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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
126
Vanguard Total International Stock ETF
VXUS
$167B
$6.43M 0.16%
75,177
+15,756
+27% +$1.32M
BALT icon
127
Innovator Defined Wealth Shield ETF
BALT
$2.88B
$6.42M 0.16%
187,215
-45,414
-20% -$1.55M
IWP icon
128
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$6.37M 0.16%
43,508
+504
+1% +$69.5K
KO icon
129
Coca-Cola
KO
$379B
$6.34M 0.16%
77,949
+2,940
+4% +$232K
VCIT icon
130
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$69.6B
$6.26M 0.16%
75,777
+7,711
+11% +$637K
CGIC
131
Capital Group International Core Equity ETF
CGIC
$2.55B
$6.24M 0.16%
171,369
+132,081
+336% +$4.72M
MINT icon
132
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
$6.23M 0.16%
61,802
+6,886
+13% +$692K
VWO icon
133
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$6.17M 0.16%
103,437
-12,080
-10% -$710K
GEV icon
134
GE Vernova
GEV
$251B
$6.17M 0.16%
5,248
-2,302
-30% -$2.35M
CGBL icon
135
Capital Group Core Balanced ETF
CGBL
$7.71B
$6.16M 0.16%
162,362
+20,797
+15% +$769K
IWM icon
136
iShares Russell 2000 ETF
IWM
$80.5B
$6.13M 0.15%
20,404
+256
+1% +$71.9K
IEMG icon
137
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$6.12M 0.15%
73,898
-76,884
-51% -$6.13M
SCHZ icon
138
Schwab US Aggregate Bond ETF
SCHZ
$10.7B
$6.1M 0.15%
+263,727
New +$6.1M
IWF icon
139
iShares Russell 1000 Growth ETF
IWF
$126B
$6.09M 0.15%
49,038
-4,254
-8% -$513K
BA icon
140
Boeing
BA
$168B
$6.08M 0.15%
28,101
+871
+3% +$194K
IDEF
141
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
$4.36B
$6.05M 0.15%
190,399
+697
+0.4% +$23K
NFLX icon
142
Netflix
NFLX
$326B
$6.02M 0.15%
84,281
+11,283
+15% +$994K
IDEQ
143
Lazard International Dynamic Equity ETF
IDEQ
$1.8B
$5.95M 0.15%
169,655
+22,147
+15% +$763K
MGK icon
144
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
$5.87M 0.15%
66,718
+24,073
+56% +$2.05M
MRK icon
145
Merck
MRK
$371B
$5.85M 0.15%
45,541
-2,013
-4% -$236K
KHPI
146
Kensington Hedged Premium Income ETF
KHPI
$431M
$5.83M 0.15%
225,831
+17,537
+8% +$451K
PANW icon
147
Palo Alto Networks
PANW
$272B
$5.81M 0.15%
17,030
+608
+4% +$139K
XLF icon
148
State Street Financial Select Sector SPDR ETF
XLF
$55B
$5.79M 0.15%
107,937
-39,566
-27% -$2.06M
DIA icon
149
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$5.76M 0.14%
11,019
+282
+3% +$141K
BLCV icon
150
BlackRock Large Cap Value ETF
BLCV
$348M
$5.72M 0.14%
138,379
+8,113
+6% +$318K
4 5
6
7 8

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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.