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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBND icon
176
JPMorgan Active Bond ETF
JBND
$8.35B
$4.5M 0.13%
83,733
+2,672
+3% +$145K
ETN icon
177
Eaton
ETN
$157B
$4.5M 0.12%
12,574
-899
-7% -$320K
T icon
178
AT&T
T
$165B
$4.45M 0.12%
153,568
-3,249
-2% -$86.8K
LMT icon
179
Lockheed Martin
LMT
$134B
$4.45M 0.12%
7,363
+348
+5% +$214K
BUFD icon
180
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$4.42M 0.12%
157,884
+43,475
+38% +$1.23M
VOE icon
181
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$4.4M 0.12%
23,882
+5,069
+27% +$947K
IGV icon
182
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.38M 0.12%
54,744
+2,389
+5% +$211K
MA icon
183
Mastercard
MA
$477B
$4.38M 0.12%
8,756
-501
-5% -$264K
XLP icon
184
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.37M 0.12%
53,259
+3,941
+8% +$332K
VDC icon
185
Vanguard Consumer Staples ETF
VDC
$7.86B
$4.36M 0.12%
19,415
+1,140
+6% +$261K
ITA icon
186
iShares US Aerospace & Defense ETF
ITA
$14.2B
$4.29M 0.12%
19,623
+1,360
+7% +$318K
NOC icon
187
Northrop Grumman
NOC
$77B
$4.29M 0.12%
6,291
+86
+1% +$59.5K
TCAF icon
188
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$4.26M 0.12%
119,709
+7,537
+7% +$282K
ORCL icon
189
Oracle
ORCL
$331B
$4.25M 0.12%
28,918
-2,584
-8% -$420K
BSV icon
190
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.16M 0.12%
53,106
+3,412
+7% +$269K
LST
191
Leuthold Select Industries ETF
LST
$109M
$4.14M 0.12%
102,460
+30,559
+43% +$1.28M
JEPQ icon
192
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$4.14M 0.12%
74,559
+5,968
+9% +$345K
NEAR icon
193
iShares Short Maturity Bond ETF
NEAR
$4.8B
$4.07M 0.11%
80,055
+8,032
+11% +$410K
VYM icon
194
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4M 0.11%
27,033
+222
+0.8% +$33.4K
ASML icon
195
ASML
ASML
$675B
$3.99M 0.11%
3,024
+487
+19% +$667K
VNQ icon
196
Vanguard Real Estate ETF
VNQ
$39.9B
$3.98M 0.11%
44,884
+3,092
+7% +$284K
PULS icon
197
PGIM Ultra Short Bond ETF
PULS
$17.7B
$3.97M 0.11%
80,267
+1,547
+2% +$76.8K
DE icon
198
Deere & Co
DE
$170B
$3.93M 0.11%
6,984
-646
-8% -$364K
UNH icon
199
UnitedHealth
UNH
$382B
$3.93M 0.11%
14,518
-593
-4% -$177K
MTUM icon
200
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$3.91M 0.11%
16,281
-761
-4% -$191K
6 7
8
9 10

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VPC
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.