SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$93.1M

Cap. Flow % of AUM

2.97%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.78%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
126	DUKQ 126 Ocean Park Domestic ETF DUKQ $12.9M	$5.03M	0.16%	199,244 +479	+0.2%	+$12.1K
127	127 Invesco S&P MidCap Quality ETF XMHQ $4.91B	$4.92M	0.16%	53,726 +1,962	+4%	+$180K
128	128 iShares Yield Optimized Bond ETF BYLD $238M	$4.91M	0.16%	219,152 +2,313	+1%	+$51.9K
129	129 First Trust Value Line Dividend Fund FVD $8.98B	$4.91M	0.16%	110,189 +610	+0.6%	+$27.2K
130	130 Southern Company SO $98.6B	$4.85M	0.15%	52,778 -3,234	-6%	-$297K
131	131 iShares S&P Small-Cap 600 Value ETF IJS $5.95B	$4.85M	0.15%	49,718 +30	+0.1%	+$2.92K
132	132 PepsiCo PEP $177B	$4.81M	0.15%	32,083 +835	+3%	+$125K
133	133 Vanguard FTSE Emerging Markets ETF VWO $86.7B	$4.79M	0.15%	105,768 +5,509	+5%	+$249K
134	134 Goldman Sachs GS $184B	$4.79M	0.15%	8,760 +4,298	+96%	+$2.35M
135	135 Lockheed Martin LMT $110B	$4.66M	0.15%	10,421 +372	+4%	+$166K
136	136 Fidelity MSCI Information Technology Index ETF FTEC $12.6B	$4.64M	0.15%	28,754 -2,292	-7%	-$370K
137	137 Vanguard Information Technology ETF VGT $83.9B	$4.63M	0.15%	8,543 +245	+3%	+$133K
138	138 iShares Currency Hedged MSCI EAFE ETF HEFA $7.79B	$4.6M	0.15%	126,890 +36,249	+40%	+$1.32M
139	139 iShares 20+ Year Treasury Bond ETF TLT $47.9B	$4.6M	0.15%	50,552 +3,060	+6%	+$279K
140	140 ProShares S&P 500 Dividend Aristocrats ETF NOBL $11.4B	$4.59M	0.15%	44,934 +1,384	+3%	+$141K
141	141 Pfizer PFE $133B	$4.56M	0.15%	180,092 +28,562	+19%	+$724K
142	142 Palo Alto Networks PANW $124B	$4.49M	0.14%	26,326 +135	+0.5%	+$23K
143	143 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT $13.2B	$4.46M	0.14%	44,282 +6,647	+18%	+$669K
144	144 iShares Semiconductor ETF SOXX $11.5B	$4.39M	0.14%	23,331 -149	-0.6%	-$28K
145	145 Gilead Sciences GILD $134B	$4.39M	0.14%	39,147 -4,321	-10%	-$484K
146	146 Fidelity Nasdaq Composite Index ETF ONEQ $7.42B	$4.37M	0.14%	64,214 +5,459	+9%	+$372K
147	147 Vanguard High Dividend Yield ETF VYM $58B	$4.36M	0.14%	33,788 -2,872	-8%	-$370K
148	148 Vanguard S&P 500 Growth ETF VOOG $16.2B	$4.34M	0.14%	12,974 +1,606	+14%	+$537K
149	149 Altria Group MO $101B	$4.32M	0.14%	71,965 +4,152	+6%	+$249K
150	150 Vanguard Small-Cap Value ETF VBR $28.4B	$4.3M	0.14%	23,080 -328	-1%	-$61.1K