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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
176
Mastercard
MA
$507B
$4.79M 0.12%
9,330
+574
+7% +$286K
VOE icon
177
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$4.79M 0.12%
24,219
+337
+1% +$65.2K
BFRZ
178
Innovator Equity Managed 100 Buffer ETF
BFRZ
$143M
$4.75M 0.12%
175,756
+1,938
+1% +$51.8K
VYM icon
179
Vanguard High Dividend Yield ETF
VYM
$83.3B
$4.74M 0.12%
29,969
+2,936
+11% +$459K
BUFD icon
180
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.06B
$4.73M 0.12%
159,261
+1,377
+0.9% +$40.3K
VDC icon
181
Vanguard Consumer Staples ETF
VDC
$7.82B
$4.64M 0.12%
20,574
+1,159
+6% +$264K
MCD icon
182
McDonald's
MCD
$181B
$4.64M 0.12%
17,159
+300
+2% +$86K
RTX icon
183
RTX Corp
RTX
$271B
$4.64M 0.12%
24,436
-186
-0.8% -$34.1K
LOW icon
184
Lowe's Companies
LOW
$115B
$4.63M 0.12%
20,982
+83
+0.4% +$18.8K
LQDA icon
185
Liquidia Corp
LQDA
$6.15B
$4.59M 0.12%
57,590
-2,495
-4% -$134K
CGMM
186
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.42B
$4.59M 0.12%
139,127
+22,078
+19% +$695K
DE icon
187
Deere & Co
DE
$187B
$4.57M 0.12%
7,212
+228
+3% +$132K
NEAR icon
188
iShares Short Maturity Bond ETF
NEAR
$5.1B
$4.57M 0.12%
90,263
+10,208
+13% +$518K
AXP icon
189
American Express
AXP
$220B
$4.52M 0.11%
13,357
+1,328
+11% +$425K
TLT icon
190
iShares 20+ Year Treasury Bond ETF
TLT
$47.1B
$4.47M 0.11%
51,704
+9,715
+23% +$834K
JAAA icon
191
Janus Henderson AAA CLO ETF
JAAA
$30.4B
$4.47M 0.11%
88,367
-30,890
-26% -$1.56M
BMY icon
192
Bristol-Myers Squibb
BMY
$136B
$4.39M 0.11%
76,251
-1,167
-2% -$67K
TCAF icon
193
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.75B
$4.35M 0.11%
105,872
-13,837
-12% -$547K
HEFA icon
194
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.59B
$4.35M 0.11%
92,715
+4,915
+6% +$221K
VNQ icon
195
Vanguard Real Estate ETF
VNQ
$37.9B
$4.35M 0.11%
45,097
+213
+0.5% +$20.4K
GE icon
196
GE Aerospace
GE
$350B
$4.34M 0.11%
11,620
-5,776
-33% -$1.81M
BE icon
197
Bloom Energy
BE
$74.5B
$4.32M 0.11%
14,267
-9,567
-40% -$2.45M
IDEV icon
198
iShares Core MSCI International Developed Markets ETF
IDEV
$33B
$4.28M 0.11%
48,052
+4,423
+10% +$392K
FTSM icon
199
First Trust Enhanced Short Maturity ETF
FTSM
$6.55B
$4.21M 0.11%
70,411
-30,752
-30% -$1.84M
WFC icon
200
Wells Fargo
WFC
$272B
$4.19M 0.11%
50,675
-11,422
-18% -$918K
6 7
8
9 10

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DAM
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RPGK
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.