SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
176	176 Ford F $44.3B	$3.87M	0.12%	385,605 +17,521	+5%	+$176K
177	177 Wells Fargo WFC $257B	$3.82M	0.12%	53,212 +3,781	+8%	+$271K
178	178 Morgan Stanley MS $226B	$3.78M	0.12%	32,404 +2,592	+9%	+$302K
179	179 Uber UBER $189B	$3.78M	0.12%	51,816 +12,148	+31%	+$885K
180	180 First Trust Morningstar Dividend Leaders Index Fund FDL $5.53B	$3.72M	0.12%	85,654 +538	+0.6%	+$23.4K
181	181 Innovator US Equity Power Buffer ETF February PFEB $848M	$3.69M	0.12%	103,129 +1,127	+1%	+$40.4K
182	182 iShares MSCI USA Momentum Factor ETF MTUM $17.8B	$3.68M	0.12%	18,217 +793	+5%	+$160K
183	183 Invesco S&P 500 Top 50 ETF XLG $9.63B	$3.66M	0.12%	79,631 -5,936	-7%	-$273K
184	184 JPMorgan Ultra-Short Income ETF JPST $32B	$3.65M	0.12%	72,102 +367	+0.5%	+$18.6K
185	185 Ares Capital ARCC $16.1B	$3.62M	0.12%	163,519 +15,528	+10%	+$344K
186	186 JPMorgan Nasdaq Equity Premium Income ETF JEPQ $28.3B	$3.59M	0.11%	69,401 +11,504	+20%	+$596K
187	187 Eaton ETN $149B	$3.58M	0.11%	13,188 +1,232	+10%	+$335K
188	188 Innovator US Equity 10 Buffer ETF Quarterly ZALT $542M	$3.56M	0.11%	119,674 +63,132	+112%	+$1.88M
189	189 Vanguard Materials ETF VAW $2.73B	$3.56M	0.11%	18,832 +354	+2%	+$66.8K
190	190 Realty Income O $50.9B	$3.53M	0.11%	60,898 +14,630	+32%	+$849K
191	191 Qualcomm QCOM $168B	$3.53M	0.11%	22,955 -265	-1%	-$40.7K
192	192 Vanguard Real Estate ETF VNQ $33.6B	$3.52M	0.11%	38,932 -11	-0%	-$996
193	193 CION Investment CION $533M	$3.5M	0.11%	338,143 +12,377	+4%	+$128K
194	194 CME Group CME $100B	$3.5M	0.11%	13,178 +2,489	+23%	+$660K
195	195 iShares S&P Mid-Cap 400 Growth ETF IJK $8.98B	$3.49M	0.11%	41,936 -14,341	-25%	-$1.19M
196	196 Merck MRK $205B	$3.48M	0.11%	38,750 +1,523	+4%	+$137K
197	197 SPDR Dow Jones Industrial Average ETF Trust DIA $39.4B	$3.47M	0.11%	8,254 -1,696	-17%	-$712K
198	198 Philip Morris PM $279B	$3.45M	0.11%	21,715 -999	-4%	-$159K
199	199 iShares TIPS Bond ETF TIP $13.8B	$3.41M	0.11%	30,710 -926	-3%	-$103K
200	200 Consumer Discretionary Select Sector SPDR Fund XLY $22.5B	$3.4M	0.11%	17,223 +1,727	+11%	+$341K