SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
151	151 FT Vest Fund of Deep Buffer ETFs BUFD $1.35B	$4.26M	0.14%	170,622 +75,391	+79%	+$1.88M
152	152 Bank of America BAC $354B	$4.25M	0.14%	101,930 -2,781	-3%	-$116K
153	153 WisdomTree US LargeCap Dividend Fund DLN $5.1B	$4.25M	0.14%	53,493 -733	-1%	-$58.2K
154	154 Janus Henderson AAA CLO ETF JAAA $22.2B	$4.24M	0.14%	83,611 +28,130	+51%	+$1.43M
155	155 iShares Russell 2000 ETF IWM $66.7B	$4.23M	0.13%	21,198 -5,300	-20%	-$1.06M
156	156 RTX Corp RTX $202B	$4.22M	0.13%	31,895 +883	+3%	+$117K
157	157 First Trust Water ETF FIW $1.88B	$4.22M	0.13%	41,930 +878	+2%	+$88.4K
158	158 American Century US Quality Growth ETF QGRO $1.75B	$4.22M	0.13%	45,063 -2,481	-5%	-$232K
159	159 Fidelity Blue Chip Growth ETF FBCG $4.51B	$4.21M	0.13%	105,376 +9,827	+10%	+$393K
160	160 Lowe's Companies LOW $123B	$4.19M	0.13%	17,983 +680	+4%	+$159K
161	161 Pinnacle Focused Opportunities ETF FCUS $40.7M	$4.19M	0.13%	182,865 -54,950	-23%	-$1.26M
162	162 FT Vest US Equity Moderate Buffer ETF January GJAN $384M	$4.17M	0.13%	+110,744	New	+$4.17M
163	163 First Trust Long/Short Equity ETF FTLS $2B	$4.08M	0.13%	63,659 -1,041	-2%	-$66.7K
164	164 Intuitive Surgical ISRG $185B	$4.07M	0.13%	8,224 -163	-2%	-$80.7K
165	165 Bristol-Myers Squibb BMY $97.8B	$4.06M	0.13%	66,619 +11,416	+21%	+$696K
166	166 iShares Russell Mid-Cap Growth ETF IWP $19.6B	$4.03M	0.13%	34,284 +373	+1%	+$43.8K
167	167 GE Aerospace GE $278B	$4.02M	0.13%	20,065 +1,504	+8%	+$301K
168	168 Industrial Select Sector SPDR Fund XLI $22.5B	$4.01M	0.13%	30,617 +936	+3%	+$123K
169	169 JPMorgan US Quality Factor ETF JQUA $6.42B	$3.97M	0.13%	70,368 +871	+1%	+$49.2K
170	170 Advanced Micro Devices AMD $260B	$3.94M	0.13%	38,372 -3,418	-8%	-$351K
171	171 Walt Disney DIS $220B	$3.94M	0.13%	39,908 -3,043	-7%	-$300K
172	172 Alerian MLP ETF AMLP $10.4B	$3.93M	0.13%	75,688 +23,964	+46%	+$1.24M
173	173 Deere & Co DE $135B	$3.93M	0.13%	8,373 -55	-0.7%	-$25.8K
174	174 iShares Expanded Tech-Software Sector ETF IGV $12.2B	$3.92M	0.12%	43,998 -3,373	-7%	-$300K
175	175 Medtronic MDT $115B	$3.89M	0.12%	43,296 +3,404	+9%	+$306K