividend ETF
HDV
$15.8B
| $7.86M | 0.2% |
280,978
+1,968
| +0.7% | +$56.6K |
2014 Q4
47 quarters
|
|
96
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.4B
| $7.85M | 0.2% |
219,714
+19,104
| +10% | +$700K |
2019 Q2
29 quarters
|
|
97
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
| $7.79M | 0.2% |
46,931
+19
| +0% | +$3.16K |
2014 Q4
47 quarters
|
|
98
iShares Silver Trust
SLV
$26.2B
| $7.76M | 0.2% |
143,566
-15,342
| -10% | -$869K |
2014 Q4
47 quarters
|
|
99
State Street Industrial Select Sector SPDR ETF
XLI
$29.8B
| $7.72M | 0.2% |
46,290
+211
| +0.5% | +$37.6K |
2015 Q4
43 quarters
|
|
100
Goldman Sachs
GS
$255B
| $7.71M | 0.2% |
8,567
-178
| -2% | -$182K |
2016 Q4
39 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.