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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
176
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.43B
| $4.75M | 0.12% |
102,355
+9,640
| +10% | +$451K |
2022 Q2
17 quarters
|
|
177
iShares MSCI USA Momentum Factor ETF
MTUM
$18.1B
| $4.75M | 0.12% |
15,155
-1,156
| -7% | -$357K |
2014 Q4
47 quarters
|
|
178
First Trust Water ETF
FIW
$1.79B
| $4.68M | 0.12% |
45,121
-599
| -1% | -$65K |
2016 Q2
41 quarters
|
|
179
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$9.01B
| $4.6M | 0.12% |
108,785
+2,913
| +3% | +$123K |
2024 Q4
7 quarters
|
|
180
Innovator Equity Managed 100 Buffer ETF
BFRZ
$142M
| $4.59M | 0.12% |
169,523
-6,233
| -4% | -$169K |
2025 Q2
5 quarters
|
|
181
Duke Energy
DUK
$97.4B
| $4.55M | 0.12% |
39,944
-233
| -0.6% | -$28.5K |
2014 Q4
47 quarters
|
|
182
ASML
ASML
$606B
| $4.5M | 0.12% |
2,533
+495
| +24% | +$858K |
2023 Q1
14 quarters
|
|
183
UnitedHealth
UNH
$375B
| $4.5M | 0.12% |
12,262
-461
| -4% | -$186K |
2014 Q4
47 quarters
|
|
184
The Kraft Heinz Company
KHC
$29.4B
| $4.44M | 0.11% |
195,330
+53,594
| +38% | +$1.35M |
2015 Q4
43 quarters
|
|
185
General Mills
GIS
$18.4B
| $4.43M | 0.11% |
137,808
+36,280
| +36% | +$1.35M |
2014 Q4
47 quarters
|
|
186
iShares Short Maturity Bond ETF
NEAR
$5.1B
| $4.41M | 0.11% |
88,351
-1,912
| -2% | -$96.3K |
2016 Q4
39 quarters
|
|
187
Avantis International Small Cap Value ETF
AVDV
$19.6B
| $4.33M | 0.11% |
39,543
-453
| -1% | -$49.1K |
2021 Q1
22 quarters
|
|
188
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.15B
| $4.31M | 0.11% |
141,905
-17,356
| -11% | -$523K |
2021 Q2
21 quarters
|
|
189
Vanguard Real Estate ETF
VNQ
$37.2B
| $4.27M | 0.11% |
47,568
+2,471
| +5% | +$239K |
2014 Q4
47 quarters
|
|
190
PGIM Ultra Short Bond ETF
PULS
$19.8B
| $4.26M | 0.11% |
86,167
+2,425
| +3% | +$120K |
2022 Q4
15 quarters
|
|
191
RTX Corp
RTX
$258B
| $4.17M | 0.11% |
22,481
-1,955
| -8% | -$400K |
2014 Q4
47 quarters
|
|
192
First Trust Value Line Dividend Fund
FVD
$7.99B
| $4.16M | 0.11% |
88,761
-18,145
| -17% | -$900K |
2014 Q4
47 quarters
|
|
193
American Express
AXP
$212B
| $4.13M | 0.11% |
13,521
+164
| +1% | +$54.8K |
2014 Q4
47 quarters
|
|
194
Lowe's Companies
LOW
$111B
| $4.03M | 0.1% |
20,681
-301
| -1% | -$62.5K |
2014 Q4
47 quarters
|
|
195
iShares Core MSCI International Developed Markets ETF
IDEV
$33.2B
| $3.98M | 0.1% |
44,500
-3,552
| -7% | -$324K |
2023 Q1
14 quarters
|
|
196
Vanguard Health Care ETF
VHT
$20.1B
| $3.97M | 0.1% |
13,399
+841
| +7% | +$263K |
2014 Q4
47 quarters
|
|
197
Wells Fargo
WFC
$247B
| $3.95M | 0.1% |
49,357
-1,318
| -3% | -$114K |
2014 Q4
47 quarters
|
|
198
Oracle
ORCL
$382B
| $3.9M | 0.1% |
27,431
-796
| -3% | -$112K |
2014 Q4
47 quarters
|
|
199
McDonald's
MCD
$176B
| $3.87M | 0.1% |
16,758
-401
| -2% | -$106K |
2014 Q4
47 quarters
|
|
200
ServiceNow
NOW
$164B
| $3.85M | 0.1% |
28,692
-28
| -0.1% | -$3.44K |
2018 Q1
34 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.