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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
Invesco S&P MidCap Momentum ETF
XMMO
$6.52B
| $5.46M | 0.14% |
37,205
+15,634
| +72% | +$2.44M |
2024 Q1
10 quarters
|
|
152
Lam Research
LRCX
$288B
| $5.41M | 0.14% |
16,547
-3,312
| -17% | -$1.03M |
2017 Q3
36 quarters
|
|
153
PepsiCo
PEP
$185B
| $5.38M | 0.14% |
42,382
+2,674
| +7% | +$368K |
2022 Q3
16 quarters
|
|
154
Pfizer
PFE
$171B
| $5.37M | 0.14% |
188,239
-22,496
| -11% | -$598K |
2014 Q4
47 quarters
|
|
155
Eaton
ETN
$142B
| $5.33M | 0.14% |
12,396
-421
| -3% | -$176K |
2014 Q4
47 quarters
|
|
156
Bristol-Myers Squibb
BMY
$126B
| $5.32M | 0.14% |
85,287
+9,036
| +12% | +$571K |
2014 Q4
47 quarters
|
|
157
Intel
INTC
$460B
| $5.31M | 0.14% |
44,855
+8,040
| +22% | +$820K |
2014 Q4
47 quarters
|
|
158
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.91B
| $5.31M | 0.14% |
105,284
-4,271
| -4% | -$216K |
2019 Q1
30 quarters
|
|
159
LHA Market State Tactical Beta ETF
MSTB
$197M
| $5.3M | 0.14% |
120,534
-37,400
| -24% | -$1.63M |
2024 Q4
7 quarters
|
|
160
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $5.29M | 0.14% |
65,325
-8,573
| -12% | -$690K |
2014 Q4
47 quarters
|
|
161
Cisco
CSCO
$420B
| $5.28M | 0.14% |
49,662
+2,441
| +5% | +$275K |
2014 Q4
47 quarters
|
|
162
WisdomTree US LargeCap Dividend Fund
DLN
$6.31B
| $5.24M | 0.14% |
53,936
-328
| -0.6% | -$32.6K |
2019 Q3
28 quarters
|
|
163
SpaceX
SPCX
$2T
| $5.23M | 0.13% |
34,670
+13,415
| +63% | +$1.86M |
2026 Q2
1 quarter
|
|
164
Applied Materials
AMAT
$299B
| $5.17M | 0.13% |
10,114
-1,944
| -16% | -$987K |
2016 Q2
41 quarters
|
|
165
Boeing
BA
$149B
| $5.17M | 0.13% |
27,762
-339
| -1% | -$72.7K |
2014 Q4
47 quarters
|
|
166
Vanguard Short-Term Bond ETF
BSV
$45.7B
| $5.13M | 0.13% |
67,175
+2,456
| +4% | +$190K |
2014 Q4
47 quarters
|
|
167
iShares Russell 2000 ETF
IWM
$79.1B
| $5.07M | 0.13% |
18,338
-2,066
| -10% | -$607K |
2014 Q4
47 quarters
|
|
168
iShares US Aerospace & Defense ETF
ITA
$11.7B
| $5.05M | 0.13% |
24,355
+1,082
| +5% | +$252K |
2017 Q1
38 quarters
|
|
169
Leuthold Select Industries ETF
LST
$205M
| $5.02M | 0.13% |
107,505
+1,585
| +1% | +$74.8K |
2025 Q4
3 quarters
|
|
170
iShares Russell 1000 Growth ETF
IWF
$123B
| $4.89M | 0.13% |
38,874
-10,164
| -21% | -$1.24M |
2014 Q4
47 quarters
|
|
171
Vanguard Consumer Staples ETF
VDC
$8.08B
| $4.84M | 0.12% |
22,201
+1,627
| +8% | +$372K |
2014 Q4
47 quarters
|
|
172
Invesco S&P 500 Quality ETF
SPHQ
$18.5B
| $4.84M | 0.12% |
57,533
-28,887
| -33% | -$2.47M |
2020 Q3
24 quarters
|
|
173
Mastercard
MA
$546B
| $4.83M | 0.12% |
8,762
-568
| -6% | -$319K |
2014 Q4
47 quarters
|
|
174
Vanguard Short-Term Treasury ETF
VGSH
$35.2B
| $4.81M | 0.12% |
83,545
-14,325
| -15% | -$830K |
2022 Q2
17 quarters
|
|
175
Vanguard Materials ETF
VAW
$3.22B
| $4.8M | 0.12% |
22,046
+606
| +3% | +$139K |
2015 Q1
46 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.