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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
201
Southern Company
SO
$110B
$3.91M 0.11%
40,463
-1,693
-4% -$157K
BNDX icon
202
Vanguard Total International Bond ETF
BNDX
$82B
$3.85M 0.11%
80,165
-94,227
-54% -$4.57M
GLW icon
203
Corning
GLW
$126B
$3.84M 0.11%
28,231
-1,033
-4% -$125K
XLY icon
204
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.82M 0.11%
35,031
+1,049
+3% +$123K
CME icon
205
CME Group
CME
$92.2B
$3.81M 0.11%
12,907
-365
-3% -$108K
FTCS icon
206
First Trust Capital Strength ETF
FTCS
$7.88B
$3.76M 0.1%
40,520
-276
-0.7% -$26.5K
HEFA icon
207
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$3.73M 0.1%
87,800
-13,226
-13% -$570K
GRID
208
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$3.72M 0.1%
22,758
+8,912
+64% +$1.48M
ISRG icon
209
Intuitive Surgical
ISRG
$121B
$3.71M 0.1%
8,044
-661
-8% -$334K
O icon
210
Realty Income
O
$61.2B
$3.7M 0.1%
60,457
-3,585
-6% -$224K
MDT icon
211
Medtronic
MDT
$107B
$3.68M 0.1%
42,420
+54
+0.1% +$5.17K
IDEV icon
212
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$3.65M 0.1%
43,629
+17,001
+64% +$1.46M
UBER icon
213
Uber
UBER
$134B
$3.64M 0.1%
50,658
-7,485
-13% -$576K
TLT icon
214
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$3.64M 0.1%
41,989
-3,347
-7% -$294K
AXP icon
215
American Express
AXP
$223B
$3.64M 0.1%
12,029
+1,419
+13% +$476K
TIP icon
216
iShares TIPS Bond ETF
TIP
$14.5B
$3.63M 0.1%
32,868
+1,716
+6% +$190K
FHLC icon
217
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$3.63M 0.1%
51,545
-1,102
-2% -$81.3K
UPS icon
218
United Parcel Service
UPS
$97.6B
$3.61M 0.1%
36,722
+9,941
+37% +$1.07M
CSCO icon
219
Cisco
CSCO
$450B
$3.6M 0.1%
46,366
-20,169
-30% -$1.58M
FCX icon
220
Freeport-McMoran
FCX
$90B
$3.57M 0.1%
60,716
+25,977
+75% +$1.57M
LMBS icon
221
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$3.56M 0.1%
71,458
+3,414
+5% +$171K
FJAN icon
222
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$3.55M 0.1%
+70,422
New +$3.64M
IWS icon
223
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$3.54M 0.1%
24,262
+245
+1% +$36.4K
VEU icon
224
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.53M 0.1%
47,018
+1,093
+2% +$84.7K
IQLT icon
225
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.51M 0.1%
76,004
+826
+1% +$39.1K
7 8
9
10 11

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.