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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
| $6.38M | 0.16% |
81,474
+5,697
| +8% | +$461K |
2016 Q1
42 quarters
|
|
127
Lazard International Dynamic Equity ETF
IDEQ
$1.7B
| $6.33M | 0.16% |
180,893
+11,238
| +7% | +$397K |
2026 Q1
2 quarters
|
|
128
Kensington Hedged Premium Income ETF
KHPI
$459M
| $6.32M | 0.16% |
244,859
+19,028
| +8% | +$495K |
2025 Q3
4 quarters
|
|
129
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
| $6.31M | 0.16% |
59,660
-22,227
| -27% | -$2.29M |
2014 Q4
47 quarters
|
|
130
Dell
DELL
$319B
| $6.23M | 0.16% |
11,626
-937
| -7% | -$440K |
2024 Q1
10 quarters
|
|
131
iShares Expanded Tech-Software Sector ETF
IGV
$14.8B
| $6.2M | 0.16% |
58,255
-1,362
| -2% | -$137K |
2017 Q3
36 quarters
|
|
132
Altria Group
MO
$123B
| $6.13M | 0.16% |
91,022
+12,065
| +15% | +$838K |
2014 Q4
47 quarters
|
|
133
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.7B
| $6.02M | 0.15% |
26,230
-2,539
| -9% | -$620K |
2014 Q4
47 quarters
|
|
134
Morgan Stanley
MS
$293B
| $6.01M | 0.15% |
32,065
-88
| -0.3% | -$18.7K |
2017 Q1
38 quarters
|
|
135
Merck
MRK
$350B
| $5.98M | 0.15% |
41,199
-4,342
| -10% | -$600K |
2014 Q4
47 quarters
|
|
|
136
Sarmaya Thematic ETF
LENS
$63.3M
| $5.84M | 0.15% |
136,141
+68,455
| +101% | +$2.97M |
2026 Q1
2 quarters
|
|
137
GE Vernova
GEV
$238B
| $5.8M | 0.15% |
6,113
+865
| +16% | +$857K |
2024 Q2
9 quarters
|
|
138
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
| $5.79M | 0.15% |
11,409
+390
| +4% | +$205K |
2014 Q4
47 quarters
|
|
139
BlackRock Large Cap Value ETF
BLCV
$348M
| $5.77M | 0.15% |
139,417
+1,038
| +0.8% | +$44.1K |
2025 Q4
3 quarters
|
|
140
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $5.76M | 0.15% |
97,201
-6,236
| -6% | -$372K |
2014 Q4
47 quarters
|
|
141
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
| $5.75M | 0.15% |
59,054
-10,029
| -15% | -$836K |
2016 Q1
42 quarters
|
|
142
iShares Russell Mid-Cap Growth ETF
IWP
$19.1B
| $5.74M | 0.15% |
41,636
-1,872
| -4% | -$263K |
2016 Q3
40 quarters
|
|
143
DTE Energy
DTE
$27.6B
| $5.71M | 0.15% |
46,780
-420
| -0.9% | -$58.3K |
2014 Q4
47 quarters
|
|
144
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
| $5.69M | 0.15% |
32,180
+4,516
| +16% | +$816K |
2024 Q1
10 quarters
|
|
145
State Street Financial Select Sector SPDR ETF
XLF
$51.9B
| $5.68M | 0.15% |
106,304
-1,633
| -2% | -$92.6K |
2014 Q4
47 quarters
|
|
146
Schwab US Aggregate Bond ETF
SCHZ
$10.8B
| $5.65M | 0.15% |
255,521
-8,206
| -3% | -$186K |
2026 Q2
1 quarter
|
|
147
Invesco S&P International Developed Momentum ETF
IDMO
$4.2B
| $5.63M | 0.14% |
92,197
-2,262
| -2% | -$139K |
2024 Q1
10 quarters
|
|
148
Netflix
NFLX
$260B
| $5.54M | 0.14% |
79,239
-5,042
| -6% | -$379K |
2015 Q1
46 quarters
|
|
149
Deere & Co
DE
$172B
| $5.47M | 0.14% |
8,161
+949
| +13% | +$604K |
2014 Q4
47 quarters
|
|
|
150
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$44.1B
| $5.47M | 0.14% |
89,297
-94,527
| -51% | -$5.64M |
2022 Q3
16 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.