SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
226	226 iShares 0-5 Year High Yield Corporate Bond ETF SHYG $6.83B	$2.73M	0.09%	64,143 +14,513	+29%	+$617K
227	227 First Trust Limited Duration Investment Grade Corporate ETF FSIG $1.29B	$2.73M	0.09%	143,965 -2,698	-2%	-$51.1K
228	228 SPDR S&P MidCap 400 ETF Trust MDY $23.1B	$2.72M	0.09%	5,092 +145	+3%	+$77.4K
229	229 Putnam Focused Large Cap Value ETF PVAL $3.58B	$2.71M	0.09%	71,249 -1,874	-3%	-$71.4K
230	230 iShares Russell Mid-Cap Value ETF IWS $13.6B	$2.71M	0.09%	21,488 +2,318	+12%	+$292K
231	231 Enbridge ENB $97.6B	$2.67M	0.09%	60,303 +1,611	+3%	+$71.4K
232	232 Vanguard Intermediate-Term Corporate Bond ETF VCIT $54.2B	$2.66M	0.08%	32,513 -14,881	-31%	-$1.22M
233	233 Energy Transfer Partners ET $60.2B	$2.63M	0.08%	141,729 -1,494	-1%	-$27.8K
234	234 Avantis US Small Cap Value ETF AVUV $16.8B	$2.63M	0.08%	30,223 -1,161	-4%	-$101K
235	235 3M MMM $85.6B	$2.63M	0.08%	17,927 +526	+3%	+$77.2K
236	236 iShares MSCI Intl Quality Factor ETF IQLT $11.9B	$2.63M	0.08%	66,277 +602	+0.9%	+$23.9K
237	237 The Communication Services Select Sector SPDR Fund XLC $23.8B	$2.61M	0.08%	27,068 -4,043	-13%	-$390K
238	238 FS KKR Capital FSK $6.3B	$2.6M	0.08%	123,914 -83,710	-40%	-$1.75M
239	239 Trane Technologies TT $100B	$2.57M	0.08%	7,622 +2,467	+48%	+$831K
240	240 T. Rowe Price Capital Appreciation Equity ETF TCAF $4.93B	$2.57M	0.08%	79,469 +60,162	+312%	+$1.94M
241	241 Boeing BA $174B	$2.56M	0.08%	14,997 +100	+0.7%	+$17.1K
242	242 Main Street Capital MAIN $5.77B	$2.54M	0.08%	44,942 +236	+0.5%	+$13.3K
243	243 Travelers Companies TRV $59.3B	$2.54M	0.08%	9,593 -598	-6%	-$158K
244	244 iShares US Aerospace & Defense ETF ITA $8.75B	$2.48M	0.08%	16,194 +726	+5%	+$111K
245	245 BlackRock US Equity Factor Rotation ETF DYNF $19.6B	$2.47M	0.08%	50,606 +12,046	+31%	+$587K
246	246 Cisco CSCO $270B	$2.47M	0.08%	39,954 +2,115	+6%	+$131K
247	247 Vanguard Short-Term Inflation-Protected Securities Index Fund VTIP $15.3B	$2.43M	0.08%	48,673 -317	-0.7%	-$15.8K
248	248 Blackstone BX $132B	$2.42M	0.08%	17,329 +174	+1%	+$24.3K
249	249 CMS Energy CMS $21.2B	$2.41M	0.08%	32,045 +142	+0.5%	+$10.7K
250	250 TSMC TSM $1.27T	$2.41M	0.08%	14,491 +4,042	+39%	+$671K