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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
226
Vanguard Total Bond Market
BND
$157B
$3.51M 0.1%
47,607
+17,246
+57% +$1.28M
CGMM
227
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.06B
$3.44M 0.1%
117,049
+64,658
+123% +$1.96M
GDX icon
228
VanEck Gold Miners ETF
GDX
$23B
$3.43M 0.1%
37,334
-7,058
-16% -$695K
SUB icon
229
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$3.42M 0.1%
32,138
+186
+0.6% +$19.9K
IEF icon
230
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.41M 0.09%
35,742
+1,407
+4% +$135K
F icon
231
Ford
F
$57.3B
$3.38M 0.09%
292,758
+17,479
+6% +$230K
AVUV icon
232
Avantis US Small Cap Value ETF
AVUV
$29.7B
$3.36M 0.09%
30,421
+5,355
+21% +$590K
XMHQ icon
233
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$3.35M 0.09%
32,455
-1,556
-5% -$165K
VHT icon
234
Vanguard Health Care ETF
VHT
$18.2B
$3.33M 0.09%
12,232
-498
-4% -$142K
QQQM icon
235
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$3.32M 0.09%
13,970
+2,479
+22% +$620K
SHYG icon
236
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$3.28M 0.09%
77,609
+987
+1% +$42.1K
DVY icon
237
iShares Select Dividend ETF
DVY
$24B
$3.28M 0.09%
21,684
-274
-1% -$41.4K
WCPB
238
Weitz Core Plus Bond ETF
WCPB
$217M
$3.28M 0.09%
129,647
+3,862
+3% +$98.9K
VLO icon
239
Valero Energy
VLO
$89.8B
$3.25M 0.09%
13,155
+30
+0.2% +$6.18K
SNTH
240
MRP SynthEquity ETF
SNTH
$255M
$3.25M 0.09%
+123,870
New +$3.41M
JMST icon
241
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$3.24M 0.09%
63,639
+2,310
+4% +$118K
CRM icon
242
Salesforce
CRM
$134B
$3.24M 0.09%
17,374
-6,346
-27% -$1.31M
IWR icon
243
iShares Russell Mid-Cap ETF
IWR
$56.8B
$3.24M 0.09%
33,304
+1,281
+4% +$128K
BE icon
244
Bloom Energy
BE
$52.6B
$3.23M 0.09%
+23,834
New +$3.5M
LENS
245
Sarmaya Thematic ETF
LENS
$56.2M
$3.21M 0.09%
+69,993
New +$3.19M
JPST icon
246
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.2M 0.09%
63,240
-1,389
-2% -$70.3K
MEAR icon
247
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$3.19M 0.09%
63,374
+1,659
+3% +$83.7K
MDY icon
248
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.15M 0.09%
5,101
+138
+3% +$87.5K
MGK icon
249
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$3.13M 0.09%
42,645
+15,015
+54% +$1.18M
VONE icon
250
Vanguard Russell 1000 ETF
VONE
$8.19B
$3.13M 0.09%
10,605
+106
+1% +$32.7K
8 9
10
11 12

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.