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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
GE Aerospace
GE
$299B
| $3.85M | 0.1% |
12,323
+703
| +6% | +$244K |
2014 Q4
47 quarters
|
|
202
Alerian MLP ETF
AMLP
$12.9B
| $3.84M | 0.1% |
73,976
+11,027
| +18% | +$600K |
2014 Q4
47 quarters
|
|
203
First Trust Enhanced Short Maturity ETF
FTSM
$6.74B
| $3.82M | 0.1% |
64,235
-6,176
| -9% | -$369K |
2017 Q4
35 quarters
|
|
204
First Trust Capital Strength ETF
FTCS
$7.82B
| $3.81M | 0.1% |
40,633
+455
| +1% | +$44.7K |
2016 Q3
40 quarters
|
|
205
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
| $3.79M | 0.1% |
76,609
-302
| -0.4% | -$15.3K |
2020 Q4
23 quarters
|
|
206
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $3.78M | 0.1% |
23,528
-936
| -4% | -$157K |
2014 Q4
47 quarters
|
|
207
Vanguard Russell 1000 ETF
VONE
$8.98B
| $3.77M | 0.1% |
10,963
+495
| +5% | +$170K |
2024 Q1
10 quarters
|
|
208
MRP SynthEquity ETF
SNTH
$249M
| $3.74M | 0.1% |
126,779
+618
| +0.5% | +$18.5K |
2026 Q1
2 quarters
|
|
209
JPMorgan Active Bond ETF
JBND
$9.18B
| $3.73M | 0.1% |
73,022
-3,166
| -4% | -$166K |
2025 Q2
5 quarters
|
|
210
Vanguard FTSE All-World ex-US ETF
VEU
$66.4B
| $3.72M | 0.1% |
44,880
-1,274
| -3% | -$107K |
2016 Q3
40 quarters
|
|
211
iShares Russell Mid-Cap ETF
IWR
$57.2B
| $3.7M | 0.1% |
34,716
-1,647
| -5% | -$182K |
2014 Q4
47 quarters
|
|
212
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
| $3.68M | 0.09% |
18,811
-5,408
| -22% | -$1.11M |
2014 Q4
47 quarters
|
|
213
Arista Networks
ANET
$224B
| $3.62M | 0.09% |
17,796
-1,019
| -5% | -$192K |
2021 Q3
20 quarters
|
|
214
Texas Instruments
TXN
$272B
| $3.58M | 0.09% |
12,794
-370
| -3% | -$102K |
2014 Q4
47 quarters
|
|
215
Realty Income
O
$54.1B
| $3.57M | 0.09% |
65,690
+2,495
| +4% | +$154K |
2014 Q4
47 quarters
|
|
216
iShares TIPS Bond ETF
TIP
$14.6B
| $3.57M | 0.09% |
34,266
+809
| +2% | +$86.5K |
2014 Q4
47 quarters
|
|
217
Lockheed Martin
LMT
$147B
| $3.55M | 0.09% |
6,979
-255
| -4% | -$140K |
2014 Q4
47 quarters
|
|
218
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$2.02B
| $3.54M | 0.09% |
70,465
+6,679
| +10% | +$335K |
2023 Q1
14 quarters
|
|
219
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.8B
| $3.5M | 0.09% |
5,349
-35
| -0.7% | -$24.1K |
2014 Q4
47 quarters
|
|
220
HP
HPQ
$30.7B
| $3.47M | 0.09% |
111,036
+17,016
| +18% | +$491K |
2026 Q1
2 quarters
|
|
221
VanEck Fallen Angel High Yield Bond ETF
ANGL
$2.98B
| $3.46M | 0.09% |
124,240
+10,740
| +9% | +$310K |
2020 Q3
24 quarters
|
|
222
Marathon Petroleum
MPC
$132B
| $3.43M | 0.09% |
8,794
+552
| +7% | +$191K |
2017 Q1
38 quarters
|
|
223
Travelers Companies
TRV
$82B
| $3.42M | 0.09% |
9,590
-37
| -0.4% | -$13.5K |
2014 Q4
47 quarters
|
|
224
iShares National Muni Bond ETF
MUB
$53.3B
| $3.4M | 0.09% |
33,625
-2,454
| -7% | -$258K |
2014 Q4
47 quarters
|
|
225
CME Group
CME
$110B
| $3.38M | 0.09% |
12,915
-306
| -2% | -$80.7K |
2016 Q3
40 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.