SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
201	201 GE Vernova GEV $156B	$3.39M	0.11%	11,105 +6,864	+162%	+$2.1M
202	202 iShares Short Maturity Bond ETF NEAR $3.35B	$3.35M	0.11%	65,908 +1,770	+3%	+$90K
203	203 iShares Short-Term National Muni Bond ETF SUB $9.96B	$3.34M	0.11%	31,655 +645	+2%	+$68.1K
204	204 Vanguard Short-Term Bond ETF BSV $38.2B	$3.34M	0.11%	42,674 +1,166	+3%	+$91.3K
205	205 iShares Silver Trust SLV $18.3B	$3.32M	0.11%	107,206 -6,671	-6%	-$207K
206	206 First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD $3.38B	$3.3M	0.11%	75,258 -154,952	-67%	-$6.79M
207	207 Stryker SYK $149B	$3.17M	0.1%	8,507 -92	-1%	-$34.2K
208	208 Vanguard Consumer Staples ETF VDC $7.61B	$3.11M	0.1%	14,191 +5,213	+58%	+$1.14M
209	209 iShares Select Dividend ETF DVY $20B	$3.1M	0.1%	23,065 -2,637	-10%	-$354K
210	210 Vanguard Mid-Cap Value ETF VOE $18.1B	$3.05M	0.1%	19,017 +463	+3%	+$74.3K
211	211 iShares 7-10 Year Treasury Bond ETF IEF $34.6B	$2.98M	0.1%	31,282 +4,075	+15%	+$389K
212	212 First Trust North American Energy Infrastructure Fund EMLP $3.25B	$2.98M	0.1%	79,528 +28,653	+56%	+$1.07M
213	213 Northrop Grumman NOC $75.4B	$2.98M	0.09%	5,814 -79	-1%	-$40.4K
214	214 FT Vest Fund of Nasdaq-100 Buffer ETFs BUFQ $1.01B	$2.96M	0.09%	99,083 +10,013	+11%	+$299K
215	215 BlackRock Short Maturity Municipal Bond ETF MEAR $1.14B	$2.95M	0.09%	58,785 -3,897	-6%	-$196K
216	216 Vanguard Utilities ETF VPU $7.09B	$2.92M	0.09%	17,121 +4,495	+36%	+$768K
217	217 American Express AXP $221B	$2.92M	0.09%	10,846 +195	+2%	+$52.5K
218	218 Vanguard FTSE All-World ex-US ETF VEU $46.3B	$2.91M	0.09%	47,928 -638	-1%	-$38.7K
219	219 iShares Core Total USD Bond Market ETF IUSB $32.7B	$2.9M	0.09%	63,035 +1,516	+2%	+$69.9K
220	220 T-Mobile US TMUS $258B	$2.9M	0.09%	10,868 +2,678	+33%	+$714K
221	221 First Trust Dow Jones Internet Index Fund ETF FDN $7.45B	$2.8M	0.09%	12,610 -928	-7%	-$206K
222	222 Pacer US Small Cap Cash Cows 100 ETF CALF $4.2B	$2.8M	0.09%	74,626 -15,600	-17%	-$585K
223	223 Kraft Heinz KHC $33.3B	$2.75M	0.09%	90,292 +9,252	+11%	+$282K
224	224 Kimberly-Clark KMB $42.4B	$2.73M	0.09%	19,205 -263	-1%	-$37.4K
225	225 Invesco FTSE RAFI US 1000 ETF PRF $7.87B	$2.73M	0.09%	67,507 -1,437	-2%	-$58.1K