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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUKQ
126
Ocean Park Domestic ETF
DUKQ
$13M
$5.97M 0.17%
220,047
+11,593
+6% +$326K
SPHQ icon
127
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$5.93M 0.16%
78,913
+9,323
+13% +$725K
FVD icon
128
First Trust Value Line Dividend Fund
FVD
$8.29B
$5.84M 0.16%
124,208
-4,804
-4% -$231K
VBR icon
129
Vanguard Small-Cap Value ETF
VBR
$37.1B
$5.76M 0.16%
26,507
+949
+4% +$212K
MRK icon
130
Merck
MRK
$324B
$5.72M 0.16%
47,554
+586
+1% +$67.7K
KO icon
131
Coca-Cola
KO
$354B
$5.7M 0.16%
75,009
-1,236
-2% -$93.4K
IWF icon
132
iShares Russell 1000 Growth ETF
IWF
$122B
$5.68M 0.16%
53,292
-40
-0.1% -$4.54K
VCIT icon
133
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$5.63M 0.16%
68,066
+3,334
+5% +$279K
VOOG icon
134
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$5.62M 0.16%
82,734
+2,262
+3% +$164K
BAC icon
135
Bank of America
BAC
$435B
$5.56M 0.15%
114,011
-1,435
-1% -$74K
MINT icon
136
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.52M 0.15%
54,916
+11,216
+26% +$1.13M
IWP icon
137
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$5.51M 0.15%
43,004
+2,045
+5% +$277K
TDIV icon
138
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$5.51M 0.15%
58,824
+379
+0.6% +$37K
BA icon
139
Boeing
BA
$165B
$5.42M 0.15%
27,230
+2,467
+10% +$562K
PVAL icon
140
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$5.42M 0.15%
116,764
+39,360
+51% +$1.86M
MS icon
141
Morgan Stanley
MS
$337B
$5.29M 0.15%
32,155
+13
+0% +$2.25K
BOND icon
142
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$5.26M 0.15%
56,948
+52,019
+1,055% +$4.85M
MCD icon
143
McDonald's
MCD
$188B
$5.24M 0.15%
16,859
-659
-4% -$210K
DUK icon
144
Duke Energy
DUK
$102B
$5.19M 0.14%
39,660
+1,560
+4% +$195K
CGGO icon
145
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$5.15M 0.14%
154,198
+137,929
+848% +$4.91M
IDMO icon
146
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
$5.07M 0.14%
92,437
+4,803
+5% +$275K
KHPI
147
Kensington Hedged Premium Income ETF
KHPI
$405M
$5.04M 0.14%
208,294
+28,253
+16% +$719K
ICSH icon
148
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$5.04M 0.14%
99,596
+4,578
+5% +$232K
IWM icon
149
iShares Russell 2000 ETF
IWM
$80.9B
$5M 0.14%
20,148
+868
+5% +$224K
DIA icon
150
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$4.97M 0.14%
10,737
-1,746
-14% -$846K
4 5
6
7 8

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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.